0001181431-12-008187.txt : 20120213
0001181431-12-008187.hdr.sgml : 20120213
20120213170700
ACCESSION NUMBER: 0001181431-12-008187
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCULLY JOHN H
CENTRAL INDEX KEY: 0001202553
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600146
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO ADVISORY PARTNERS LP
CENTRAL INDEX KEY: 0001252456
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600151
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDERMOTT EDWARD H
CENTRAL INDEX KEY: 0001252464
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600144
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SF ADVISORY PARTNERS LP
CENTRAL INDEX KEY: 0000948279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600150
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HWY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY STE 3215
STREET 2: C/O SPO PARTNERS & CO
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBERNDORF WILLIAM E
CENTRAL INDEX KEY: 0001218663
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600145
MAIL ADDRESS:
STREET 1: SPO PARTNERS & CO
STREET 2: 591 REDWOOD HWY STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RYAN J. STUART
CENTRAL INDEX KEY: 0001425020
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600143
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO ADVISORY CORP
CENTRAL INDEX KEY: 0000919468
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600152
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: SUITE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: SF ADVISORY CORP
DATE OF NAME CHANGE: 19990329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO PARTNERS II LP
CENTRAL INDEX KEY: 0001046206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600149
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY, 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: MAIN STREET PARTNERS LP
DATE OF NAME CHANGE: 19970916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAN FRANCISCO PARTNERS LP
CENTRAL INDEX KEY: 0001252458
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600147
BUSINESS ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 REDWOOD HIGHWAY
STREET 2: STE 3215
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: SAN FRANCISCO PARTNERS II LP
DATE OF NAME CHANGE: 20030707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPO Partners II Co Investment Partnership LP
CENTRAL INDEX KEY: 0001398581
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 12600148
BUSINESS ADDRESS:
STREET 1: 591 Redwood Highway
STREET 2: Ste 3215
CITY: Mill Valley
STATE: CA
ZIP: 94941
BUSINESS PHONE: 4153836600
MAIL ADDRESS:
STREET 1: 591 Redwood Highway
STREET 2: Ste 3215
CITY: Mill Valley
STATE: CA
ZIP: 94941
5
1
rrd331836.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES - 2.14.12
X0304
5
2011-12-31
0
0
0
0000916457
CALPINE CORP
CPN
0000919468
SPO ADVISORY CORP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001252456
SPO ADVISORY PARTNERS LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0000948279
SF ADVISORY PARTNERS LP
591 REDWOOD HIGHWAY , SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001046206
SPO PARTNERS II LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001398581
SPO Partners II Co Investment Partnership LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001252458
SAN FRANCISCO PARTNERS LP
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001202553
SCULLY JOHN H
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001218663
OBERNDORF WILLIAM E
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
1
0
1
0
0001252464
MCDERMOTT EDWARD H
591 REDWOOD HIGHWAY , SUITE 3215
MILL VALLEY
CA
94941
0
0
1
0
0001425020
RYAN J. STUART
591 REDWOOD HIGHWAY, SUITE 3215
MILL VALLEY
CA
94941
1
0
1
0
Common Stock
2011-08-26
5
J
0
128676
13.70
A
94088016
I
See footnotes
Common Stock
2011-09-13
5
J
0
145392
14.84
A
94233408
I
See footnotes
The entities that received the distributed shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which received 260,373 shares, in the aggregate, and San Francisco Partners, L.P. ("SF Partners") which received 13,695 shares, in the aggregate. The distributed shares reported in this filing were received pursuant to the Issuer's "Sixth Amended Joint Plan of Reorganization" upon settlement of certain disputed claims.
As a result of the distributions causing this filing, 85,802,312 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), William E. Oberndorf ("WEO") & Edward H. McDermott ("EHM"), the three controlling persons of SPO Corp. Additionally, 5,150,500 shares are owned directly by SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS, WEO and EHM, the three controlling persons of SPO Corp.
Additionally, 3,280,596 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO and EHM, the three controlling persons of SPO Corp. Additionally, JHS owns 6,100 shares in his IRAs, which are self-directed, WEO owns 34,900 shares in his IRA, which is self-directed, and EHM owns 6,800 shares in his IRA, which is self-directed.
Additionally, 5,451 restricted stock units are owned by WEO, a director of the Issuer. Pursuant to the partnership agreement governing SPO Partners, these shares may be deemed to be indirectly beneficially owned by SPO Partners together with any profits arising therefrom.
Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of the Issuer's common stock and 23,802 restricted stock units are owned by JSR, a director of the Issuer.
The individuals and entities listed in the notes above (each a "Reporting Person") may be deemed to form a "group", as such term is defined in rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, for purposes of this filing. This filing shall not be deemed as an admission by any Reporting Person that such Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest, if any, therein.
Kim M. Silva, Attorney-in-Fact
2012-02-13