0001209191-14-039895.txt : 20140624 0001209191-14-039895.hdr.sgml : 20140624 20140609161705 ACCESSION NUMBER: 0001209191-14-039895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Roderick G.H. CENTRAL INDEX KEY: 0001518396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 14899386 MAIL ADDRESS: STREET 1: INVESCO LTD. STREET 2: 1555 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-05 0 0000914208 Invesco Ltd. IVZ 0001518396 Ellis Roderick G.H. 1555 PEACHTREE STREET NE SUITE 1800 ATLANTA GA 30309 0 1 0 0 Chief Accounting Officer Common Shares 2014-06-05 4 X 0 20000 A 106363 D Common Shares 2014-06-05 4 S 0 20000 37.6815 D 86363 D Common Shares 2736 I By spouse Employee Stock Option (right to buy) 2014-06-05 4 X 0 20000 0.00 D 2008-12-30 2015-12-29 Common Shares 20000 19288 D Common Shares were acquired by exercise of employee stock option (right to buy). Pounds Sterling 8.855 per Common Share. Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $37.66 to $37.70 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full inofrmation regarding the number of shares sold at each separate price. /s/ Robert H. Rigsby, as Attorney-in-Fact 2014-06-09