FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALBEMARLE CORP [ ALB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/13/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/13/2003 | S | 2,500 | D | $27.5 | 685,911 | D | |||
Common Stock | 5,236 | I | Held as Custodian for son, Samuel S. Gottwald* | |||||||
Common Stock | 3,992 | I | Held by WM Gottwald as trustee fbo Samuel S. Gottwald u/a dtd 12/21/87* | |||||||
Common Stock | 24,839.461 | I | Held by WM Gottwald, trustee Samuel S. Gottwald's Crummey Trust u/a dtd 1/3/89*(1) | |||||||
Common Stock | 7,936 | I | Held by WM Gottwald, trustee Samuel S. Gottwald Gallo Trust u/a dtd 1/3/89* | |||||||
Common Stock | 799 | I | Held as custodian for son, James Christian Gottwald* | |||||||
Common Stock | 3,226 | I | Held by WM Gottwald as trustee fbo James Christian Gottwald u/a dtd 10/20/87* | |||||||
Common Stock | 3,992 | I | Held by WM Gottwald as trustee fbo James Christian Gottwald u/a dtd 12/21/87* | |||||||
Common Stock | 24,839.461 | I | Held by WM Gottwald, trustee James Christian Gottwald Crummey Trust u/a dtd 1/3/89*(1) | |||||||
Common Stock | 9,147 | I | Held by WM Gottwald, trustee of James Christian Gottwald's Gallo Trust u/a dtd 1/3/89* | |||||||
Common Stock | 13,225 | I | Held by WM Gottwald trustee of Charles Houston Gottwald Gallo Trust u/a dtd 9/5/89* | |||||||
Common Stock | 24,751.461 | I | Held by WM Gottwald trustee Charles Houston Gottwald Crummey Trust u/a dtd 9/5/89*(1) | |||||||
Common Stock | 3,042 | I | Held by WM Gottwald trustee fbo Charles Houston Gottwald u/a dtd 10/18/89* | |||||||
Common Stock | 26,000.46 | I | Held by WM Gottwald trustee Margaret Addison Gottwald Crummey Trust u/a dtd 3/9/92*(1) | |||||||
Common Stock | 99,035.916 | I | Held as co-trustee fbo (among others) reporting person's family u/a dtd 12/16/91*(2) | |||||||
Common Stock | 102,361.749 | I | Held by me and James T. Gottwald, trustees fbo reporting person's children*(2) | |||||||
Common Stock | 42,866.292 | I | Held by me and James T. Gottwald as co-trustees WM Gottwald Jr's Crummey Trust u/a dtd 10/13/83*(2) | |||||||
Common Stock | 27,937.683 | I | Held as trustee WM Gottwald Jr.'s Crummey Trust u/a dtd 1/3/89*(3) | |||||||
Common Stock | 65,038.512 | I | Held as trustee WM Gottwald Jr.'s Gallo Trust u/a dtd 1/3/89*(2) | |||||||
Common Stock | 11,086.11 | I | Held as trustee Elizabeth I. Gottwald's Gallo Trust u/a dtd 10/20/87*(2) | |||||||
Common Stock | 19,215.924 | I | Held as co-trustee Elizabeth I. Gottwald's Crummey Trust u/a dtd 3/28/85*(2) | |||||||
Common Stock | 17,508 | I | Held by Spouse(4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. 19,585.461 shares held of record by Westham Partners, L.P.* |
2. All shares held of record by Westham Partners, L.P.* |
3. 21,802.683 held of record by Westham Partners, L.P.* |
4. Additional Indirect Holdings: 27,937.683 Held by me as trustee of Elizabeth I. Gottwald's Crummey Trust u/a dtd 1/3/89. 21,802.683 of such shares held of record by Westham Partners, L.P.* 77,602.770 Held by me as trustee of Elizabeth I. Gottwald's Gallo Trust u/a dtd 1/3/89. All shares held of record by Westham Partners, L.P.* 27,845 Held by me and James T. Gottwald as trustee for the William M. Gottwald Trust dtd 8/18/90.* 9,526 Held by me and William M. Gottwald as trustees fbo James Matthew Gottwald u/a dtd 12/1/81.* 5,486 Held by me and William M. Gottwald as trustees fbo Sarah Wren Gottwald u/a dtd 3/1/83.* 939,854.538 Held of record by Westham Partners, L.P., of which reporting person is a one-third of one percent general partner as well as a limited partner. 531,016.666 Held as co-trustee fbo (among others) reporting person's family u/w Floyd D. Gottwald. * Reporting person disclaims beneficial ownership. |
Remarks: |
Joyce Whitman -- attorney in fact. | 11/14/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |