0001209191-14-052390.txt : 20140814 0001209191-14-052390.hdr.sgml : 20140814 20140814162759 ACCESSION NUMBER: 0001209191-14-052390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140812 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Roderick G.H. CENTRAL INDEX KEY: 0001518396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 141043298 MAIL ADDRESS: STREET 1: INVESCO LTD. STREET 2: 1555 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-12 0 0000914208 Invesco Ltd. IVZ 0001518396 Ellis Roderick G.H. 1555 PEACHTREE STREET NE SUITE 1800 ATLANTA GA 30309 0 1 0 0 Chief Accounting Officer Common Shares 2014-08-12 4 X 0 19288 A 105651 D Common Shares 2014-08-12 4 S 0 19288 38.53 D 86363 D Common Shares 2736 I By Spouse Employee Stock Option (right to buy) 2014-08-12 4 X 0 19288 0.00 D 2008-12-30 2015-12-29 Common Shares 19288 0 D Common Shares were acquired by exercise of employee share options (right to buy). Pounds Sterling 8.855 per Common Share. Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $38.51 to $38.54. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price. /s/ Robert H. Rigsby, as Attorney in Fact 2014-08-14