0000918537-14-000002.txt : 20140513 0000918537-14-000002.hdr.sgml : 20140513 20140513172101 ACCESSION NUMBER: 0000918537-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 14838436 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 03-31-2014 03-31-2014 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin (212) 752-7345 Timothy E Ladin New York NY 05-13-2014 1 101 821159 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F1Q14xmldata.xlsx.xml Orient Express Hotels Ltd COM CL A G67743107 1369 95000 SH DFND 1 0 95000 0 ALCO Stores Inc. COM 001600105 2705 264919 SH DFND 1 0 264919 0 Aegerion Pharmaceuticals, Inc. COM 00767E102 9236 200000 SH DFND 1 0 200000 0 Alleghany Corp. COM 017175100 30350 74500 SH DFND 1 0 74500 0 Allscripts Healthcare Solutn COM 01988P108 8609 477500 SH DFND 1 0 477500 0 American River Bankshares COM 029326105 2354 255000 SH DFND 1 0 255000 0 Ashland Inc New COM 044209104 2487 25000 SH DFND 1 0 25000 0 BRT Realty Trust SH BEN INT NEW 055645303 1200 168369 SH DFND 1 0 168369 0 The Bancorp Bank COM 05969F104 4703 250000 SH DFND 1 0 250000 0 Bank of America Corporation COM 060505104 860 50000 SH SOLE 50000 0 0 Barnes & Noble Inc. COM 067774109 10450 500000 SH DFND 1 0 500000 0 Becton, Dickinson & Co. COM 075887109 20489 175000 SH DFND 1 0 175000 0 Big 5 Sporting Goods Corp. COM 08915P101 3772 235000 SH DFND 1 0 235000 0 Blount International, Inc. COM 095180105 7387 620792 SH DFND 1 0 620792 0 Boeing Co. COM 097023105 2510 20000 SH SOLE 20000 0 0 Boise Cascade Corp. Del COM 09739D100 394 13769 SH SOLE 13769 0 0 Boston Scientific Corp. COM 101137107 27040 2000000 SH DFND 1 0 2000000 0 CIT Group Inc. COM NEW 125581801 22304 455000 SH DFND 1 0 455000 0 Cache, Inc. COM NEW 127150308 12458 3786635 SH DFND 1 0 3786635 0 Callon Pete Co Del COM 13123X102 837 100000 SH DFND 1 0 100000 0 Cape Bancorp Inc. COM 139209100 2851 259200 SH DFND 1 0 259200 0 Castle A M & Co. COM 148411101 8337 567500 SH DFND 1 0 567500 0 Charter Financial Corporation MD COM 16122W108 494 45725 SH DFND 1 0 45725 0 Clifton Savings Bancorp, Inc. COM 18712Q103 2317 197700 SH DFND 1 0 197700 0 Columbia Banking System, Inc. COM 197236102 37929 1329907 SH DFND 1 0 1329907 0 Crocs, Inc. COM 227046109 1404 90000 SH DFND 1 0 90000 0 Demand Media, Inc. COM 24802N109 4416 910500 SH DFND 1 0 910500 0 Dolby Laboratories Inc. COM 25659T107 24800 557300 SH DFND 1 0 557300 0 Donegal Group Inc. COM CL A 257701201 2187 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 24492 365000 SH DFND 1 0 365000 0 Du Pont E I De Nemours & Co COM 263534109 1342 20000 SH SOLE 20000 0 0 Enzon Pharmaceuticals Inc. COM 293904108 771 748200 SH DFND 1 0 748200 0 Exxon Mobil Corp. COM 30231G102 1172 12000 SH SOLE 12000 0 0 FXCM Inc COM CL A 302693106 24826 1680828 SH DFND 1 0 1680828 0 FTD Companies, Inc. COM 30281V108 4772 150000 SH DFND 1 0 150000 0 Farmer Bros Co. COM 307675108 7196 365300 SH DFND 1 0 365300 0 Farmer Bros Co. COM 307675108 55 2800 SH SOLE 2800 0 0 First Security Group Inc. COM NEW 336312025 12646 6080000 SH DFND 1 0 6080000 0 Forest City Enterprises Inc. CL A 345550107 17095 895000 SH DFND 1 0 895000 0 Franklin Financial Corp VA COM 35353C102 13962 713798 SH DFND 1 0 713798 0 GAMCO Investors Inc. COM 361438104 1693 21800 SH DFND 1 0 21800 0 Gencorp Inc. COM 368682100 13502 739000 SH DFND 1 0 739000 0 Gencorp Inc. COM 368682100 453 24794 SH SOLE 24794 0 0 General Electric Co. COM 369604103 1295 50000 SH SOLE 50000 0 0 General Motors Co. W EXP 7/10/2019 37045V126 3482 200000 SH DFND 1 0 200000 0 Getty Realty Corp. COM 374297109 5282 279596 SH DFND 1 0 279596 0 Getty Realty Corp. COM 374297109 679 35969 SH SOLE 35969 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 14516 323000 SH DFND 1 0 323000 0 Hardinge, Inc. COM 412324303 4248 295000 SH DFND 1 0 295000 0 Harris Corp Del COM 413875105 10811 147769 SH DFND 1 0 147769 0 Heritage Commerce Corp. COM 426927109 5221 647794 SH DFND 1 0 647794 0 Heritage Oaks Bancorp COM 42724R107 9426 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 49728 600000 SH DFND 1 0 600000 0 Hess Corporation COM 42809H107 16576 200000 SH SOLE 200000 0 0 HomeTrust Bancshares, Inc. COM 437872104 4734 300000 SH DFND 1 0 300000 0 Hospira Inc. COM 441060100 17300 400000 SH DFND 1 0 400000 0 Hugoton RTY TR TEX UNIT BEN INT 444717102 282 35000 SH SOLE 35000 0 0 Intel Corp. COM 458140100 12907 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 34849 1350000 SH SOLE 1350000 0 0 Johnson & Johnson COM 478160104 3438 35000 SH SOLE 35000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 21712 304002 SH DFND 1 0 304002 0 Kemper Corp. Del COM 488401100 392 10000 SH SOLE 10000 0 0 Liberty Interactive Corp INT COM SER A 53071M104 2382 82500 SH DFND 1 0 82500 0 Loews Corporation COM 540424108 2167 49200 SH DFND 1 0 49200 0 National Presto Industries, Inc. COM 637215104 7648 98000 SH DFND 1 0 98000 0 News Corp CL A 65248E104 6888 400000 SH DFND 1 0 400000 0 Northeast Bancorp COM NEW 663904209 3153 336861 SH DFND 1 0 336861 0 Northfield Bancorp Inc COM 66611T105 9002 700000 SH DFND 1 0 700000 0 Novagold Resources Inc. COM NEW 66987E206 181 50000 SH DFND 1 0 50000 0 Old Republic Intl Corp. COM 680223104 346 21093 SH SOLE 21093 0 0 OmniAmerican Bancorp Inc COM 68216R107 12598 552800 SH DFND 1 0 552800 0 Oneok Inc. COM 682680103 17775 300000 SH DFND 1 0 300000 0 Penny JC Inc. COM 708160106 2282 264700 SH DFND 1 0 264700 0 Pfizer Inc. COM 717081103 6103 190000 SH DFND 1 0 190000 0 Pfizer Inc. COM 717081103 5046 157100 SH SOLE 157100 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 792 14363 SH SOLE 14363 0 0 Popular, Inc. COM NEW 733174700 4763 153700 SH DFND 1 0 153700 0 Prudential Bancorp Inc. PA COM 744319104 1292 121287 SH DFND 1 0 121287 0 QEP resources Inc. COM 74733V100 11776 400000 SH DFND 1 0 400000 0 Quanex Building Products COM 747619104 1497 72374 SH DFND 1 0 72374 0 Resolute Forest Products Inc. COM 76117W109 9710 483306 SH DFND 1 0 483306 0 Royal Dutch Shell PLC Spon ADR A 780259206 1094 14979 SH SOLE 14979 0 0 Ruths Hospitality Group Inc. COM 783332109 16977 1404200 SH DFND 1 0 1404200 0 SI Financial Group Inc MD COM 78425V104 2012 178500 SH DFND 1 0 178500 0 SandRidge Energy, Inc. COM 80007P307 1535 250000 SH DFND 1 0 250000 0 Sanofi RIGHT 12/31/2020 80105N113 1542 4975000 SH DFND 1 0 4975000 0 Sanofi RIGHT 12/31/2020 80105N113 93 300000 SH SOLE 300000 0 0 Seacoast Banking Corp of Florida COM NEW 811707801 1959 178100 SH DFND 1 0 178100 0 Symantec Corp COM 871503108 1697 85000 SH DFND 1 0 85000 0 Symetra Financial Corp. COM 87151Q106 11892 600000 SH DFND 1 0 600000 0 Symetra Financial Corp. COM 87151Q106 9613 485000 SH SOLE 485000 0 0 Tejon Ranch Co. COM 879080109 17592 520000 SH DFND 1 0 520000 0 Tejon Ranch Co. W EXP 8/31/2016 879080133 280 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Inds Ltd. ADR 881624209 20523 388400 SH DFND 1 0 388400 0 Titan International, Inc ILL. COM 88830M102 1538 81000 SH DFND 1 0 81000 0 United Financial Bancorp, Inc. COM 91030T109 1477 80300 SH DFND 1 0 80300 0 Universal Stainless & Alloy Inc. COM 913837100 2800 82909 SH DFND 1 0 82909 0 Vornado Realty Trust SH BEN INT 929042109 9856 100000 SH DFND 1 0 100000 0 Waterstone Financial Inc. MD COM 94188P101 8312 800000 SH DFND 1 0 800000 0 Wright Medical Group Inc. COM 98235T107 1529 783937 SH DFND 1 0 783937 0 Yadkin Valley Financial Corp COM 984314104 6333 295800 SH DFND 1 0 295800 0