0000915325-11-000010.txt : 20111108 0000915325-11-000010.hdr.sgml : 20111108 20111108144200 ACCESSION NUMBER: 0000915325-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 EFFECTIVENESS DATE: 20111108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 111187390 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-3q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 9/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA November 8, 2011 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: 623098 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- iShares Barclays U.S. TIPS Fun 464287176 973 8513 SH Sole 3624 4889 iShares Barclays Aggregate Bon 464287226 1220 11081 SH Sole 646 10435 iShares Barclays Interm Govt/C 464288612 2614 23517 SH Sole 13386 10131 Abbott Labs 002824100 259 5063 SH Sole 4002 1061 Accenture Ltd. Cl A g1151c101 6387 121239 SH Sole 84528 36711 Amazon.com 023135106 8170 37783 SH Sole 25836 11947 American Tower 029912201 6561 121954 SH Sole 82542 39412 Apple 037833100 13751 36061 SH Sole 25081 10980 Becton Dickinson 075887109 7235 98682 SH Sole 69202 29480 BlackRock 09247x101 4952 33456 SH Sole 23192 10264 Boeing 097023105 5560 91883 SH Sole 62290 29593 CarMax 143130102 6149 257819 SH Sole 176085 81734 Caterpillar 149123101 4147 56166 SH Sole 37583 18583 Charles Schwab 808513105 3922 347963 SH Sole 241116 106847 Cognizant Tech Solutions 192446102 7953 126838 SH Sole 88667 38171 Colgate-Palmolive 194162103 212 2390 SH Sole 940 1450 ConocoPhillips 20825c104 4632 73151 SH Sole 50659 22492 Costco Wholesale 22160k105 10399 126616 SH Sole 83627 42989 Ecolab 278865100 6554 134062 SH Sole 87446 46616 EMC 268648102 4696 223737 SH Sole 154198 69539 Exxon Mobil 30231g102 10237 140945 SH Sole 100603 40342 Fresenius Medical Care 358029106 6425 95141 SH Sole 65013 30128 Google 38259p508 7749 15046 SH Sole 10372 4674 Honeywell 438516106 3663 83417 SH Sole 57401 26016 IBM 459200101 2097 11992 SH Sole 10576 1416 iShares Russell 1000 Growth In 464287614 249 4745 SH Sole 3260 1485 iShares S&P Growth Index ETF 464287309 233 3800 SH Sole 3500 300 Jones Soda 48023p106 15 23000 SH Sole 23000 Juniper Networks 48203r104 2317 134260 SH Sole 90363 43897 Kohl's 500255104 4483 91303 SH Sole 62984 28319 Marriott International Cl A 571903202 3927 144152 SH Sole 100999 43153 Medtronic 585055106 230 6918 SH Sole 818 6100 Microsoft 594918104 6917 277908 SH Sole 187577 90331 Novartis 66987v109 6240 111897 SH Sole 77714 34183 Oracle 68389x105 5593 194617 SH Sole 132262 62355 PACCAR 693718108 3830 113259 SH Sole 75419 37840 PepsiCo 713448108 7819 126312 SH Sole 85043 41269 Potash Corporation of Saskatch 73755l107 4110 95095 SH Sole 65564 29531 Praxair 74005p104 9487 101484 SH Sole 70396 31088 Priceline.com 741503403 4418 9830 SH Sole 6882 2948 Qualcomm 747525103 9318 191615 SH Sole 134778 56837 Roper Industries Inc 776696106 4339 62971 SH Sole 43492 19479 Schlumberger 806857108 6294 105368 SH Sole 72272 33096 Starbucks 855244109 696 18655 SH Sole 7905 10750 Stericycle 858912108 5293 65567 SH Sole 44433 21134 Teva Pharmaceutical Industries 881624209 4640 124671 SH Sole 84908 39763 United Technologies 913017109 7914 112474 SH Sole 78374 34100 Verifone 92342y109 5626 160641 SH Sole 111573 49068 Weatherford Int'l h27013103 3804 311524 SH Sole 217931 93593 YUM! Brands 988498101 8671 175556 SH Sole 123313 52243 Albemarle 012653101 2968 73455 SH Sole 51043 22412 Anheuser-Busch Inbev ADR 03524a108 3717 70159 SH Sole 48542 21617 Baker Hughes 057224107 3329 72141 SH Sole 50029 22112 Berkshire Hathaway B 084670702 5140 72352 SH Sole 50237 22115 Chevron 166764100 6466 69832 SH Sole 46181 23651 Corning 219350105 2352 190291 SH Sole 134801 55490 Covidien PLC g2554f113 5256 119190 SH Sole 82152 37038 Discover Financial Services 254709108 5265 229503 SH Sole 160987 68516 eBay 278642103 3743 126939 SH Sole 88360 38579 Emerson Electric 291011104 4033 97621 SH Sole 64681 32940 Fidelity National Info Service 31620m106 4426 181974 SH Sole 126830 55144 FirstEnergy 337932107 4196 93426 SH Sole 65483 27943 General Electric 369604103 5167 339462 SH Sole 239178 100284 General Mills 370334104 7196 186951 SH Sole 131008 55943 Hess 42809h107 2958 56390 SH Sole 39622 16768 Home Depot 437076102 6242 189914 SH Sole 131840 58074 Intel 458140100 5918 277380 SH Sole 197575 79805 iShares Russell 1000 Value Ind 464287598 217 3835 SH Sole 2530 1305 John Deere 244199105 4079 63177 SH Sole 41704 21473 Johnson & Johnson 478160104 6281 98619 SH Sole 65321 33298 Johnson Controls 478366107 3667 139076 SH Sole 96948 42128 JPMorgan Chase 46625h100 4830 160366 SH Sole 111065 49301 Kraft Foods 50075n104 6103 181741 SH Sole 126385 55356 Marathon Oil 565849106 3060 141817 SH Sole 98909 42908 Marathon Petroleum 56585a102 1933 71424 SH Sole 49669 21755 Marsh & McLennan 571748102 4126 155415 SH Sole 107881 47534 McDonald's 580135101 7208 82076 SH Sole 56377 25699 MetLife 59156r108 5488 195915 SH Sole 139081 56834 Morgan Stanley 617446448 1828 135308 SH Sole 95122 40186 National Oilwell Varco 637071101 3778 73760 SH Sole 50833 22927 NextEra Energy 65339f101 4530 83853 SH Sole 58639 25214 Occidental Petroleum 674599105 3614 50546 SH Sole 34604 15942 Pfizer 717081103 6141 347343 SH Sole 243428 103915 Procter & Gamble 742718109 449 7114 SH Sole 2712 4402 Rio Tinto PLC 767204100 2746 62289 SH Sole 44151 18138 Thermo Fisher Scientific 883556102 5547 109529 SH Sole 75686 33843 Time Warner 887317303 4245 141657 SH Sole 100861 40796 U.S. Bancorp 902973304 2769 117646 SH Sole 86033 31613 Union Pacific 907818108 4597 56293 SH Sole 39394 16899 Verizon Communications 92343v104 4539 123338 SH Sole 86638 36700 Watson Pharmaceuticals 942683103 6693 98068 SH Sole 69255 28813 Wells Fargo 949746101 5466 226627 SH Sole 157487 69140 Wisconsin Energy 976657106 4199 134194 SH Sole 92674 41520 iShares Russell 2000 Fund ETF 464287655 2088 32470 SH Sole 32220 250 iShares Russell Midcap Growth 464287481 529 10655 SH Sole 10655 iShares Russell Midcap Index 464287499 2541 28795 SH Sole 27980 815 iShares Russell Midcap Value 464287473 521 13515 SH Sole 13515 iShares S&P MidCap 400 Index E 464287507 19173 245841 SH Sole 146606 99235 iShares S&P SmlCap 600 Growth 464287887 5505 85406 SH Sole 51349 34057 PowerShares FTSE RAFI US 1500 73935x567 10044 191610 SH Sole 113566 78044 iShares MSCI EAFE Index ETF 464287465 37537 785625 SH Sole 494280 291345 iShares MSCI Pacific Ex Japan 464286665 18847 512567 SH Sole 327103 185464 PowerShares Emerg Markets Infr 73937b209 4009 116362 SH Sole 74524 41838 SPDR S&P Emerging Asia Pacific 78463x301 6934 107769 SH Sole 69643 38126 SPDR S&P Emerging Latin Americ 78463x707 4126 65028 SH Sole 42097 22931 Vanguard FTSE All-World Ex-US 922042775 452 11663 SH Sole 9197 2466 Vanguard FTSE All World ex-US 922042718 9440 120329 SH Sole 76844 43485 Vanguard MSCI Emerging Markets 922042858 12163 339467 SH Sole 215031 124436 3M 88579y101 210 2925 SH Sole 2925 Atel Cap Equip Fund VII 00207u104 16 10000 SH Sole 10000 Berkshire Hathaway A 084670108 676 6 SH Sole 4 2 Colgate-Palmolive 194162103 230 2591 SH Sole 125 2466 Exxon Mobil 30231g102 228 3139 SH Sole 300 2839 Gilead Sciences 375558103 3088 79600 SH Sole 79600 iShares Russell 1000 Index ETF 464287622 347 5550 SH Sole 5550 Kimberly-Clark 494368103 332 4671 SH Sole 1846 2825 Microsoft 594918104 213 8545 SH Sole 275 8270 PepsiCo 713448108 207 3350 SH Sole 3350 Schwab US Large Cap ETF 808524201 206 7655 SH Sole 7655 U.S. Bancorp 902973304 202 8600 SH Sole 8600 United Parcel Service 911312106 2118 33540 SH Sole 33540 Vanguard Total Mkt Viper 922908769 666 11539 SH Sole 10423 1116 Elements Rogers Total Return C 870297801 22925 2840726 SH Sole 1701512 1139214 Great Basin Gold 390124105 27 16000 SH Sole 16000 Hana Mining 40963t107 12 10000 SH Sole 10000 iPath DJ-UBS Commodity ETN 06738c778 14974 358751 SH Sole 212584 146167 iPath DJ-UBS Prec Metals TR Su 06739h248 2145 24237 SH Sole 8675 15562 PARAMOUNT GOLD & SILVER CORP C 69924P102 35 15000 SH Sole 15000 Platinum Group Metals 72765q205 15 15000 SH Sole 15000 South American Silver 836307108 39 25000 SH Sole 25000 SPDR Gold Trust 78463v107 791 5005 SH Sole 3377 1628