485BPOS 1 d553018d485bpos.htm NORTHERN FUNDS Northern Funds

As filed with the Securities and Exchange Commission on August 16, 2013

Securities Act of 1933 Registration No. 33-73404

Investment Company Act of 1940 Registration No. 811-08236

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933     [X]

Pre-Effective Amendment No.            [  ]

Post-Effective Amendment No. 100  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

Amendment No. 102                     [X]

(Check appropriate box or boxes)

NORTHERN FUNDS

(Exact Name of Registrant as Specified in Charter)

50 South LaSalle Street

Chicago, Illinois 60603

(Address of Principal Executive Offices)

800-595-9111

(Registrant’s Telephone Number, including Area Code)

 

Name and Address of Agent for Service:   with a copy to:
Diana E. McCarthy, Esq.   Craig R. Carberry, Esq., Secretary
Drinker Biddle & Reath LLP   The Northern Trust Company
One Logan Square   50 South LaSalle Street
Suite 2000   Chicago, IL 60603
Philadelphia, PA 19103  

It Is Proposed That This Filing Become Effective (Check Appropriate Box):

[X] immediately upon filing pursuant to paragraph (b)

[  ] on (date) pursuant to paragraph (b)

[  ] 60 days after filing pursuant to paragraph (a)(1)

[  ] On (date) pursuant to paragraph (a)(1)

[  ] 75 days after filing pursuant to paragraph (a)(2)

[  ] On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

[  ] This post-effective amendment designates a new effective date for a previously filed post-effective amendment.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 100 to its Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 100 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois on the 16th day of August, 2013.

 

NORTHERN FUNDS

 

By:

 

/s/ Lloyd A. Wennlund

 
 

Lloyd A. Wennlund

 
 

President

 

Pursuant to the requirements of the Securities Act this Post-Effective Amendment No. 100 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Name

         

Title

 

Date

/s/ Lloyd A. Wennlund

      

President (Principal

 

August 16, 2013

Lloyd A. Wennlund

      

Executive Officer)

 

/s/ Randal Rein

      

Treasurer

 

August 16, 2013

Randal Rein

       (Principal Financial Officer and Principal Accounting Officer)  

/s/ William L. Bax

      

Trustee

 

August 16, 2013

William L. Bax

        

/s/ Edward J. Condon, Jr.

      

Trustee

 

August 16, 2013

Edward J. Condon, Jr.

        

/s/ Mark G. Doll

      

Trustee

 

August 16, 2013

Mark G. Doll

        

/s/ Sandra Polk Guthman

      

Trustee

 

August 16, 2013

Sandra Polk Guthman

        

/s/ Michael H. Moskow

      

Trustee

 

August 16, 2013

Michael H. Moskow

        

/s/ Stephen N. Potter

      

Trustee

 

August 16, 2013

Stephen N. Potter

        

/s/ Mary Jacobs Skinner

      

Trustee

 

August 16, 2013

Mary Jacobs Skinner

        

/s/ Richard P. Strubel

      

Trustee

 

August 16, 2013

Richard P. Strubel

        

/s/ Casey J. Sylla

      

Trustee

 

August 16, 2013

Casey J. Sylla

        


Exhibit Index

 

Exhibit No.    Description
EX-101. INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase