FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INTEGRYS ENERGY GROUP, INC. [ TEG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/21/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/21/2007 | A | 16,068.6735 | A | $0(1) | 16,068.6735 | D | |||
Common Stock | 02/21/2007 | A | 1,484.6632 | A | $0 | 1,484.6632(2) | I | Trustee/401(k) Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to buy) | $49.89 | 02/21/2007 | A | 15,345 | 10/03/2002 | 10/03/2011 | Common Stock | 15,345 | $0(3) | 15,345 | D |
Explanation of Responses: |
1. In connection with the February 21, 2007, merger transaction whereby Peoples Energy Corporation became a wholly owned subsidiary of Integrys Energy Group, Inc., investments in Peoples Energy were converted to investments in Integrys Energy Group at the merger exchange ratio of .825 shares for each share of Peoples Energy. The conversion was exempt from Section 16(b) pursuant to Rule 16b-3. |
2. In connection with the February 21, 2007, merger transaction whereby Peoples Energy Corporation became a wholly owned subsidiary of Integrys Energy Group, Inc., shares held by the Trustee of the Capital Accumulation Plan for the reporting person's account, were converted to shares in Integrys Energy Group at the merger exchange ratio of .825 shares for each share of Peoples Energy. The conversion was exempt from Section 16(b) pursuant to Rule 16b-3. |
3. In connection with the February 21, 2007, merger transaction whereby Peoples Energy Corporation became a wholly owned subsidiary of Integrys Energy Group, Inc., options to acquire common stock of Peoples Energy were converted to options to acquire common stock of Integrys based on the merger exchange ratio. The conversion was exempt from Section 16(b) pursuant to Rule 16b-3. |
By: Peter H. Kauffman, as Power of Attorney For: Mr. Nardi | 02/23/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |