-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KRw14Ok4YYNnaXDNME4dzhFNj3Ry8sPPmnxduloAOcN5J+zV1aXVlZHMWSPK5+KU o3U0olFGClkeVNU208FVug== 0000908737-02-000321.txt : 20020903 0000908737-02-000321.hdr.sgml : 20020903 20020903142933 ACCESSION NUMBER: 0000908737-02-000321 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020903 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHC INC /MA/ CENTRAL INDEX KEY: 0000915127 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 042601571 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51153 FILM NUMBER: 02755179 BUSINESS ADDRESS: STREET 1: 200 LAKE ST STE 102 CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9785362777 MAIL ADDRESS: STREET 1: 200 LAKE ST STREET 2: STE 102 CITY: PEABODY STATE: MA ZIP: 01960 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LYNCH PETER S CENTRAL INDEX KEY: 0001137607 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 82 DEVONSHIRE STREET STREET 2: 58A CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175636243 MAIL ADDRESS: STREET 1: 82 DEVONSHIRE STREET STREET 2: 58A CITY: BOSTON STATE: MA ZIP: 02109 SC 13G 1 phc_13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 PHC, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 693315103 (CUSIP Number) August 26, 2002 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |x| Rule 13d-1(c) |_| Rule 13d-1(d) - -------------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------- -------------------------------------------------------------------- 1 Name of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only) Peter S. Lynch - ----------- -------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group (a) |_| (See Instructions) (b) |_| - ----------- -------------------------------------------------------------------- 3 SEC Use Only - ----------- -------------------------------------------------------------------- 4 Citizenship or Place of Organization United States of America - ------------------------- --------- -------------------------------------------- 5 Sole Voting Power Number of Shares Beneficially 384,000 Owned by --------- -------------------------------------------- Each 6 Shared Voting Power Reporting Person With 287,000 --------- -------------------------------------------- 7 Sole Dispositive Power 384,000 --------- -------------------------------------------- 8 Shared Dispositive Power 287,000 - ----------- -------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 671,000 - ----------- -------------------------------------------------------------------- 10 Check If the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) - ----------- -------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.54% - ----------- -------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - ----------- -------------------------------------------------------------------- -2- Item 1(a). Name of issuer: PHC, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 200 Lake Street, Suite 102, Peabody, Massachusetts 01960 Item 2(a). Name of Person Filing: Peter S. Lynch Item 2(b). Address of Principal Offices or, if None, Residence: 82 Devonshire Street, S8A, Boston, Massachusetts 02109 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Class A Common Stock Item 2(e). CUSIP Number: 693315103 Item 3. If the Statement is being filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the filing person is a: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). -3- Item 4. Ownership. The holdings reported herein are stated as of August 30, 2002. (a) Amount beneficially owned: 671,000 shares (b) Percent of class: 5.54% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 384,000 shares (ii) Shared power to vote or direct the vote: 287,000 shares (iii) Sole power to dispose or to direct the disposition of: 384,000 shares (iv) Shared power to dispose or to direct the disposition of: 287,000 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. The shares identified in Item 4 include shares beneficially owned by Mr. Lynch's wife (Mrs. Lynch's powers to vote or dispose are treated as if they belonged to Mr. Lynch for purposes of this statement), shares beneficially owned in two charitable lead trusts and a charitable remainder trust and shares beneficially owned in trust for members of Mr. Lynch's family. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -4- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 3, 2002 (Date) /s/ Peter S. Lynch (Signature) Peter S. Lynch (Name/Title) Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----