0001181431-11-047764.txt : 20110901
0001181431-11-047764.hdr.sgml : 20110901
20110901195930
ACCESSION NUMBER: 0001181431-11-047764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110825
FILED AS OF DATE: 20110901
DATE AS OF CHANGE: 20110901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138308775
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LSP Cal Holdings II, LLC
CENTRAL INDEX KEY: 0001427472
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 111072052
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (732) 249-6750
MAIL ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd321190.xml
LSP CAL HOLDINGS II, LLC FORM 4 - 2011-08-25
X0304
4
2011-08-25
0
0000916457
CALPINE CORP
CPN
0001427472
LSP Cal Holdings II, LLC
1700 BROADWAY
35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2011-08-25
4
J
0
59126
0.00
A
18860919
D
Common Stock
2011-08-25
4
J
0
2956
0.00
D
18857963
D
The Reporting Person received the shares reported herein in exchange for the satisfaction of certain general unsecured claims held by the Reporting Person in connection with the Issuer's Sixth Amended Joint Plan of Reorganization (the "Plan"), which was approved by the U.S. Bankruptcy Court for the Southern District of New York and became effective on January 31, 2008. It is possible that additional shares of common stock may be payable in the future pursuant to the Plan.
Pursuant to a previously negotiated allocation agreement between the parties under which LSP Cal Holdings II agreed to transfer a percentage of the shares it received in connection with the Plan, the Reporting Person transferred a percentage of the shares it received to Luminus Energy Partners Master Fund, Ltd.
LS Power Equity Partners, II L.P. ("LSPEP II") is the Managing Member of LSP Cal II. Due to its relationship with LSP Cal II, LSPEP II may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal II. As such, LSPEP II may be deemed to have shared beneficial ownership of the shares of which LSP Cal II is the owner. LSPEP II, however, disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
LS Power Partners II, L.P. ("Partners II") is the general partner of each of LSPEP II and LS Power Equity Partners II PIE, L.P. ("PIE II"). PIE II owns 100% of LSP Cal EB II. Ltd. ("LSP EB II"). LSPEP II, PIE II, and LSP EB II are together the members of LSP Cal II. Due to its relationship with LSP Cal II, Partners II may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal II. As such, Partners II may be deemed to have shared beneficial ownership of the shares of which LSP Cal II is the owner. Partners II, however, disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008, last amended on August 22, 2011.
Darpan Kapadia, Executive Vice President
2011-09-01