0000906344-05-000020.txt : 20120705
0000906344-05-000020.hdr.sgml : 20120704
20050131162918
ACCESSION NUMBER: 0000906344-05-000020
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050131
DATE AS OF CHANGE: 20050131
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001226355
IRS NUMBER: 943236327
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER
STREET 2: STE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIC SOLUTIONS/CA/
CENTRAL INDEX KEY: 0000916235
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 930925818
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-49461
FILM NUMBER: 05562162
BUSINESS ADDRESS:
STREET 1: 101 ROWLAND WAY
STREET 2: STE 110
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 4158938000
MAIL ADDRESS:
STREET 1: 101 ROWLAND WAY
STREET 2: STE 110
CITY: NOVATO
STATE: CA
ZIP: 94945
SC 13G/A
1
sonic13g.txt
AMENDMENT NO. 1 TO SCHEDULE 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c),
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)
SONIC SOLUTIONS
---------------
(Name of Issuer)
Common Stock, $0.01 Par Value
-----------------------------
(Title of Class of Securities)
835460106
---------
(CUSIP Number)
December 31, 2004
-----------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 835460106 SCHEDULE 13G Page 2 of 7
1 Name of Reporting Person JMP Asset Management LLC
IRS Identification No. of Above Person 94-3342119
2 Check the Appropriate Box if a member of a Group (a) [ ]
(b) [ ]
3 SEC USE ONLY
4 Citizenship or Place of Organization Delaware
NUMBER OF 5 Sole Voting Power 1,769,776
SHARES
BENEFICIALLY 6 Shared Voting Power 0
OWNED BY EACH
REPORTING 7 Sole Dispositive Power 1,769,776
PERSON WITH
8 Shared Dispositive Power 0
9 Aggregate Amount Beneficially Owned by Each 1,769,776
Reporting Person
10 Check Box if the Aggregate Amount in Row (9) Excludes [ ]
Certain Shares
11 Percent of Class Represented by Amount in Row 9 7.6%
12 Type of Reporting Person IA
CUSIP No. 835460106 SCHEDULE 13G Page 3 of 7
1 Name of Reporting Person Joseph A. Jolson
IRS Identification No. of Above Person N/A
2 Check the Appropriate Box if a member of a Group (a) [ ]
(b) [ ]
3 SEC USE ONLY
4 Citizenship or Place of Organization USA
NUMBER OF 5 Sole Voting Power N/A
SHARES
BENEFICIALLY 6 Shared Voting Power N/A
OWNED BY EACH
REPORTING 7 Sole Dispositive Power N/A
PERSON WITH
8 Shared Dispositive Power N/A
9 Aggregate Amount Beneficially Owned by Each N/A
Reporting Person
10 Check Box if the Aggregate Amount in Row (9) Excludes [ ]
Certain Shares
11 Percent of Class Represented by Amount in Row 9 N/A
12 Type of Reporting Person Individual
CUSIP No. 835460106 SCHEDULE 13G Page 4 of 7
Item 1(a). Name of Issuer:
Sonic Solutions
Item 1(b). Address of Issuer's Principal Executive Offices:
101 Rowland Way, Suite 110
Novato, CA 94945
Item 2(a). Names of Persons Filing:
JMP Asset Management LLC; Joseph A. Jolson
Item 2(b). Address of Principal Business Office or, if none, Residence:
The business address of each of the reporting persons is 600
Montgomery Street, Suite 1100, San Francisco, CA 94111.
Item 2(c). Citizenship:
JMP - Delaware; Jolson - USA
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value.
Item 2(e). CUSIP Number:
835460106
Item 3. Type of Reporting Person.
If this statement is filed pursuant to Rule 13d-1(b) or
Rule 13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the
Exchange Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Exchang
Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Exchange Act.
(d) [ ] Investment company registered under section 8 of the
Investment Company Act of 1940.
(e) [X] An investment adviser in accordance with
Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
CUSIP No. 835460106 SCHEDULE 13G Page 5 of 7
(g) [ ] A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 ;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Reference is hereby made to Items 5-9 and 11 of page two (2)
and page three (3) of this Schedule 13G, which Items are incorporated by
reference herein.
JMP Asset Management LLC is filing this Schedule 13G because, as
the investment adviser of one or more investment partnerships and/or one or
more client accounts that beneficially hold the securities reflected on
Items 5-9 and 11 of the cover page of this Schedule 13G (the "Securities"),
JMP Asset Management LLC has been granted the authority to dispose of and
vote such Securities. The investment partnerships and/or client accounts have
the right to receive (or the power to direct the receipt of) dividends
received in connection with ownership of the Securities, and the proceeds
from the sale of the Securities.
Under the definition of "beneficial ownership" in Rule 13d-3
under the Securities Exchange Act of 1934, it is also possible that the
individual general partners, directors, executive officers, and/or
shareholders of the foregoing entities might be deemed the "beneficial
owners" of some or all of the securities to which this Schedule relates
in that they might be deemed to share the power to direct the voting or
disposition of such securities. Neither the filing of this Schedule nor
any of its contents shall be deemed to constitute an admission that any of
such individuals is, for any purpose, the beneficial owner of any of the
securities to which this Schedule relates, and such beneficial ownership is
expressly disclaimed.
Item 5. Ownership of Five Percent or Less of a Class.
This statement is being filed to report the fact that Joseph A.
Jolson has ceased to be the beneficial owner of more than five percent of the
class of securities.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
JMP Asset Management LLC is filing this Schedule 13G because,
as the investment adviser of one or more investment partnerships and/or one
or more client accounts that beneficially hold the securities reflected on
Items 5-9 and 11 of the cover page of this Schedule 13G (the "Securities"),
JMP Asset Management LLC has been granted the authority to dispose of and
vote such Securities. The investment partnerships and/or client accounts
have the right to receive (or the power to direct the receipt of) dividends
CUSIP No. 835460106 SCHEDULE 13G Page 6 of 7
received in connection with ownership of the Securities, and the proceeds
from the sale of the Securities.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below, the undersigned certify that, to the best
of their knowledge and belief, the securities referred to above were acquired
and are held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
Signature
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: January 31, 2005
JMP ASSET MANAGEMENT LLC
/s/ Joseph A. Jolson
----------------------------
By: Joseph A. Jolson
Its: Chief Executive Officer
JOSEPH A. JOLSON
/s/ Joseph A. Jolson
----------------------------
Joseph A. Jolson
CUSIP No. 835460106 SCHEDULE 13G Page 7 of 7
Exhibit A
JOINT FILING UNDERTAKING
The undersigned, being authorized thereunto, hereby execute this
agreement as an exhibit to this Schedule 13G to evidence the agreement of
the below-named parties, in accordance with rules promulgated pursuant to
the Securities Exchange Act of 1934, to file this Schedule, as it may be
amended, jointly on behalf of each of such parties.
Dated: January 31, 2005
JMP ASSET MANAGEMENT LLC
/s/ Joseph A. Jolson
----------------------------
By: Joseph A. Jolson
Its: Chief Executive Officer
JOSEPH A. JOLSON
/s/ Joseph A. Jolson
----------------------------
Joseph A. Jolson