-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACCaHf2sH6yjpvGOArp03JXcNAGuVOdcmnV/D6mPvRjbJHPYwV8kaRYsN0qTr+E4 SS+1GCf1Bhb7pesCVfgCzQ== 0000950168-01-000169.txt : 20010207 0000950168-01-000169.hdr.sgml : 20010207 ACCESSION NUMBER: 0000950168-01-000169 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0427 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-07808 FILM NUMBER: 1525974 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: 999 WATERSIDE DRIVE CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 900 DOMINION TOWER STREET 2: 999 WATERSIDE DRIVE CITY: NORFOLK STATE: VA ZIP: 23510 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAGGETT CARROLL M CENTRAL INDEX KEY: 0001085669 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 856 CITY: WARSAW STATE: NC ZIP: 28398 BUSINESS PHONE: 9102933434 MAIL ADDRESS: STREET 1: PO BOX 856 CITY: WARSAW STATE: NC ZIP: 28398 SC 13G/A 1 0001.txt SC 13G/A - CARROLL M. BAGGETT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Smithfield Foods, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $ .50 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 832248 10 8 ------------------------------------------------- (CUSIP Number) J. Troy Smith, Jr. William R. Lathan, Jr. Ward and Smith, P.A. 1001 College Court New Bern, North Carolina 28562 (252) 672-5400 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2000 ------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------------------------- -------------------------------- CUSIP No. 832248 10 8 Page 2 of 4 Pages ---------------------- --- --- - ------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Carroll M. Baggett - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,184,122 OWNED BY ------------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,184,122 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,184,122 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.18% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- 2 of 4 Item 4 of the Reporting Person's Schedule 13G is amended to read as follows: Item 4. Ownership. The Reporting Person's separate beneficial ownership of Common Stock as of January 31, 2001, is described below. Percentages are calculated based on the Issuer's outstanding shares as of December 8, 2000, as reported in its Report on Form 10-Q for the quarterly period ended October 31, 2000. (a) Amount beneficially owned: 1,184,122 (b) Percent of class: 2.18% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,184,122 (ii) Shared power to vote or to direct the vote -0- (iii) Sole power to dispose or to direct the disposition of: 1,184,122 (iv) Shared power to dispose or to direct the disposition of: -0- At January 31, 2001, James O. Matthews and Jeffrey S. Matthews owned and had sole power to vote and dispose of 796,523 and 1,184,122 shares of Common Stock, respectively. Therefore, to the extent that the Family Members constitute a "group," the group would beneficially own an aggregate of 3,164,767 shares constituting 5.81% of the Issuer's outstanding shares of Common Stock as of that date. The Reporting Person has no power (sole or shared) with respect to the voting or disposition of the shares held by either of James O. Matthews or Jeffrey S. Matthews and, accordingly, disclaims beneficial ownership thereof. 3 of 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment Number 2 to Schedule 13G is true, complete and correct. January 31, 2001 /S/ Carroll M. Baggett ---- --------------------------------------- Carroll M. Baggett 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----