0000915325-11-000008.txt : 20110805
0000915325-11-000008.hdr.sgml : 20110805
20110805131713
ACCESSION NUMBER: 0000915325-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
EFFECTIVENESS DATE: 20110805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC
CENTRAL INDEX KEY: 0000915325
IRS NUMBER: 910789795
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04032
FILM NUMBER: 111013428
BUSINESS ADDRESS:
STREET 1: 1420 FIFTH AVE
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2066236172
MAIL ADDRESS:
STREET 1: 1420 FIFTH AVENUE
STREET 2: STE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
bpb13f-2q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FROM 13F COVER PAGE
Report for the calendar year or Quarter Ended: 6/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Badgley Phelps Investment Managers
Address: 1420 5th Avenue
Suite 3200
Seattle, WA 98101
13F File Number: 28-99999
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of the Reporting Manager:
Name: Lisa Guzman
Title: Chief Compliance Officer
Phone: 206-623-6172
Signature, Place, and Date of Signing:
Lisa Guzman Seattle, WA August 5, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: 0
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT
OF 1934
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 131
Form 13F Information Table Value Total: 745574
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
iShares Barclays U.S. TIPS Fun 464287176 945 8540 SH Sole 3619 4921
iShares Barclays Aggregate Bon 464287226 1189 11148 SH Sole 713 10435
iShares Barclays Interm Govt/C 464288612 2587 23700 SH Sole 13156 10544
3M 88579y101 5685 59942 SH Sole 40882 19060
Abbott Labs 002824100 266 5063 SH Sole 4002 1061
Accenture Ltd. Cl A g1151c101 7340 121480 SH Sole 85348 36132
Amazon.com 023135106 7895 38608 SH Sole 26468 12140
American Tower 029912201 6441 123089 SH Sole 84300 38789
Apple 037833100 12179 36282 SH Sole 25239 11043
Becton Dickinson 075887109 8529 98975 SH Sole 69915 29060
BlackRock 09247x101 6463 33694 SH Sole 23483 10211
Boeing 097023105 6883 93103 SH Sole 63176 29927
CarMax 143130102 8655 261717 SH Sole 179513 82204
Charles Schwab 808513105 5740 348949 SH Sole 242280 106669
Cognizant Tech Solutions 192446102 9253 126160 SH Sole 88840 37320
Colgate-Palmolive 194162103 214 2450 SH Sole 1000 1450
ConocoPhillips 20825c104 5444 72401 SH Sole 50999 21402
Costco Wholesale 22160k105 10367 127611 SH Sole 84991 42620
Ecolab 278865100 7664 135942 SH Sole 89243 46699
EMC 268648102 6236 226364 SH Sole 157049 69315
Exxon Mobil 30231g102 11585 142360 SH Sole 101485 40875
Fresenius Medical Care 358029106 7274 97373 SH Sole 66763 30610
Google 38259p508 7694 15195 SH Sole 10517 4678
Honeywell 438516106 5062 84946 SH Sole 58101 26845
IBM 459200101 2196 12800 SH Sole 11076 1724
Illinois Tool Works 452308109 5640 99832 SH Sole 69452 30380
iShares Russell 1000 Growth In 464287614 230 3775 SH Sole 2990 785
iShares S&P Growth Index ETF 464287309 264 3800 SH Sole 3500 300
Juniper Networks 48203r104 4268 135492 SH Sole 91227 44265
Kohl's 500255104 4638 92737 SH Sole 64259 28478
Marriott International Cl A 571903202 5080 143135 SH Sole 101114 42021
Medtronic 585055106 334 8676 SH Sole 1541 7135
Microsoft 594918104 7275 279822 SH Sole 191398 88424
Novartis 66987v109 6960 113890 SH Sole 79886 34004
Oracle 68389x105 11990 364324 SH Sole 255777 108547
PACCAR 693718108 5765 112832 SH Sole 76021 36811
PepsiCo 713448108 9023 128119 SH Sole 86252 41867
Potash Corporation of Saskatch 73755l107 5390 94584 SH Sole 65750 28834
Praxair 74005p104 11155 102915 SH Sole 71590 31325
Qualcomm 747525103 11074 195004 SH Sole 137344 57660
Schlumberger 806857108 9162 106044 SH Sole 73213 32831
Starbucks 855244109 697 17655 SH Sole 8030 9625
Stericycle 858912108 5879 65968 SH Sole 45228 20740
Teva Pharmaceutical Industries 881624209 6095 126406 SH Sole 86760 39646
United Technologies 913017109 10078 113868 SH Sole 79848 34020
Weatherford Int'l h27013103 5860 312519 SH Sole 219736 92783
Western Union 959802109 7208 359866 SH Sole 252354 107512
YUM! Brands 988498101 9818 177742 SH Sole 126102 51640
Albemarle 012653101 4981 71979 SH Sole 50789 21190
Anheuser-Busch Inbev ADR 03524a108 4013 69176 SH Sole 48752 20424
Baker Hughes 057224107 5140 70834 SH Sole 49659 21175
Bank of America 060505104 3475 317064 SH Sole 234246 82818
Bank of New York Mellon 064058100 3953 154291 SH Sole 109812 44479
Berkshire Hathaway B 084670702 5537 71553 SH Sole 50128 21425
Caterpillar 149123101 263 2475 SH Sole 285 2190
Chevron 166764100 10465 101759 SH Sole 72107 29652
Corning 219350105 3413 188063 SH Sole 133858 54205
Covidien PLC g2554f113 6310 118549 SH Sole 82738 35811
Discover Financial Services 254709108 4538 169637 SH Sole 118027 51610
Emerson Electric 291011104 5450 96890 SH Sole 64729 32161
Fidelity National Info Service 31620m106 4185 135923 SH Sole 94724 41199
FirstEnergy 337932107 4061 91978 SH Sole 65110 26868
General Electric 369604103 6424 340600 SH Sole 241173 99427
General Mills 370334104 6856 184206 SH Sole 130937 53269
Hess 42809h107 4186 55992 SH Sole 39268 16724
Hewlett-Packard 428236103 4176 114716 SH Sole 80980 33736
Home Depot 437076102 6872 189732 SH Sole 133550 56182
Intel 458140100 6066 273743 SH Sole 197183 76560
iShares Russell 1000 Value Ind 464287598 204 2995 SH Sole 2315 680
John Deere 244199105 7397 89714 SH Sole 62907 26807
Johnson & Johnson 478160104 4904 73725 SH Sole 47717 26008
Johnson Controls 478366107 5726 137451 SH Sole 97159 40292
JPMorgan Chase 46625h100 6593 161029 SH Sole 112166 48863
Kimberly-Clark 494368103 313 4696 SH Sole 3210 1486
Kraft Foods 50075n104 6327 179600 SH Sole 126872 52728
Marathon Oil 565849106 7476 141919 SH Sole 99792 42127
Marsh & McLennan 571748102 4776 153116 SH Sole 108001 45115
McDonald's 580135101 6907 81912 SH Sole 57007 24905
MetLife 59156r108 8524 194294 SH Sole 138639 55655
Morgan Stanley 617446448 3126 135844 SH Sole 96008 39836
National Oilwell Varco 637071101 5656 72318 SH Sole 50441 21877
Occidental Petroleum 674599105 5280 50746 SH Sole 34748 15998
Pfizer 717081103 7160 347557 SH Sole 244941 102616
Procter & Gamble 742718109 455 7165 SH Sole 2997 4168
Rio Tinto PLC 767204100 4444 61448 SH Sole 43990 17458
Thermo Fisher Scientific 883556102 7136 110818 SH Sole 77076 33742
Time Warner 887317303 5149 141571 SH Sole 101645 39926
Union Pacific 907818108 5783 55394 SH Sole 39032 16362
Verizon Communications 92343v104 4570 122738 SH Sole 86798 35940
Watson Pharmaceuticals 942683103 6674 97111 SH Sole 69667 27444
Wells Fargo 949746101 6461 230269 SH Sole 160242 70027
Wisconsin Energy 976657106 4166 132890 SH Sole 93576 39314
iShares Russell 2000 Fund ETF 464287655 2715 32795 SH Sole 32545 250
iShares Russell Midcap Growth 464287481 659 10655 SH Sole 10655
iShares Russell Midcap Index 464287499 3263 29845 SH Sole 29030 815
iShares Russell Midcap Value 464287473 645 13515 SH Sole 13515
iShares S&P 600 Value 464287879 223 3000 SH Sole 3000
iShares S&P MidCap 400 Index E 464287507 23162 237076 SH Sole 142907 94169
iShares S&P MidCap 400 Value I 464287705 328 3900 SH Sole 3900
iShares S&P SmlCap 600 Growth 464287887 6653 82745 SH Sole 50419 32326
PowerShares FTSE RAFI US 1500 73935x567 12668 186931 SH Sole 113737 73194
iShares MSCI EAFE Index ETF 464287465 46184 767941 SH Sole 487683 280258
iShares MSCI Emerg Mkts ETF 464287234 275 5768 SH Sole 5768
iShares MSCI Pacific Ex Japan 464286665 23708 497958 SH Sole 321181 176777
PowerShares Emerg Markets Infr 73937b209 6031 113508 SH Sole 73365 40143
SPDR S&P Emerging Asia Pacific 78463x301 8547 101055 SH Sole 65402 35653
SPDR S&P Emerging Latin Americ 78463x707 5276 60965 SH Sole 39294 21671
Vanguard FTSE All-World Ex-US 922042775 602 12083 SH Sole 9497 2586
Vanguard FTSE All World ex-US 922042718 12144 118211 SH Sole 76406 41805
Vanguard MSCI Emerging Markets 922042858 16680 343074 SH Sole 220953 122121
3M 88579y101 277 2925 SH Sole 2925
Atel Cap Equip Fund VII 00207u104 16 10000 SH Sole 10000
Berkshire Hathaway A 084670108 735 6 SH Sole 4 2
Colgate-Palmolive 194162103 226 2591 SH Sole 125 2466
Exxon Mobil 30231g102 255 3139 SH Sole 300 2839
Gilead Sciences 375558103 3436 82970 SH Sole 82970
Microsoft 594918104 222 8545 SH Sole 275 8270
PepsiCo 713448108 236 3350 SH Sole 3350
Schwab US Large Cap ETF 808524201 241 7655 SH Sole 7655
U.S. Bancorp 902973304 249 9753 SH Sole 9753
United Parcel Service 911312106 2453 33640 SH Sole 33640
Vanguard Total Mkt Viper 922908769 820 11987 SH Sole 10841 1146
Argentex Mining 04012e107 8 10000 SH Sole 10000
Elements Rogers Total Return C 870297801 26099 2839916 SH Sole 1725617 1114299
Great Basin Gold Ltd 390124105 21 10000 SH Sole 10000
iPath Dow Jones- UBS Commdty E 06738c778 16757 354792 SH Sole 214985 139807
Minco Gold 60254D108 15 10000 SH Sole 10000
Pinetree Capital 723330106 23 10000 SH Sole 10000
Platinum Group Metals 72765q205 17 10000 SH Sole 10000
South American Silver 836307108 19 10000 SH Sole 10000
SPDR Gold Trust 78463v107 442 3030 SH Sole 2202 828