0000915325-11-000008.txt : 20110805 0000915325-11-000008.hdr.sgml : 20110805 20110805131713 ACCESSION NUMBER: 0000915325-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 EFFECTIVENESS DATE: 20110805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 111013428 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-2q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 6/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA August 5, 2011 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: 745574 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- iShares Barclays U.S. TIPS Fun 464287176 945 8540 SH Sole 3619 4921 iShares Barclays Aggregate Bon 464287226 1189 11148 SH Sole 713 10435 iShares Barclays Interm Govt/C 464288612 2587 23700 SH Sole 13156 10544 3M 88579y101 5685 59942 SH Sole 40882 19060 Abbott Labs 002824100 266 5063 SH Sole 4002 1061 Accenture Ltd. Cl A g1151c101 7340 121480 SH Sole 85348 36132 Amazon.com 023135106 7895 38608 SH Sole 26468 12140 American Tower 029912201 6441 123089 SH Sole 84300 38789 Apple 037833100 12179 36282 SH Sole 25239 11043 Becton Dickinson 075887109 8529 98975 SH Sole 69915 29060 BlackRock 09247x101 6463 33694 SH Sole 23483 10211 Boeing 097023105 6883 93103 SH Sole 63176 29927 CarMax 143130102 8655 261717 SH Sole 179513 82204 Charles Schwab 808513105 5740 348949 SH Sole 242280 106669 Cognizant Tech Solutions 192446102 9253 126160 SH Sole 88840 37320 Colgate-Palmolive 194162103 214 2450 SH Sole 1000 1450 ConocoPhillips 20825c104 5444 72401 SH Sole 50999 21402 Costco Wholesale 22160k105 10367 127611 SH Sole 84991 42620 Ecolab 278865100 7664 135942 SH Sole 89243 46699 EMC 268648102 6236 226364 SH Sole 157049 69315 Exxon Mobil 30231g102 11585 142360 SH Sole 101485 40875 Fresenius Medical Care 358029106 7274 97373 SH Sole 66763 30610 Google 38259p508 7694 15195 SH Sole 10517 4678 Honeywell 438516106 5062 84946 SH Sole 58101 26845 IBM 459200101 2196 12800 SH Sole 11076 1724 Illinois Tool Works 452308109 5640 99832 SH Sole 69452 30380 iShares Russell 1000 Growth In 464287614 230 3775 SH Sole 2990 785 iShares S&P Growth Index ETF 464287309 264 3800 SH Sole 3500 300 Juniper Networks 48203r104 4268 135492 SH Sole 91227 44265 Kohl's 500255104 4638 92737 SH Sole 64259 28478 Marriott International Cl A 571903202 5080 143135 SH Sole 101114 42021 Medtronic 585055106 334 8676 SH Sole 1541 7135 Microsoft 594918104 7275 279822 SH Sole 191398 88424 Novartis 66987v109 6960 113890 SH Sole 79886 34004 Oracle 68389x105 11990 364324 SH Sole 255777 108547 PACCAR 693718108 5765 112832 SH Sole 76021 36811 PepsiCo 713448108 9023 128119 SH Sole 86252 41867 Potash Corporation of Saskatch 73755l107 5390 94584 SH Sole 65750 28834 Praxair 74005p104 11155 102915 SH Sole 71590 31325 Qualcomm 747525103 11074 195004 SH Sole 137344 57660 Schlumberger 806857108 9162 106044 SH Sole 73213 32831 Starbucks 855244109 697 17655 SH Sole 8030 9625 Stericycle 858912108 5879 65968 SH Sole 45228 20740 Teva Pharmaceutical Industries 881624209 6095 126406 SH Sole 86760 39646 United Technologies 913017109 10078 113868 SH Sole 79848 34020 Weatherford Int'l h27013103 5860 312519 SH Sole 219736 92783 Western Union 959802109 7208 359866 SH Sole 252354 107512 YUM! Brands 988498101 9818 177742 SH Sole 126102 51640 Albemarle 012653101 4981 71979 SH Sole 50789 21190 Anheuser-Busch Inbev ADR 03524a108 4013 69176 SH Sole 48752 20424 Baker Hughes 057224107 5140 70834 SH Sole 49659 21175 Bank of America 060505104 3475 317064 SH Sole 234246 82818 Bank of New York Mellon 064058100 3953 154291 SH Sole 109812 44479 Berkshire Hathaway B 084670702 5537 71553 SH Sole 50128 21425 Caterpillar 149123101 263 2475 SH Sole 285 2190 Chevron 166764100 10465 101759 SH Sole 72107 29652 Corning 219350105 3413 188063 SH Sole 133858 54205 Covidien PLC g2554f113 6310 118549 SH Sole 82738 35811 Discover Financial Services 254709108 4538 169637 SH Sole 118027 51610 Emerson Electric 291011104 5450 96890 SH Sole 64729 32161 Fidelity National Info Service 31620m106 4185 135923 SH Sole 94724 41199 FirstEnergy 337932107 4061 91978 SH Sole 65110 26868 General Electric 369604103 6424 340600 SH Sole 241173 99427 General Mills 370334104 6856 184206 SH Sole 130937 53269 Hess 42809h107 4186 55992 SH Sole 39268 16724 Hewlett-Packard 428236103 4176 114716 SH Sole 80980 33736 Home Depot 437076102 6872 189732 SH Sole 133550 56182 Intel 458140100 6066 273743 SH Sole 197183 76560 iShares Russell 1000 Value Ind 464287598 204 2995 SH Sole 2315 680 John Deere 244199105 7397 89714 SH Sole 62907 26807 Johnson & Johnson 478160104 4904 73725 SH Sole 47717 26008 Johnson Controls 478366107 5726 137451 SH Sole 97159 40292 JPMorgan Chase 46625h100 6593 161029 SH Sole 112166 48863 Kimberly-Clark 494368103 313 4696 SH Sole 3210 1486 Kraft Foods 50075n104 6327 179600 SH Sole 126872 52728 Marathon Oil 565849106 7476 141919 SH Sole 99792 42127 Marsh & McLennan 571748102 4776 153116 SH Sole 108001 45115 McDonald's 580135101 6907 81912 SH Sole 57007 24905 MetLife 59156r108 8524 194294 SH Sole 138639 55655 Morgan Stanley 617446448 3126 135844 SH Sole 96008 39836 National Oilwell Varco 637071101 5656 72318 SH Sole 50441 21877 Occidental Petroleum 674599105 5280 50746 SH Sole 34748 15998 Pfizer 717081103 7160 347557 SH Sole 244941 102616 Procter & Gamble 742718109 455 7165 SH Sole 2997 4168 Rio Tinto PLC 767204100 4444 61448 SH Sole 43990 17458 Thermo Fisher Scientific 883556102 7136 110818 SH Sole 77076 33742 Time Warner 887317303 5149 141571 SH Sole 101645 39926 Union Pacific 907818108 5783 55394 SH Sole 39032 16362 Verizon Communications 92343v104 4570 122738 SH Sole 86798 35940 Watson Pharmaceuticals 942683103 6674 97111 SH Sole 69667 27444 Wells Fargo 949746101 6461 230269 SH Sole 160242 70027 Wisconsin Energy 976657106 4166 132890 SH Sole 93576 39314 iShares Russell 2000 Fund ETF 464287655 2715 32795 SH Sole 32545 250 iShares Russell Midcap Growth 464287481 659 10655 SH Sole 10655 iShares Russell Midcap Index 464287499 3263 29845 SH Sole 29030 815 iShares Russell Midcap Value 464287473 645 13515 SH Sole 13515 iShares S&P 600 Value 464287879 223 3000 SH Sole 3000 iShares S&P MidCap 400 Index E 464287507 23162 237076 SH Sole 142907 94169 iShares S&P MidCap 400 Value I 464287705 328 3900 SH Sole 3900 iShares S&P SmlCap 600 Growth 464287887 6653 82745 SH Sole 50419 32326 PowerShares FTSE RAFI US 1500 73935x567 12668 186931 SH Sole 113737 73194 iShares MSCI EAFE Index ETF 464287465 46184 767941 SH Sole 487683 280258 iShares MSCI Emerg Mkts ETF 464287234 275 5768 SH Sole 5768 iShares MSCI Pacific Ex Japan 464286665 23708 497958 SH Sole 321181 176777 PowerShares Emerg Markets Infr 73937b209 6031 113508 SH Sole 73365 40143 SPDR S&P Emerging Asia Pacific 78463x301 8547 101055 SH Sole 65402 35653 SPDR S&P Emerging Latin Americ 78463x707 5276 60965 SH Sole 39294 21671 Vanguard FTSE All-World Ex-US 922042775 602 12083 SH Sole 9497 2586 Vanguard FTSE All World ex-US 922042718 12144 118211 SH Sole 76406 41805 Vanguard MSCI Emerging Markets 922042858 16680 343074 SH Sole 220953 122121 3M 88579y101 277 2925 SH Sole 2925 Atel Cap Equip Fund VII 00207u104 16 10000 SH Sole 10000 Berkshire Hathaway A 084670108 735 6 SH Sole 4 2 Colgate-Palmolive 194162103 226 2591 SH Sole 125 2466 Exxon Mobil 30231g102 255 3139 SH Sole 300 2839 Gilead Sciences 375558103 3436 82970 SH Sole 82970 Microsoft 594918104 222 8545 SH Sole 275 8270 PepsiCo 713448108 236 3350 SH Sole 3350 Schwab US Large Cap ETF 808524201 241 7655 SH Sole 7655 U.S. Bancorp 902973304 249 9753 SH Sole 9753 United Parcel Service 911312106 2453 33640 SH Sole 33640 Vanguard Total Mkt Viper 922908769 820 11987 SH Sole 10841 1146 Argentex Mining 04012e107 8 10000 SH Sole 10000 Elements Rogers Total Return C 870297801 26099 2839916 SH Sole 1725617 1114299 Great Basin Gold Ltd 390124105 21 10000 SH Sole 10000 iPath Dow Jones- UBS Commdty E 06738c778 16757 354792 SH Sole 214985 139807 Minco Gold 60254D108 15 10000 SH Sole 10000 Pinetree Capital 723330106 23 10000 SH Sole 10000 Platinum Group Metals 72765q205 17 10000 SH Sole 10000 South American Silver 836307108 19 10000 SH Sole 10000 SPDR Gold Trust 78463v107 442 3030 SH Sole 2202 828