EX-99.(D)(6) 2 d440164dex99d6.htm AMENDED AND RESTATED EXHIBIT A TO THE MANAGEMENT AGREEMENT Amended and Restated Exhibit A to the Management Agreement

Exhibit (d)(6)

AMENDED AND RESTATED EXHIBIT A – FUNDS AND MANAGEMENT FEES

Pursuant to Section 7(a) of the Management Agreement, the Trust shall pay to NTI a fee at the annual rate calculated as a percentage of each Fund’s assets as set forth below:

 

Fund

     Fee Rate (%)              
     First $1.5 Billion      Next $1 Billion      Over $2.5 Billion

Fixed Income

     0.43%      0.417%      0.404%

High Yield Fixed Income

     0.79%      0.766%      0.743%

Short-Intermediate U.S. Government

     0.38%      0.369%      0.358%

Tax-Advantaged Ultra-Short Fixed Income

     0.23%      0.223%      0.216%

Ultra-Short Fixed Income

     0.23%      0.223%      0.216%

U.S. Government

     0.38%      0.369%      0.358%

Short-Intermediate Tax-Exempt

     0.43%      0.417%      0.404%

Arizona Tax-Exempt

     0.43%      0.417%      0.404%

California Intermediate Tax-Exempt

     0.43%      0.417%      0.404%

California Tax-Exempt

     0.43%      0.417%      0.404%

High Yield Municipal

     0.77%      0.747%      0.725%

Intermediate Tax-Exempt

     0.43%      0.417%      0.404%

Tax-Exempt

     0.43%      0.417%      0.404%

Core Bond

     0.38%      0.369%      0.358%

Short Bond

     0.38%      0.369%      0.358%

Fund

     Fee Rate (%)              
     First $1 Billion      Next $1 Billion      Over $2 Billion

Income Equity

     0.95%      0.922%      0.894%

Large Cap Equity

     0.83%      0.805%      0.781%

Large Cap Growth

     0.83%      0.805%      0.781%

 

Fund

     Fee Rate (%)

Money Market

     0.33%

U.S. Government Money Market

     0.33%

U.S. Government Select Money Market

     0.33%

Municipal Money Market

     0.33%

Stock Index

     0.08%

Small Cap Index

     0.13%

Mid Cap Index

     0.13%

Bond Index

     0.13%

U.S. Treasury Index

     0.13%

International Equity Index

     0.18%

Emerging Markets Equity Index

     0.21%

Global Sustainability Index

     0.18%

Global Real Estate Index

     0.40%

Global Tactical Asset Allocation

     0.23%

Large Cap Core (formerly known as the Enhanced Large Cap Fund)

     0.44%

Small Cap Value

     0.95%

Small Cap Core

     0.63%

Large Cap Value

     0.53%

International Equity

     0.48%

U.S. Quality ESG Fund

     0.41%

Effective: August 20, 2017