0001209191-14-052390.txt : 20140814
0001209191-14-052390.hdr.sgml : 20140814
20140814162759
ACCESSION NUMBER: 0001209191-14-052390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140812
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Invesco Ltd.
CENTRAL INDEX KEY: 0000914208
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 980557567
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-892-0896
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco Ltd
DATE OF NAME CHANGE: 20080508
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco PLC
DATE OF NAME CHANGE: 20080429
FORMER COMPANY:
FORMER CONFORMED NAME: Invesco Ltd.
DATE OF NAME CHANGE: 20071205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellis Roderick G.H.
CENTRAL INDEX KEY: 0001518396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13908
FILM NUMBER: 141043298
MAIL ADDRESS:
STREET 1: INVESCO LTD.
STREET 2: 1555 PEACHTREE STREET NE
CITY: ATLANTA
STATE: GA
ZIP: 30309
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-12
0
0000914208
Invesco Ltd.
IVZ
0001518396
Ellis Roderick G.H.
1555 PEACHTREE STREET NE
SUITE 1800
ATLANTA
GA
30309
0
1
0
0
Chief Accounting Officer
Common Shares
2014-08-12
4
X
0
19288
A
105651
D
Common Shares
2014-08-12
4
S
0
19288
38.53
D
86363
D
Common Shares
2736
I
By Spouse
Employee Stock Option (right to buy)
2014-08-12
4
X
0
19288
0.00
D
2008-12-30
2015-12-29
Common Shares
19288
0
D
Common Shares were acquired by exercise of employee share options (right to buy).
Pounds Sterling 8.855 per Common Share.
Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $38.51 to $38.54. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
/s/ Robert H. Rigsby, as Attorney in Fact
2014-08-14