0001209191-14-065348.txt : 20141030 0001209191-14-065348.hdr.sgml : 20141030 20141030121740 ACCESSION NUMBER: 0001209191-14-065348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141028 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRYS ENERGY GROUP, INC. CENTRAL INDEX KEY: 0000916863 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 391775292 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 EAST RANDOLPH DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 800-699-1269 MAIL ADDRESS: STREET 1: 130 EAST RANDOLPH DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: Integrys Energy Group, Inc. DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: WPS RESOURCES CORP DATE OF NAME CHANGE: 19940103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROCK CHARLES A CENTRAL INDEX KEY: 0001186158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11337 FILM NUMBER: 141182372 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-28 0 0000916863 INTEGRYS ENERGY GROUP, INC. TEG 0001186158 SCHROCK CHARLES A 200 EAST RANDOLPH STREET CHICAGO IL 60601 1 1 0 0 Chairman and CEO Common Stock 2014-10-28 4 M 0 16901 41.58 A 46406.6517 D Common Stock 2014-10-28 4 S 0 16901 70.5074 D 29505.6517 D Common Stock 7371.5809 I By Employee Stock Ownership Plan Common Stock 2198.606 I by Stock Investment Plan Employee Stock Option (Right to buy) 41.58 2014-10-28 4 M 0 16901 0.00 D 2011-02-11 2020-02-11 Common Stock 16901 0 D Employee Stock Option (Right to buy) 49.40 2012-02-10 2021-02-10 Common Stock 15339 15339 D Employee Stock Option (Right to buy) 53.24 2013-02-09 2022-02-09 Common Stock 37843 37843 D Employee Stock Option (Right to buy) 56.00 2014-02-14 2023-02-14 Common Stock 64320 64320 D Employee Stock Option (Right to Buy) 55.23 2015-02-13 2024-02-13 Common Stock 73922 73922 D Performance Rights 0.00 2016-01-01 2016-03-15 Common Stock 30392 30392 D Performance Rights 0.00 2017-01-01 2017-03-15 Common Stock 29552 29552 D Performance Rights 0.00 2015-01-01 2015-03-15 Common Stock 25524 25524 D Phantom Stock Unit Common Stock 101239.0898 101239.0898 D Restricted Stock Units 2011 2012-02-10 2015-02-10 Common Stock 2397.2687 2397.2687 D Restricted Stock Units 2012 2013-02-09 2016-02-09 Common Stock 4962.5068 4962.5068 D Restricted Stock Units 2013 2014-02-14 2017-02-14 Common Stock 7047.7465 7047.7465 D Restricted Stock Units 2014 2015-02-13 2018-02-13 Common Stock 8939.1293 8939.1293 D The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2014. The weighted average sale price reflects multiple transactions at prices ranging from $70.50 - $70.52. The option vests in four equal annual installments beginning on the exercisable date. Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award. These phantom stock units convert to common stock on a one-for-one basis. Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date. Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date. Dane E. Allen, as Power of Attorney for Mr. Schrock 2014-10-30