0001181431-12-032126.txt : 20120523
0001181431-12-032126.hdr.sgml : 20120523
20120523190209
ACCESSION NUMBER: 0001181431-12-032126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120522
FILED AS OF DATE: 20120523
DATE AS OF CHANGE: 20120523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCULLY JOHN H
CENTRAL INDEX KEY: 0001202553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865456
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO ADVISORY PARTNERS LP
CENTRAL INDEX KEY: 0001252456
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865461
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDERMOTT EDWARD H
CENTRAL INDEX KEY: 0001252464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865454
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHOEBE SNOW FOUNDATION
CENTRAL INDEX KEY: 0001252480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865453
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SF ADVISORY PARTNERS LP
CENTRAL INDEX KEY: 0000948279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865458
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HWY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY STE 3215
STREET 2: C/O SPO PARTNERS & CO
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RYAN J. STUART
CENTRAL INDEX KEY: 0001425020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865455
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO ADVISORY CORP
CENTRAL INDEX KEY: 0000919468
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865462
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: SF ADVISORY CORP
DATE OF NAME CHANGE: 19990329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO PARTNERS II LP
CENTRAL INDEX KEY: 0001046206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865459
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY, 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: MAIN STREET PARTNERS LP
DATE OF NAME CHANGE: 19970916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAN FRANCISCO PARTNERS LP
CENTRAL INDEX KEY: 0001252458
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865457
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: SAN FRANCISCO PARTNERS II LP
DATE OF NAME CHANGE: 20030707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO Partners II Co Investment Partnership LP
CENTRAL INDEX KEY: 0001398581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12865460
BUSINESS ADDRESS:
STREET 1: 591 Redwood Highway
STREET 2: Ste 3215
CITY: Mill Valley
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 Redwood Highway
STREET 2: Ste 3215
CITY: Mill Valley
STATE: CA
ZIP: 94941
4
1
rrd344648.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0305
4
2012-05-22
0
0000916457
CALPINE CORP
CPN
0000919468
SPO ADVISORY CORP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001252456
SPO ADVISORY PARTNERS LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001398581
SPO Partners II Co Investment Partnership LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001046206
SPO PARTNERS II LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0000948279
SF ADVISORY PARTNERS LP
591 REDWOOD HIGHWAY , SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001252458
SAN FRANCISCO PARTNERS LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001202553
SCULLY JOHN H
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001425020
RYAN J. STUART
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
1
0
1
0
0001252464
MCDERMOTT EDWARD H
591 REDWOOD HIGHWAY , SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001252480
PHOEBE SNOW FOUNDATION
591 REDWOOD HIGHWAY , SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
Common Stock
2012-05-22
4
S
0
18500000
16.83
D
59008708
I
See footnotes
The entities and individuals directly selling these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which sold 16,811,800 shares, SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), which sold 1,009,200 shares, San Francisco Partners, L.P. ("SF Partners"), which sold 642,800 shares, John H. Scully ("JHS"), who sold 1,200 shares, Edward H. McDermott ("EHM"), who sold 1,300 shares and Phoebe Snow Foundation ("PSF"), which sold 33,700 shares. The price for the sales on 5/22/12, reported in Line 1 above, was $16.83.
As a result of the sales causing this filing 53,729,212 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, 3,225,200 shares are owned directly by SPO Co-Invest, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
Additionally, as a result of the sales causing this filing, 2,054,296 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, JHS owns 3,800 shares in his IRAs, which are self-directed, EHM owns 4,300 shares in his IRA, which is self-directed and PSF owns 107,800 shares.
Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of common stock and 31,838 restricted stock units are owned by JSR, a director of the Issuer.
The individuals and entities listed in the note above may be deemed to form a "group", as such term is defined in Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, for purposes of this filing. This filing shall not be deemed as an admission by any such person that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Each such person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest, if any, therein.
Kim M. Silva, Attorney-in-Fact
2012-05-23