EX-99.28.H.101 36 fp0034853_ex9928h101.htm

Exhibit (h)(101)

 

Amendment to Chief Compliance Officer Services Agreement

The Disciplined Growth Investors Fund

 

This Amendment dated as of July 13, 2018 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated July 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.

 

WHEREAS, ALPS and the Trust wish to amend the Agreement in certain respects as more fully set forth below.

 

NOW THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:

 

1.Effective as of the date of this Amendment, the Fee for the Services, as set forth in Section 3 (Fee) of the Agreement, is hereby increased to $36,000.

 

2.Except as specifically set forth herein, all other provisions of the Agreement remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the date first written above.

 

FINANCIAL INVESTORS TRUST   ALPS FUND SERVICES, INC.  
           
By: /s/ Edmund J. Burke   By: /s/ Jeremy O. May  
Name: Edmund J. Burke   Name: Jeremy O. May  
Title: President   Title: President