General Counsel

0000918537-17-000002.txt : 20170515 0000918537-17-000002.hdr.sgml : 20170515 20170515115453 ACCESSION NUMBER: 0000918537-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 17842447 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 03-31-2017 03-31-2017 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel (212) 752-7345 Timothy E. Ladin New York NY 05-15-2017 1 138 807209 false 1 0001105685 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F1Q17xmldata.xml Adelphia Recovery Trust COM 00685R102 0 1478658 SH DFND 1 0 1478658 0 Advanced Emissions Solutions Inc. COM 00770C101 7632 800000 SH DFND 1 0 800000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6055 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 11486 565000 SH DFND 1 0 565000 0 Ally Financial Inc. COM 02005N100 2480 122000 SH SOLE 0 122000 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 9626 648212 SH DFND 1 0 648212 0 American Midstream Partners LP COM UNIT RP IN 02752P100 234 15775 SH SOLE 0 15775 0 0 American River Bankshares COM 029326105 1386 93506 SH DFND 1 0 93506 0 Anadarko Petroleum Corp. COM 032511107 3844 62000 SH DFND 1 0 62000 0 Apache Corporation COM 037411105 514 10000 SH SOLE 0 10000 0 0 Arconic Inc. COM 03965L100 4610 175000 SH DFND 1 0 175000 0 Atlantic Capital Bancshares COM 048269203 18038 951893 SH DFND 1 0 951893 0 BKF Capital Group, Inc. COM 05548G201 215 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 1399 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 58534 2590000 SH DFND 1 0 2590000 0 Baker Hughes Inc. COM 057224107 1196 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 2078 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 25995 1255810 SH DFND 1 0 1255810 0 Bank of America Corporation COM 060505104 590 25000 SH SOLE 0 25000 0 0 Barnes & Noble Edu. Inc COM 06777U101 3043 317315 SH DFND 1 0 317315 0 Barnes & Noble Edu. Inc COM 06777U101 101 10554 SH SOLE 0 10554 0 0 Boeing Co. COM 097023105 2653 15000 SH SOLE 0 15000 0 0 Boston Scientific Corp. COM 101137107 12435 500000 SH DFND 1 0 500000 0 CIBL, Inc. COM 12543Y104 296 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 21465 500000 SH DFND 1 0 500000 0 CIT Group Inc. COM NEW 125581801 987 23000 SH SOLE 0 23000 0 0 Cabela's Inc. COM 126804301 17813 335400 SH DFND 1 0 335400 0 Cabela's Inc. COM 126804301 1062 20000 SH SOLE 0 20000 0 0 Carbon Natural Gas Co. COM 14115T208 1267 211112 SH DFND 1 0 211112 0 Carrizo Oil & Gas, Inc. COM 144577103 3038 106000 SH DFND 1 0 106000 0 Carter Bank & Trust COM 146102108 845 50000 SH DFND 1 0 50000 0 Central Steel & Wire Company COM 155411101 48 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 7947 230000 SH DFND 1 0 230000 0 Clifton Bancorp, Inc. COM 186873105 4753 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 3847 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 2725 60000 SH DFND 1 0 60000 0 Continental Resources Inc. COM 212015101 13626 300000 SH SOLE 0 300000 0 0 Crimson Wine Group Ltd. COM 22662X100 9692 969200 SH DFND 1 0 969200 0 Dell Technologies Inc. COM CL V 24703L103 1317 20560 SH DFND 1 0 20560 0 Devon Energy Corp. New COM 25179M103 3338 80000 SH SOLE 0 80000 0 0 Dolby Laboratories Inc. COM 25659T107 49302 940700 SH DFND 1 0 940700 0 Dolby Laboratories Inc. COM 25659T107 433 8255 SH SOLE 0 8255 0 0 Donnelley Financial Solutions, Inc. COM 25787G100 3472 180000 SH DFND 1 0 180000 0 Du Pont E I De Nemours & Co COM 263534109 9238 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 2008 25000 SH SOLE 0 25000 0 0 EchoSTar Corp. CL A 278768106 2278 40000 SH DFND 1 0 40000 0 Exxon Mobil Corp. COM 30231G102 1640 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 30249U101 13918 200000 SH DFND 1 0 200000 0 FMC Corp. COM NEW 30249U101 3480 50000 SH SOLE 0 50000 0 0 FSB Bancorp COM 30289C102 779 53382 SH DFND 1 0 53382 0 Farmer Brothers Co. COM 307675108 2418 68390 SH DFND 1 0 68390 0 Farmer Brothers Co. COM 307675108 99 2800 SH SOLE 0 2800 0 0 Farmers & Merchants Bank COM 308243104 1517 203 SH SOLE 0 203 0 0 First Guaranty Bancshares, Inc. COM 32043P106 1123 46410 SH DFND 1 0 46410 0 Forest City Realty Trust A Shares COM CL A 345605109 4356 200000 SH DFND 1 0 200000 0 Franklin Resources Inc. COM 354613101 13485 320000 SH DFND 1 0 320000 0 Franklin Resources Inc. COM 354613101 1160 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 488 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 298 10000 SH SOLE 0 10000 0 0 General Motors Corp. COM 37045V100 6844 193560 SH DFND 1 0 193560 0 GM '19 WRNT W EXP 07/10/201 37045V126 189 10597 SH DFND 1 0 10597 0 Getty Realty Corp. COM 374297109 921 36427 SH SOLE 0 36427 0 0 Global Eagle Entertainment COM 37951D102 319 100000 SH DFND 1 0 100000 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 501 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 72 721942 SH SOLE 0 721942 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 92 277793 SH DFND 1 0 277793 0 Gyrodyne, LLC COM 403829104 1678 81000 SH DFND 1 0 81000 0 Gyrodyne, LLC COM 403829104 97 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 984 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 5492 82500 SH DFND 1 0 82500 0 Heritage Oaks Bancorp COM 42724R107 3057 228971 SH DFND 1 0 228971 0 Hertz Global Holdings, Inc. COM 42806J106 3508 200000 SH DFND 1 0 200000 0 Hess Corporation COM 42809H107 15668 325000 SH DFND 1 0 325000 0 Hess Corporation COM 42809H107 8678 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 2755 396458 SH DFND 1 0 396458 0 Howard Bancorp Inc. COM 442496105 935 50000 SH DFND 1 0 50000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 362 190440 SH SOLE 0 190440 0 0 ICTC Group COM 44931F108 147 3687 SH DFND 1 0 3687 0 ICC Holdings, Inc. COM 44931Q104 493 30000 SH DFND 1 0 30000 0 Intel Corp. COM 458140100 18035 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 45989 1275000 SH SOLE 0 1275000 0 0 Investar Holding Corporation COM 46134L105 3833 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 7190 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 623 5000 SH SOLE 0 5000 0 0 KLX Inc. COM 482539103 4470 100000 SH DFND 1 0 100000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 14909 186600 SH DFND 1 0 186600 0 Kearny Financial Corp. COM 48716P108 15050 1000000 SH DFND 1 0 1000000 0 Kemper Corp. COM 488401100 399 10000 SH SOLE 0 10000 0 0 Keweenaw Land Association LTD. COM 493026108 102 1000 SH SOLE 0 1000 0 0 Keysight Technologies, Inc. COM 49338L103 6867 190000 SH DFND 1 0 190000 0 LICT Corp. COM 50187G104 1925 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 2524 170559 SH DFND 1 0 170559 0 MSB Financial COM 55352L101 2886 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 2454 38100 SH DFND 1 0 38100 0 Meridian Bancorp, Inc. COM 58958U103 1830 100000 SH DFND 1 0 100000 0 National Presto Industries, Inc. COM 637215104 5008 49000 SH DFND 1 0 49000 0 News Corp COM 65249B109 5980 460000 SH DFND 1 0 460000 0 NI Holdings Inc. COM 65342T106 3863 258750 SH DFND 1 0 258750 0 Northeast Bancorp COM 663904209 5536 361800 SH DFND 1 0 361800 0 Peapack-Gladstone Financial Corp. COM 704699107 2983 100800 SH DFND 1 0 100800 0 Pennsylvania Real Estate Investment Trust SH BEN INT 709102107 3331 220000 SH DFND 1 0 220000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 223 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 12881 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 350 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 5193 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 293 9388 SH SOLE 0 9388 0 0 Popular, Inc. COM NEW 733174700 12219 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 407 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 2165 121287 SH DFND 1 0 121287 0 Quality Care Properties, Inc. COM 747545101 1886 100000 SH DFND 1 0 100000 0 Randolph Bancorp, Inc. COM 752378109 887 57200 SH DFND 1 0 57200 0 Regions Financial Corp. COM 7591EP100 7577 521500 SH DFND 1 0 521500 0 Resolute Forest Products COM 76117w109 712 130621 SH DFND 1 0 130621 0 SI Financial Group COM 78425V104 1535 109241 SH DFND 1 0 109241 0 S&W Seed Company COM 785135104 15829 3197838 SH DFND 1 0 3197838 0 William H. Sadlier, Inc. COM 786327106 1061 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 726 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1456 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 157 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 111 5773 SH SOLE 0 5773 0 0 Taubman Centers, Inc. COM 876664103 11554 175000 SH DFND 1 0 175000 0 Tejon Ranch Co. COM 879080109 11383 520000 SH DFND 1 0 520000 0 Tenet Healthcare Corporation COM NEW 88033G407 974 55000 SH DFND 1 0 55000 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 21420 667500 SH DFND 1 0 667500 0 Teva Pharmaceutical Industries Ltd. COM 881624209 1685 52500 SH SOLE 0 52500 0 0 Time Warner Inc. COM 887317303 3908 40000 SH DFND 1 0 40000 0 TowneBank Portsmouth VA COM 89214P109 1815 56022 SH DFND 1 0 56022 0 Trinity Place Holdings Inc. COM 89656D101 30215 4133410 SH DFND 1 0 4133410 0 Universal Stainless & Alloy Products, Inc. COM 913837100 3131 184200 SH DFND 1 0 184200 0 Vornado Realty Trust SH BEN INT 929042109 602 6000 SH DFND 1 0 6000 0 Waterstone Financial Inc. COM 94188P101 21711 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 14861 225000 SH DFND 1 0 225000 0 Whitewave Foods Co. COM 966244105 5615 100000 SH DFND 1 0 100000 0 Wright Investors Service Holdings COM 982345100 538 825691 SH DFND 1 0 825691 0 Belmond Ltd. Class A COM G1154H107 3930 324800 SH DFND 1 0 324800 0 TechnipFMC plc COM G87110105 14138 435000 SH DFND 1 0 435000 0 Chubb Limited COM h1467j104 4592 33706 SH DFND 1 0 33706 0 Constellium N.V. CL A N22035104 1188 182800 SH DFND 1 0 182800 0