0001145443-13-000631.txt : 20130226 0001145443-13-000631.hdr.sgml : 20130226 20130226161810 ACCESSION NUMBER: 0001145443-13-000631 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 EFFECTIVENESS DATE: 20130226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03983 FILM NUMBER: 13642912 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA DATE OF NAME CHANGE: 19940111 13F-HR/A 1 d30189_32.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [X] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ---------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: US $63,621 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 028-11519 Manulife Financial Corporation
Shares CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE AMR CORP COM 001765106 1,406 63,160 SH DEFINED 1 63,160 0 0 COMMVAULT SYSTEMS, INC. COM 204166102 191 10,304 SH DEFINED 1 0 10,304 0 ENERPLUS RESOURCES COM 29274D604 14,375 304,552 SH DEFINED 1 304,552 0 0 HAWAIIAN HOLDINGS COM 419879101 2,262 534,689 SH DEFINED 1 534,689 0 0 METROPCS CMMUNICATIONS INC COM 591708102 5,728 209,965 SH DEFINED 1 0 209,965 0 NORTHWEST AIRLINES CORP. COM 667280408 726 40,802 SH DEFINED 1 40,802 0 0 PETROLEUM GEO-SERVICES-ADR COM 716599105 1,301 45,489 SH DEFINED 1 45,489 0 0 PORTLAND GEN ELEC CO COM 736508847 5,449 195,945 SH DEFINED 1 195,945 0 0 RANGE RESOURCES COM 75281A109 10,124 248,689 SH DEFINED 1 248,689 0 0 UAL CORP COM 902549807 19,739 424,307 SH DEFINED 1 424,307 0 0 US AIRWAYS GROUP INC COM 90341W108 911 34,783 SH DEFINED 1 34,783 0 0 VELOCITY EXPRESS CORP COM 92257T608 261 493,153 SH DEFINED 1 493,153 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 NOTE 2.500% 5/1 165167BZ9 306 300,000 PRN DEFINED 1 300,000 0 0 FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 573 3,700 SH DEFINED 1 3,700 0 0 NORTHWEST AIRLS CORP COM 667280408 270 15,175 SH DEFINED 1 15,175 0 0