0000918537-14-000003.txt : 20140818 0000918537-14-000003.hdr.sgml : 20140818 20140818105753 ACCESSION NUMBER: 0000918537-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140818 DATE AS OF CHANGE: 20140818 EFFECTIVENESS DATE: 20140818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 141048160 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 06-30-2014 06-30-2014 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin 212 752-7345 Timothy E Ladin New York NY 08-14-2014 1 97 815792 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F2Q14xmldata.xml PRICE13F2Q14 Orient Express Hotels Ltd COM CL A G67743107 1381 95000 SH DFND 1 0 95000 0 ALCO Stores Inc. COM 001600105 2013 264919 SH DFND 1 0 264919 0 Aegerion Pharmaceuticals, Inc. COM 00767E102 7702 240000 SH DFND 1 0 240000 0 Alamos Gold Inc. COM 011527108 2023 200000 SH DFND 1 0 200000 0 Allscripts Healthcare Solutn COM 01988P108 7664 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 16916 707500 SH DFND 1 0 707500 0 American River Bankshares COM 029326105 2229 255000 SH DFND 1 0 255000 0 American Woodmark Corp. COM 030506109 71 2213 SH DFND 1 0 2213 0 BRT Realty Trust SH BEN INT NEW 055645303 1243 168369 SH DFND 1 0 168369 0 The Bancorp Bank COM 05969F104 7742 650000 SH DFND 1 0 650000 0 Bank of America Corporation COM 060505104 769 50000 SH SOLE 50000 0 0 Barnes & Noble Inc. COM 067774109 9857 432500 SH DFND 1 0 432500 0 Becton, Dickinson & Co. COM 075887109 15971 135000 SH DFND 1 0 135000 0 Big 5 Sporting Goods Corp. COM 08915P101 2883 235000 SH DFND 1 0 235000 0 Blount International, Inc. COM 095180105 9901 701700 SH DFND 1 0 701700 0 Boeing Co. COM 097023105 2544 20000 SH SOLE 20000 0 0 Boston Scientific Corp. COM 101137107 25540 2000000 SH DFND 1 0 2000000 0 CIT Group Inc. COM NEW 125581801 20821 455000 SH DFND 1 0 455000 0 Cache, Inc. COM NEW 127150308 5245 4072350 SH DFND 1 0 4072350 0 Callon Pete Co Del COM 13123X102 1165 100000 SH DFND 1 0 100000 0 Cape Bancorp Inc. COM 139209100 2781 259200 SH DFND 1 0 259200 0 Castle A M & Co. COM 148411101 7093 642500 SH DFND 1 0 642500 0 Clifton Savings Bancorp, Inc. COM 18712Q103 3720 293568 SH DFND 1 0 293568 0 Columbia Banking System, Inc. COM 197236102 34990 1329907 SH DFND 1 0 1329907 0 Demand Media, Inc. COM 24802N109 4820 1000000 SH DFND 1 0 1000000 0 Dolby Laboratories Inc. COM 25659T107 30348 702500 SH DFND 1 0 702500 0 Donegal Group Inc. COM CL A 257701201 2295 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 25540 375000 SH DFND 1 0 375000 0 Du Pont E I De Nemours & Co COM 263534109 1309 20000 SH SOLE 20000 0 0 Enzon Pharmaceuticals Inc. COM 293904108 778 748200 SH DFND 1 0 748200 0 Express, Inc. COM 30219E103 852 50000 SH DFND 1 0 50000 0 Exxon Mobil Corp. COM 30231G102 1208 12000 SH SOLE 12000 0 0 FXCM Inc COM CL A 302693106 25628 1713100 SH DFND 1 0 1713100 0 Farmer Bros Co. COM 307675108 7894 365300 SH DFND 1 0 365300 0 Farmer Bros Co. COM 307675108 61 2800 SH SOLE 2800 0 0 First Security Group Inc. COM NEW 336312025 13194 6080000 SH DFND 1 0 6080000 0 Forest City Enterprises Inc. CL A 345550107 17188 865000 SH DFND 1 0 865000 0 Franklin Financial Corp VA COM 35353C102 15489 713798 SH DFND 1 0 713798 0 GAMCO Investors Inc. COM 361438104 1810 21800 SH DFND 1 0 21800 0 Gencorp Inc. COM 368682100 14114 739000 SH DFND 1 0 739000 0 Gencorp Inc. COM 368682100 474 24794 SH SOLE 24794 0 0 General Electric Co. COM 369604103 1314 50000 SH SOLE 50000 0 0 General Motors Corp. COM 37045V100 6353 175000 SH DFND 1 0 175000 0 General Motors Co. W EXP 7/10/2019 37045V126 3712 200000 SH DFND 1 0 200000 0 Getty Realty Corp. COM 374297109 5414 283778 SH DFND 1 0 283778 0 Getty Realty Corp. COM 374297109 686 35969 SH SOLE 35969 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 14593 323000 SH DFND 1 0 323000 0 Hardinge, Inc. COM 412324303 3732 295000 SH DFND 1 0 295000 0 Heritage Commerce Corp. COM 426927109 4341 531390 SH DFND 1 0 531390 0 Heritage Oaks Bancorp COM 42724R107 8901 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 57356 580000 SH DFND 1 0 580000 0 Hess Corporation COM 42809H107 19778 200000 SH SOLE 200000 0 0 HomeTrust Bancshares, Inc. COM 437872104 4094 259622 SH DFND 1 0 259622 0 Hospira Inc. COM 441060100 20548 400000 SH DFND 1 0 400000 0 Hugoton RTY TR TEX UNIT BEN INT 444717102 384 35000 SH SOLE 35000 0 0 Installed Building Products, Inc. COM 45780R101 1470 120000 SH DFND 1 0 120000 0 Intel Corp. COM 458140100 15450 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 41715 1350000 SH SOLE 1350000 0 0 International Game Technology COM 459902102 3182 200000 SH DFND 1 0 200000 0 Investors Bancorp, Inc. NEW COM 46146L101 5525 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 3662 35000 SH SOLE 35000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 22153 304002 SH DFND 1 0 304002 0 Kemper Corp. Del COM 488401100 369 10000 SH SOLE 10000 0 0 Liberty Interactive Corp INT COM SER A 53071M104 2422 82500 SH DFND 1 0 82500 0 National Presto Industries, Inc. COM 637215104 7138 98000 SH DFND 1 0 98000 0 News Corp CL A 65248E104 7176 400000 SH DFND 1 0 400000 0 Northeast Bancorp COM NEW 663904209 3224 336861 SH DFND 1 0 336861 0 Northfield Bancorp Inc COM 66611T105 9177 700000 SH DFND 1 0 700000 0 Old Republic Intl Corp. COM 680223104 349 21093 SH SOLE 21093 0 0 OmniAmerican Bancorp Inc COM 68216R107 3088 123500 SH DFND 1 0 123500 0 Oneok Inc. COM 682680103 20424 300000 SH DFND 1 0 300000 0 Pfizer Inc. COM 717081103 3179 107100 SH SOLE 107100 0 0 Polypore International, Inc. COM 73179V103 1193 25000 SH DFND 1 0 25000 0 Plains All American Pipeline UNIT LTD PARTN 726503105 855 14363 SH SOLE 14363 0 0 Popular, Inc. COM NEW 733174700 8630 252500 SH DFND 1 0 252500 0 Prudential Bancorp Inc. PA COM 744319104 1396 121287 SH DFND 1 0 121287 0 QEP resources Inc. COM 74733V100 13800 400000 SH DFND 1 0 400000 0 Quanex Building Products COM 747619104 1072 60000 SH DFND 1 0 60000 0 Realogy Holdings Corp. COM 75605Y106 3771 100000 SH DFND 1 0 100000 0 Resolute Forest Products Inc. COM 76117W109 8110 483306 SH DFND 1 0 483306 0 Royal Dutch Shell PLC Spon ADR A 780259206 1234 14979 SH SOLE 14979 0 0 Ruths Hospitality Group Inc. COM 783332109 17167 1390000 SH DFND 1 0 1390000 0 SI Financial Group Inc MD COM 78425V104 2142 186100 SH DFND 1 0 186100 0 SandRidge Energy, Inc. COM 80007P307 1788 250000 SH DFND 1 0 250000 0 Sanofi RIGHT 12/31/2020 80105N113 2488 4975000 SH DFND 1 0 4975000 0 Sanofi RIGHT 12/31/2020 80105N113 150 300000 SH SOLE 300000 0 0 Seacoast Banking Corp of Florida COM NEW 811707801 1936 178100 SH DFND 1 0 178100 0 Symetra Financial Corp. COM 87151Q106 10233 450000 SH DFND 1 0 450000 0 Symetra Financial Corp. COM 87151Q106 11029 485000 SH SOLE 485000 0 0 Tejon Ranch Co. COM 879080109 16739 520000 SH DFND 1 0 520000 0 Tejon Ranch Co. W EXP 8/31/2016 879080133 214 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Inds Ltd. ADR 881624209 26210 500000 SH DFND 1 0 500000 0 Time Warner Cable Inc. COM 88732J207 5156 35000 SH DFND 1 0 35000 0 Titan International, Inc ILL. COM 88830M102 5046 300000 SH DFND 1 0 300000 0 Waterstone Financial Inc. MD COM 94188P101 14255 1249300 SH DFND 1 0 1249300 0 Wright Medical Group Inc. COM 98235T107 1478 825691 SH DFND 1 0 825691 0 Yadkin Valley Financial Corp COM 984314104 3525 187100 SH DFND 1 0 187100 0