-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CutX3eK3cYuFAelYUiaG5HNmEyyaRh6pAETVJgn6f1SUJ5VYM5ambsXqgDS9BUpm rmXkwBGQgK2AsGO3iJo3RQ== 0000891836-02-000002.txt : 20020413 0000891836-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0000891836-02-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SNAP ON INC CENTRAL INDEX KEY: 0000091440 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 390622040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33180 FILM NUMBER: 2500672 BUSINESS ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141-1430 BUSINESS PHONE: 4146565200 MAIL ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141 FORMER COMPANY: FORMER CONFORMED NAME: SNAP ON TOOLS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MANHATTAN CO CENTRAL INDEX KEY: 0000728083 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 131957714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127563300 MAIL ADDRESS: STREET 1: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 sc0218-01.txt SCHEDULE 13D AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Snap-On Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 83303410 --------------------------------------------- (CUSIP Number) Neal K. Stearns, Esq. First Manhattan Co. 437 Madison Avenue New York, New York 10022 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 24, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. |_| NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 22 Pages SCHEDULE 13D - --------------------- --------------------- CUSIP NO. 83303410 PAGE 2 OF 22 PAGES - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS First Manhattan Co. 13-1957714 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF, OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 210,400 SHARES --------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 3,934,191 EACH --------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 210,400 WITH --------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,249,005 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,459,405 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* BD, IA, PN - -------------------------------------------------------------------------------- (1) See Item 5. First Manhattan Co. ("FMC") hereby amends and supplements its statement on Schedule 13D with respect to the common stock, $1 par value (the "Common Stock"), of Snap-On Incorporated, a Delaware corporation (the "Issuer"). Except as amended and supplemented hereby, the information in the original Schedule 13D, as amended by Amendment Number 1, remains in full force and effect. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. As of December 24, 2001, FMC beneficially owned an aggregate of 4,459,405 shares of Common Stock of the Issuer, or 6.9% of the 64,344,037 shares of Common Stock of the Issuer that were outstanding as of October 27, 2001. Such 4,459,405 shares beneficially owned by FMC include 383,750 shares owned by general partners of FMC, as to which FMC had sole voting power and sole dispositive power with respect to 148,900 shares, shared voting power with respect to 74,550 shares and shared dispositive power with respect to 234,850 shares, and 4,075,655 shares owned by customers of FMC for whom FMC was authorized to vote or to exercise investment discretion, as to which FMC had sole voting power and sole dispositive power with respect to 61,500 shares, shared voting power with respect to 3,859,641 shares and shared dispositive power with respect to 4,014,155 shares. The general partners and customers of FMC that owned such shares had shared voting power and shared dispositive power with respect to the shares owned by them and the sole right to receive dividends and the proceeds of sale of such shares. None of such general partners or customers had shared voting power or shared dispositive power with respect to 5% or more of the outstanding shares of the class. The number of shares of Common Stock outstanding as of October 27, 2001 includes 57,900,940 shares which the Issuer reported as outstanding as of that date on the cover page of its Form 10-Q report for the quarterly period ended September 29, 2001 and 6,443,097 shares which were owned by a Grantor Stock Trust at December 31, 2000, according to a statement on Schedule 13G filed by the Trust on March 22, 2001. Although the Issuer did not include such 6,443,097 shares as outstanding for purposes of the cover page of the Form 10-Q report, the Issuer claims that such shares are entitled to be voted at stockholders' meetings and may be sold by the Trustee of the Grantor Stock Trust under certain circumstances, and accordingly FMC believes that such shares should be considered outstanding for purposes of calculating the percentage of the class of securities with respect to which FMC has voting power or dispositive power. Set forth on Schedule I hereto are transactions effected by FMC during the sixty days preceding the filing of this statement in Common Stock of the Issuer with respect to which FMC may be deemed to be or to have been a beneficial owner for purposes of Section 13(d) of the Securities Exchange Act of 1934. All of such transactions were for the accounts of customers of FMC. Page 3 of 22 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 2, 2002 /s/ Neal K. Stearns -------------------------- Neal K. Stearns, Esq. General Partner First Manhattan Co. Page 4 of 22 Pages Schedule I Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 10/24/2001 Sale 134 $26.28 10/24/2001 Sale 200 $26.28 10/24/2001 Sale 333 $26.28 10/24/2001 Sale 333 $26.28 10/31/2001 Sale 400 $26.71 10/31/2001 Sale 200 $26.73 10/31/2001 Sale 400 $26.73 10/31/2001 Sale 400 $26.75 10/31/2001 Sale 500 $26.75 10/31/2001 Sale 500 $26.75 10/31/2001 Sale 500 $26.75 10/31/2001 Sale 600 $26.77 10/31/2001 Sale 600 $26.77 10/31/2001 Sale 1000 $26.85 10/31/2001 Sale 5500 $26.85 11/01/2001 Sale 400 $26.44 11/01/2001 Sale 200 $26.67 11/01/2001 Sale 600 $26.72 11/01/2001 Sale 700 $26.73 11/01/2001 Sale 300 $26.75 11/01/2001 Sale 700 $26.75 11/01/2001 Sale 1500 $26.78 11/01/2001 Sale 1500 $26.79 11/01/2001 Sale 1500 $26.79 Page 5 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/01/2001 Sale 1700 $26.79 11/01/2001 Sale 2000 $26.81 11/01/2001 Sale 2000 $26.81 11/01/2001 Sale 2500 $26.83 11/01/2001 Sale 4000 $26.84 11/01/2001 Sale 8000 $26.85 11/01/2001 Sale 700 $26.96 11/01/2001 Sale 1000 $26.96 11/01/2001 Sale 1000 $26.96 11/01/2001 Sale 800 $26.97 11/01/2001 Sale 1200 $26.97 11/01/2001 Sale 1500 $26.97 11/01/2001 Sale 2000 $26.97 11/01/2001 Sale 2500 $26.97 11/01/2001 Sale 4000 $26.97 11/01/2001 Sale 1500 $26.98 11/01/2001 Sale 3500 $26.98 11/02/2001 Sale 1000 $26.98 11/02/2001 Sale 500 $27.03 11/02/2001 Sale 2000 $27.10 11/02/2001 Sale 4 $27.12 11/02/2001 Sale 84 $27.12 11/02/2001 Sale 167 $27.12 11/02/2001 Sale 217 $27.14 11/02/2001 Sale 1 $27.14 11/02/2001 Sale 108 $27.14 Page 6 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/02/2001 Sale 108 $27.14 11/02/2001 Sale 216 $27.14 11/02/2001 Sale 350 $27.14 11/02/2001 Sale 300 $27.17 11/02/2001 Sale 5000 $27.17 11/02/2001 Sale 400 $27.18 11/02/2001 Sale 500 $27.18 11/02/2001 Sale 500 $27.18 11/02/2001 Sale 500 $27.18 11/02/2001 Sale 500 $27.18 11/02/2001 Sale 500 $27.18 11/02/2001 Sale 750 $27.18 11/02/2001 Sale 33 $27.19 11/02/2001 Sale 300 $27.19 11/02/2001 Sale 300 $27.19 11/02/2001 Sale 400 $27.19 11/02/2001 Sale 400 $27.19 11/02/2001 Sale 667 $27.19 11/02/2001 Sale 700 $27.19 11/02/2001 Sale 700 $27.19 11/02/2001 Sale 700 $27.19 11/02/2001 Sale 200 $27.20 11/02/2001 Sale 600 $27.20 11/02/2001 Sale 800 $27.20 11/02/2001 Sale 800 $27.20 11/02/2001 Sale 200 $27.21 Page 7 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/02/2001 Sale 200 $27.21 11/02/2001 Sale 500 $27.21 11/02/2001 Sale 500 $27.21 11/02/2001 Sale 800 $27.21 11/02/2001 Sale 800 $27.21 11/02/2001 Sale 1000 $27.21 11/02/2001 Sale 1000 $27.21 11/02/2001 Sale 1000 $27.21 11/02/2001 Sale 1000 $27.21 11/02/2001 Sale 400 $27.22 11/02/2001 Sale 750 $27.22 11/02/2001 Sale 1000 $27.22 11/02/2001 Sale 1000 $27.22 11/02/2001 Sale 1200 $27.23 11/02/2001 Sale 500 $27.25 11/02/2001 Sale 500 $27.25 11/02/2001 Sale 500 $27.25 11/02/2001 Sale 1500 $27.25 11/02/2001 Sale 1500 $27.25 11/02/2001 Sale 1500 $27.25 11/02/2001 Sale 200 $27.27 11/02/2001 Sale 300 $27.27 11/02/2001 Sale 500 $27.27 11/02/2001 Sale 800 $27.27 11/02/2001 Sale 1000 $27.27 11/02/2001 Sale 1200 $27.27 Page 8 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/02/2001 Sale 500 $27.28 11/02/2001 Sale 1000 $27.28 11/02/2001 Sale 1500 $27.28 11/02/2001 Sale 2000 $27.28 11/02/2001 Sale 2000 $27.28 11/02/2001 Sale 2500 $27.29 11/02/2001 Sale 3000 $27.29 11/02/2001 Sale 5000 $27.35 11/02/2001 Sale 20000 $27.35 11/02/2001 Purchase 2500 $27.36 11/02/2001 Sale 1200 $27.38 11/02/2001 Sale 500 $27.41 11/02/2001 Sale 500 $27.41 11/02/2001 Sale 1200 $27.42 11/02/2001 Sale 800 $27.43 11/02/2001 Sale 800 $27.43 11/02/2001 Sale 1000 $27.43 11/02/2001 Sale 1000 $27.43 11/02/2001 Sale 1000 $27.43 11/02/2001 Sale 1500 $27.43 11/02/2001 Sale 2500 $27.44 11/05/2001 Sale 600 $27.54 11/05/2001 Sale 400 $27.79 11/05/2001 Sale 300 $27.82 11/05/2001 Sale 800 $27.82 11/05/2001 Sale 400 $27.86 Page 9 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/05/2001 Sale 400 $27.86 11/05/2001 Sale 500 $27.86 11/05/2001 Sale 200 $27.89 11/05/2001 Sale 300 $27.89 11/05/2001 Sale 300 $27.89 11/05/2001 Sale 300 $27.89 11/05/2001 Sale 1000 $27.89 11/05/2001 Sale 1700 $27.89 11/05/2001 Sale 1000 $27.91 11/05/2001 Sale 2000 $27.91 11/05/2001 Sale 500 $27.92 11/05/2001 Sale 1000 $27.92 11/05/2001 Sale 2000 $27.92 11/05/2001 Sale 500 $27.94 11/05/2001 Sale 1000 $27.94 11/05/2001 Sale 1000 $27.94 11/05/2001 Sale 5000 $27.94 11/05/2001 Sale 100 $28.04 11/05/2001 Sale 500 $28.04 11/05/2001 Sale 200 $28.05 11/05/2001 Sale 200 $28.05 11/05/2001 Sale 400 $28.05 11/05/2001 Sale 400 $28.05 11/05/2001 Sale 500 $28.06 11/05/2001 Sale 500 $28.06 11/05/2001 Sale 1000 $28.06 Page 10 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/05/2001 Sale 1500 $28.06 11/05/2001 Sale 5500 $28.06 11/06/2001 Sale 100 $27.89 11/06/2001 Sale 150 $27.89 11/06/2001 Sale 34 $27.90 11/06/2001 Sale 166 $27.90 11/06/2001 Sale 200 $27.90 11/06/2001 Sale 200 $27.90 11/06/2001 Sale 250 $27.91 11/06/2001 Sale 167 $27.95 11/06/2001 Sale 167 $27.95 11/06/2001 Sale 200 $27.95 11/06/2001 Sale 300 $27.95 11/06/2001 Sale 333 $27.95 11/06/2001 Sale 333 $27.95 11/06/2001 Sale 500 $27.95 11/06/2001 Sale 500 $27.95 11/06/2001 Sale 600 $27.96 11/06/2001 Sale 200 $27.97 11/06/2001 Sale 200 $27.97 11/06/2001 Sale 300 $27.97 11/06/2001 Sale 600 $27.97 11/06/2001 Sale 600 $27.97 11/06/2001 Sale 1000 $27.99 11/06/2001 Sale 200 $28.01 11/06/2001 Sale 1000 $28.01 Page 11 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/06/2001 Sale 500 $28.05 11/06/2001 Sale 1500 $28.05 11/06/2001 Sale 2000 $28.05 11/06/2001 Sale 400 $28.06 11/06/2001 Sale 2000 $28.06 11/06/2001 Sale 2000 $28.06 11/06/2001 Sale 300 $28.07 11/06/2001 Sale 300 $28.07 11/06/2001 Sale 500 $28.07 11/06/2001 Sale 500 $28.07 11/06/2001 Sale 1000 $28.07 11/06/2001 Sale 1000 $28.07 11/06/2001 Sale 1000 $28.07 11/06/2001 Sale 1400 $28.07 11/06/2001 Sale 1500 $28.07 11/06/2001 Sale 1500 $28.07 11/06/2001 Sale 3000 $28.08 11/06/2001 Sale 5000 $28.09 11/06/2001 Sale 5500 $28.09 11/06/2001 Sale 3000 $28.12 11/06/2001 Sale 3500 $28.12 11/06/2001 Sale 4000 $28.12 11/06/2001 Sale 4500 $28.12 11/06/2001 Sale 200 $28.20 11/06/2001 Sale 200 $28.20 11/06/2001 Sale 600 $28.20 Page 12 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/06/2001 Sale 200 $28.21 11/06/2001 Sale 800 $28.21 11/06/2001 Sale 300 $28.22 11/06/2001 Sale 400 $28.22 11/06/2001 Sale 400 $28.22 11/06/2001 Sale 500 $28.22 11/06/2001 Sale 700 $28.22 11/06/2001 Sale 1000 $28.22 11/06/2001 Sale 1500 $28.22 11/06/2001 Sale 1500 $28.22 11/06/2001 Sale 1500 $28.22 11/06/2001 Sale 1500 $28.22 11/06/2001 Sale 3000 $28.22 11/06/2001 Sale 4000 $28.22 11/06/2001 Sale 7500 $28.22 11/07/2001 Sale 150 $28.34 11/07/2001 Sale 300 $28.39 11/07/2001 Sale 200 $28.40 11/07/2001 Sale 200 $28.40 11/07/2001 Sale 500 $28.41 11/07/2001 Sale 500 $28.46 11/07/2001 Sale 700 $28.46 11/07/2001 Sale 400 $28.50 11/07/2001 Sale 1400 $28.50 11/07/2001 Sale 300 $28.52 11/07/2001 Sale 800 $28.52 Page 13 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/07/2001 Sale 1400 $28.52 11/07/2001 Sale 2000 $28.54 11/07/2001 Sale 4000 $28.54 11/07/2001 Sale 2500 $28.56 11/07/2001 Sale 10000 $28.56 11/08/2001 Sale 450 $28.43 11/19/2001 Sale 200 $30.01 11/19/2001 Sale 600 $30.28 11/19/2001 Sale 1000 $30.28 11/20/2001 Sale 100 $29.93 11/20/2001 Sale 1000 $30.11 11/20/2001 Sale 800 $30.34 11/20/2001 Sale 1000 $30.35 11/20/2001 Sale 1000 $30.35 11/20/2001 Sale 2000 $30.41 11/20/2001 Sale 1200 $30.43 11/20/2001 Sale 1200 $30.43 11/20/2001 Sale 3000 $30.44 11/20/2001 Sale 5000 $30.45 11/20/2001 Sale 300 $30.54 11/23/2001 Sale 750 $30.54 11/23/2001 Sale 1250 $30.64 11/23/2001 Sale 1200 $30.65 11/23/2001 Sale 500 $30.71 11/23/2001 Sale 550 $30.71 11/23/2001 Sale 650 $30.71 Page 14 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/23/2001 Sale 3000 $30.77 11/23/2001 Sale 400 $30.78 11/23/2001 Sale 3000 $30.78 11/23/2001 Sale 150 $30.79 11/23/2001 Sale 1000 $30.79 11/23/2001 Sale 2850 $30.79 11/23/2001 Sale 600 $30.80 11/23/2001 Sale 700 $30.80 11/23/2001 Sale 700 $30.80 11/23/2001 Sale 2700 $30.80 11/26/2001 Sale 400 $30.23 11/26/2001 Sale 400 $30.23 11/27/2001 Sale 200 $30.66 11/28/2001 Sale 200 $30.53 11/28/2001 Sale 200 $31.05 11/30/2001 Sale 2550 $30.90 11/30/2001 Sale 100 $30.95 11/30/2001 Sale 300 $30.95 11/30/2001 Sale 200 $30.96 11/30/2001 Sale 400 $30.96 11/30/2001 Sale 900 $30.99 11/30/2001 Sale 200 $31.00 11/30/2001 Sale 200 $31.00 11/30/2001 Sale 600 $31.00 11/30/2001 Sale 1100 $31.01 11/30/2001 Sale 1600 $31.05 Page 15 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/30/2001 Sale 200 $31.06 11/30/2001 Sale 300 $31.06 11/30/2001 Sale 300 $31.06 11/30/2001 Sale 300 $31.06 11/30/2001 Sale 400 $31.06 11/30/2001 Sale 400 $31.06 11/30/2001 Sale 600 $31.06 11/30/2001 Sale 800 $31.06 11/30/2001 Sale 800 $31.06 11/30/2001 Sale 1500 $31.06 11/30/2001 Sale 300 $31.07 11/30/2001 Sale 300 $31.07 11/30/2001 Sale 400 $31.07 11/30/2001 Sale 400 $31.07 11/30/2001 Sale 450 $31.07 11/30/2001 Sale 600 $31.07 11/30/2001 Sale 750 $31.07 11/30/2001 Sale 1050 $31.07 11/30/2001 Sale 1100 $31.07 11/30/2001 Sale 1550 $31.07 11/30/2001 Sale 1550 $31.07 11/30/2001 Sale 2000 $31.07 11/30/2001 Sale 400 $31.08 11/30/2001 Sale 400 $31.08 11/30/2001 Sale 450 $31.08 11/30/2001 Sale 500 $31.08 Page 16 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 11/30/2001 Sale 500 $31.08 11/30/2001 Sale 2100 $31.08 11/30/2001 Sale 300 $31.09 11/30/2001 Sale 3000 $31.09 11/30/2001 Sale 2000 $31.21 11/30/2001 Sale 2000 $31.21 11/30/2001 Sale 600 $31.22 11/30/2001 Sale 1050 $31.23 11/30/2001 Sale 350 $31.24 11/30/2001 Sale 400 $31.24 11/30/2001 Sale 500 $31.24 11/30/2001 Sale 2250 $31.24 11/30/2001 Sale 3000 $31.24 11/30/2001 Sale 6000 $31.25 12/04/2001 Sale 300 $30.89 12/04/2001 Sale 200 $30.95 12/04/2001 Sale 300 $30.95 12/04/2001 Sale 500 $30.95 12/04/2001 Sale 500 $30.95 12/04/2001 Sale 150 $31.05 12/04/2001 Sale 300 $31.05 12/04/2001 Sale 300 $31.21 12/04/2001 Sale 300 $31.21 12/04/2001 Sale 400 $31.22 12/04/2001 Sale 500 $31.23 12/04/2001 Sale 600 $31.24 12/04/2001 Sale 750 $31.24 Page 17 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 12/04/2001 Sale 700 $31.25 12/04/2001 Sale 200 $31.27 12/04/2001 Sale 700 $31.27 12/04/2001 Sale 1000 $31.28 12/04/2001 Sale 300 $31.30 12/04/2001 Sale 1050 $31.30 12/04/2001 Sale 1200 $31.31 12/04/2001 Sale 1400 $31.31 12/04/2001 Sale 200 $31.32 12/04/2001 Sale 1400 $31.32 12/04/2001 Sale 1500 $31.32 12/04/2001 Sale 400 $31.34 12/04/2001 Sale 400 $31.34 12/04/2001 Sale 400 $31.34 12/04/2001 Sale 1800 $31.34 12/04/2001 Sale 1800 $31.34 12/04/2001 Sale 1800 $31.34 12/04/2001 Sale 2000 $31.34 12/04/2001 Sale 3000 $31.36 12/04/2001 Sale 3300 $31.36 12/04/2001 Sale 4950 $31.37 12/04/2001 Sale 6300 $31.38 12/04/2001 Sale 150 $31.46 12/04/2001 Sale 200 $31.46 12/04/2001 Sale 500 $31.46 12/04/2001 Sale 700 $31.46 Page 18 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 12/04/2001 Sale 900 $31.46 12/04/2001 Sale 1700 $31.46 12/04/2001 Sale 2350 $31.46 12/04/2001 Sale 2700 $31.46 12/04/2001 Sale 5600 $31.46 12/04/2001 Sale 1300 $31.51 12/04/2001 Sale 1500 $31.51 12/04/2001 Sale 1000 $31.52 12/04/2001 Sale 2000 $31.52 12/05/2001 Sale 2000 $32.16 12/05/2001 Sale 5250 $32.16 12/05/2001 Sale 1255 $32.25 12/05/2001 Sale 1900 $32.25 12/05/2001 Sale 2200 $32.25 12/05/2001 Sale 2500 $32.25 12/05/2001 Sale 2600 $32.25 12/05/2001 Sale 3000 $32.25 12/05/2001 Sale 6800 $32.25 12/05/2001 Sale 7100 $32.25 12/05/2001 Sale 9400 $32.25 12/05/2001 Sale 300 $32.46 12/05/2001 Sale 300 $32.46 12/05/2001 Sale 300 $32.48 12/05/2001 Sale 1700 $32.48 12/05/2001 Sale 2000 $32.48 12/05/2001 Sale 250 $32.52 Page 19 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 12/05/2001 Sale 450 $32.52 12/05/2001 Sale 600 $32.52 12/05/2001 Sale 1000 $32.52 12/05/2001 Sale 2700 $32.52 12/05/2001 Sale 3100 $32.52 12/05/2001 Sale 700 $32.53 12/05/2001 Sale 800 $32.53 12/05/2001 Sale 3600 $32.53 12/05/2001 Sale 600 $32.54 12/05/2001 Sale 1050 $32.54 12/05/2001 Sale 3500 $32.54 12/05/2001 Sale 4850 $32.54 12/05/2001 Sale 5000 $32.59 12/05/2001 Sale 7000 $32.59 12/05/2001 Sale 14200 $32.59 12/05/2001 Sale 23800 $32.59 12/05/2001 Sale 800 $32.61 12/05/2001 Sale 1950 $32.61 12/05/2001 Sale 2250 $32.61 12/05/2001 Sale 3100 $32.61 12/05/2001 Sale 6500 $32.61 12/06/2001 Sale 3650 $33.03 12/06/2001 Sale 10000 $33.03 12/06/2001 Sale 16350 $33.03 12/06/2001 Sale 10000 $33.14 12/20/2001 Sale 200 $33.07 Page 20 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 12/20/2001 Sale 1000 $33.07 12/20/2001 Sale 500 $33.18 12/20/2001 Sale 2000 $33.18 12/20/2001 Sale 300 $33.21 12/20/2001 Sale 300 $33.28 12/20/2001 Sale 600 $33.28 12/20/2001 Sale 1000 $33.29 12/20/2001 Sale 1000 $33.30 12/20/2001 Sale 300 $33.36 12/20/2001 Sale 600 $33.36 12/20/2001 Sale 750 $33.36 12/20/2001 Sale 750 $33.36 12/20/2001 Sale 350 $33.37 12/20/2001 Sale 2150 $33.37 12/20/2001 Sale 300 $33.38 12/20/2001 Sale 2900 $33.38 12/20/2001 Sale 10400 $33.41 12/20/2001 Sale 300 $33.43 12/20/2001 Sale 3000 $33.43 12/20/2001 Sale 7600 $33.43 12/20/2001 Sale 10700 $33.43 12/20/2001 Sale 15000 $33.43 12/20/2001 Sale 10000 $33.44 12/20/2001 Sale 14900 $33.44 12/20/2001 Sale 1400 $33.48 12/20/2001 Sale 1500 $33.48 Page 21 of 22 Pages Date of Transaction Purchase or Sale Number of Shares Price per share - ------------------- ---------------- ---------------- --------------- 12/20/2001 Sale 1800 $33.48 12/20/2001 Sale 1500 $33.48 12/24/2001 Sale 1500 $33.93 12/24/2001 Sale 16000 $33.98 Page 22 of 22 Pages -----END PRIVACY-ENHANCED MESSAGE-----