0001650393-18-000003.txt : 20180209 0001650393-18-000003.hdr.sgml : 20180209 20180209112753 ACCESSION NUMBER: 0001650393-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 18589625 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000913760 XXXXXXXX 12-31-2017 12-31-2017 false INTL FCSTONE INC.
708 Third Avenue Suite 1500 New York NY 10017
13F HOLDINGS REPORT 028-17573 N
John Calvano Chief Compliance Officer 205-414-3367 John Calvano Birmingham AL 02-09-2018 1 195 95830 1 0001650393 028-17766 SA Stone Investment Advisors Inc.
INFORMATION TABLE 2 infotable.xml ALBEMARLE CORP C 012653101 300 2342 SH DFND 1 2342 0 0 AMAZON COM INC C 023135106 1138 973 SH DFND 1 973 0 0 AMERICAN INTL GROUP INC C 026874784 364 6105 SH DFND 1 6105 0 0 AMGEN INC C 031162100 334 1923 SH DFND 1 1923 0 0 ANNALY CAP MGMT INC C 035710409 177 14875 SH DFND 1 14875 0 0 APPLE INC C 037833100 2513 14850 SH DFND 1 14850 0 0 BP PLC C 055622104 220 5230 SH DFND 1 5230 0 0 BANK AMER CORP C 060505104 350 11849 SH DFND 1 11849 0 0 BANK AMER CORP R 060505682 398 302 SH DFND 1 302 0 0 BERKSHIRE HATHAWAY INC DEL C 084670702 671 3387 SH DFND 1 3387 0 0 BOEING CO C 097023105 517 1753 SH DFND 1 1753 0 0 CHEVRON CORP NEW C 166764100 399 3188 SH DFND 1 3188 0 0 CITIGROUP INC C 172967424 250 3354 SH DFND 1 3354 0 0 CORNING INC C 219350105 282 8819 SH DFND 1 8819 0 0 CUMMINS INC C 231021106 408 2312 SH DFND 1 2312 0 0 DISNEY WALT CO C 254687106 560 5204 SH DFND 1 5204 0 0 FIRST TR NASDAQ100 TECH INDE C 337345102 471 6551 SH DFND 1 6551 0 0 FORD MTR CO DEL C 345370860 421 33687 SH DFND 1 33687 0 0 GENERAL ELECTRIC CO C 369604103 394 22572 SH DFND 1 22572 0 0 GILEAD SCIENCES INC C 375558103 267 3727 SH DFND 1 3727 0 0 HANESBRANDS INC C 410345102 248 11879 SH DFND 1 11879 0 0 HOME DEPOT INC C 437076102 386 2039 SH DFND 1 2039 0 0 INFOSYS LTD C 456788108 542 33386 SH DFND 1 33386 0 0 INTEL CORP C 458140100 393 8524 SH DFND 1 8524 0 0 ISHARES GOLD TRUST C 464285105 201 16085 SH DFND 1 16085 0 0 ISHARES INC C 464286533 248 4085 SH DFND 1 4085 0 0 ISHARES TR C 464287150 901 14735 SH DFND 1 14735 0 0 ISHARES TR C 464287176 216 1892 SH DFND 1 1892 0 0 ISHARES TR C 464287200 1599 5948 SH DFND 1 5948 0 0 ISHARES TR C 464287226 598 5467 SH DFND 1 5467 0 0 ISHARES TR C 464287234 351 7457 SH DFND 1 7457 0 0 ISHARES TR C 464287242 296 2433 SH DFND 1 2433 0 0 ISHARES TR C 464287309 915 5990 SH DFND 1 5990 0 0 ISHARES TR C 464287408 683 5983 SH DFND 1 5983 0 0 ISHARES TR C 464287440 302 2860 SH DFND 1 2860 0 0 ISHARES TR C 464287465 652 9277 SH DFND 1 9277 0 0 ISHARES TR C 464287507 539 2839 SH DFND 1 2839 0 0 ISHARES TR C 464287598 239 1925 SH DFND 1 1925 0 0 ISHARES TR C 464287606 587 2721 SH DFND 1 2721 0 0 ISHARES TR C 464287614 471 3496 SH DFND 1 3496 0 0 ISHARES TR C 464287622 200 1345 SH DFND 1 1345 0 0 ISHARES TR C 464287630 257 2042 SH DFND 1 2042 0 0 ISHARES TR C 464287655 246 1616 SH DFND 1 1616 0 0 ISHARES TR C 464287705 220 1371 SH DFND 1 1371 0 0 ISHARES TR C 464287804 1023 13323 SH DFND 1 13323 0 0 ISHARES TR C 464287879 371 2417 SH DFND 1 2417 0 0 ISHARES TR C 464288687 1601 42057 SH DFND 1 42057 0 0 ISHARES TR C 464288760 903 4803 SH DFND 1 4803 0 0 ISHARES TR C 464288810 548 3159 SH DFND 1 3159 0 0 JOHNSON & JOHNSON C 478160104 406 2905 SH DFND 1 2905 0 0 KROGER CO C 501044101 394 14367 SH DFND 1 14367 0 0 MICROSOFT CORP C 594918104 549 6415 SH DFND 1 6415 0 0 MONMOUTH REAL ESTATE INVT CO C 609720107 427 23974 SH DFND 1 23974 0 0 PEPSICO INC C 713448108 236 1971 SH DFND 1 1971 0 0 PFIZER INC C 717081103 229 6317 SH DFND 1 6317 0 0 PHILIP MORRIS INTL INC C 718172109 552 5226 SH DFND 1 5226 0 0 PROCTER AND GAMBLE CO C 742718109 982 10684 SH DFND 1 10684 0 0 QUALCOMM INC C 747525103 289 4516 SH DFND 1 4516 0 0 RAYTHEON CO C 755111507 249 1327 SH DFND 1 1327 0 0 REAVES UTIL INCOME FD C 756158101 942 30447 SH DFND 1 30447 0 0 SCHWAB STRATEGIC TR C 808524201 390 6116 SH DFND 1 6116 0 0 SCHWAB STRATEGIC TR C 808524508 341 6407 SH DFND 1 6407 0 0 SCHWAB STRATEGIC TR C 808524607 435 6234 SH DFND 1 6234 0 0 SCHWAB STRATEGIC TR C 808524706 238 8518 SH DFND 1 8518 0 0 SOUTHERN CO C 842587107 346 7192 SH DFND 1 7192 0 0 SQUARE INC C 852234103 264 7605 SH DFND 1 7605 0 0 TORO CO C 891092108 203 3110 SH DFND 1 3110 0 0 TUPPERWARE BRANDS CORP C 899896104 321 5120 SH DFND 1 5120 0 0 UNITED PARCEL SERVICE INC C 911312106 264 2212 SH DFND 1 2212 0 0 UNITED TECHNOLOGIES CORP C 913017109 204 1596 SH DFND 1 1596 0 0 VANGUARD SPECIALIZED FUNDS C 921908844 1287 12610 SH DFND 1 12610 0 0 VANGUARD STAR FD C 921909768 267 4701 SH DFND 1 4701 0 0 VANGUARD BD INDEX FD INC C 921937819 414 4943 SH DFND 1 4943 0 0 VANGUARD BD INDEX FD INC C 921937827 670 8471 SH DFND 1 8471 0 0 VANGUARD TAX MANAGED INTL FD C 921943858 316 7041 SH DFND 1 7041 0 0 VANGUARD WHITEHALL FDS INC C 921946406 474 5531 SH DFND 1 5531 0 0 VANGUARD INTL EQUITY INDEX F C 922042775 1833 33505 SH DFND 1 33505 0 0 VANGUARD INTL EQUITY INDEX F C 922042866 245 3359 SH DFND 1 3359 0 0 VANGUARD INTL EQUITY INDEX F C 922042874 236 3985 SH DFND 1 3985 0 0 VANGUARD INDEX FDS C 922908363 315 1283 SH DFND 1 1283 0 0 VANGUARD INDEX FDS C 922908629 498 3220 SH DFND 1 3220 0 0 VANGUARD INDEX FDS C 922908736 481 3423 SH DFND 1 3423 0 0 VANGUARD INDEX FDS C 922908744 672 6322 SH DFND 1 6322 0 0 VANGUARD INDEX FDS C 922908751 203 1377 SH DFND 1 1377 0 0 VANGUARD INDEX FDS C 922908769 296 2158 SH DFND 1 2158 0 0 WAL-MART STORES INC C 931142103 275 2787 SH DFND 1 2787 0 0 WELLS FARGO CO NEW R 949746804 482 368 SH DFND 1 368 0 0 WYNN RESORTS LTD C 983134107 320 1896 SH DFND 1 1896 0 0 AMERISOURCEBERGEN CORP C 03073E105 211 2295 SH DFND 1 2295 0 0 FIRST TR EXCHANGE TRADED FD C 33733E302 1282 11665 SH DFND 1 11665 0 0 AT&T INC C 00206R102 988 25418 SH DFND 1 25418 0 0 ARK ETF TR C 00214Q104 317 8548 SH DFND 1 8548 0 0 ARK ETF TR C 00214Q401 279 6049 SH DFND 1 6049 0 0 ABBVIE INC C 00287Y109 857 8858 SH DFND 1 8858 0 0 ACCELERATE DIAGNOSTICS INC C 00430H102 309 11790 SH DFND 1 11790 0 0 ALPHABET INC C 02079K107 271 259 SH DFND 1 259 0 0 ALPHABET INC C 02079K305 386 366 SH DFND 1 366 0 0 ALTRIA GROUP INC C 02209S103 519 7273 SH DFND 1 7273 0 0 ARCONIC INC C 03965L100 219 8036 SH DFND 1 8036 0 0 BARCLAYS BK PLC R 06742A669 558 4792 SH DFND 1 4792 0 0 BLACKSTONE GROUP L P C 09253U108 1168 36483 SH DFND 1 36483 0 0 CISCO SYS INC C 17275R102 421 10993 SH DFND 1 10993 0 0 CONOCOPHILLIPS C 20825C104 286 5212 SH DFND 1 5212 0 0 CONSTELLATION BRANDS INC C 21036P108 205 897 SH DFND 1 897 0 0 COSTCO WHSL CORP NEW C 22160K105 235 1262 SH DFND 1 1262 0 0 DOLBY LABORATORIES INC C 25659T107 237 3829 SH DFND 1 3829 0 0 DOMINION ENERGY INC C 25746U109 411 5075 SH DFND 1 5075 0 0 DOWDUPONT INC C 26078J100 324 4556 SH DFND 1 4556 0 0 DUKE ENERGY CORP NEW C 26441C204 294 3495 SH DFND 1 3495 0 0 ETF SER SOLUTIONS C 26922A784 1694 55857 SH DFND 1 55857 0 0 ETF SER SOLUTIONS C 26922A826 352 14813 SH DFND 1 14813 0 0 EXXON MOBIL CORP C 30231G102 427 5109 SH DFND 1 5109 0 0 FACEBOOK INC C 30303M102 1216 6890 SH DFND 1 6890 0 0 FIRST TR EXCHANGE TRADED FD C 33733A102 226 5698 SH DFND 1 5698 0 0 FIRST TR S&P REIT INDEX FD C 33734G108 369 15850 SH DFND 1 15850 0 0 FIRST TR LRGE CP CORE ALPHA C 33734K109 561 9588 SH DFND 1 9588 0 0 FIRST TR EXCHANGE TRADED FD C 33734X150 474 11682 SH DFND 1 11682 0 0 FIRST TR EXCHANGE TRADED FD C 33734X176 730 14219 SH DFND 1 14219 0 0 FIRST TR EXCHANGE TRADED FD C 33734X192 881 19201 SH DFND 1 19201 0 0 FIRST TR SML CP CORE ALPHA F C 33734Y109 204 3327 SH DFND 1 3327 0 0 FIRST TR MID CAP CORE ALPHAD C 33735B108 266 4050 SH DFND 1 4050 0 0 FIRST TR LRG CP VL ALPHADEX C 33735J101 314 5749 SH DFND 1 5749 0 0 FIRST TR LRG CP GRWTH ALPHAD C 33735K108 401 6558 SH DFND 1 6558 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J117 403 10311 SH DFND 1 10311 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J174 327 5244 SH DFND 1 5244 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J190 235 4582 SH DFND 1 4582 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J232 222 4205 SH DFND 1 4205 0 0 FIRST TR EXCHANGE TRADED FD C 33738D309 208 4335 SH DFND 1 4335 0 0 FIRST TR EXCHANGE TRADED FD C 33738R605 316 11454 SH DFND 1 11454 0 0 FIRST TR EXCHANGE TRADED FD C 33738R860 471 16028 SH DFND 1 16028 0 0 FIRST TR EXCH TRADED FD III C 33739P855 262 13000 SH DFND 1 13000 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q200 287 5554 SH DFND 1 5554 0 0 FIRST TR DYNAMIC EUROPE EQT C 33740D107 339 17984 SH DFND 1 17984 0 0 FIRST TR SR FLOATING RATE 20 C 33740K101 229 25115 SH DFND 1 25115 0 0 GENERAL MTRS CO C 37045V100 307 7496 SH DFND 1 7496 0 0 GLOBAL X FDS C 37954Y855 575 14846 SH DFND 1 14846 0 0 INTELLIA THERAPEUTICS INC C 45826J105 353 18365 SH DFND 1 18365 0 0 ISHARES TR C 46429B663 354 3930 SH DFND 1 3930 0 0 ISHARES TR C 46429B697 206 3906 SH DFND 1 3906 0 0 ISHARES TR C 46432F842 347 5248 SH DFND 1 5248 0 0 ISHARES INC C 46434G103 501 8800 SH DFND 1 8800 0 0 ISHARES TR C 46434V803 411 13841 SH DFND 1 13841 0 0 JPMORGAN CHASE & CO C 46625H100 997 9322 SH DFND 1 9322 0 0 KINDER MORGAN INC DEL R 49456B200 434 11421 SH DFND 1 11421 0 0 MERCK & CO INC C 58933Y105 301 5347 SH DFND 1 5347 0 0 MONSANTO CO NEW C 61166W101 1016 8698 SH DFND 1 8698 0 0 NETFLIX INC C 64110L106 375 1954 SH DFND 1 1954 0 0 NUTANIX INC C 67059N108 866 24541 SH DFND 1 24541 0 0 NVIDIA CORP C 67066G104 381 1968 SH DFND 1 1968 0 0 NUVEEN S&P 500 BUY-WRITE INC C 6706ER101 907 63616 SH DFND 1 63616 0 0 NUVEEN HIGH INCOME NOVEMBER C 67077N106 314 31520 SH DFND 1 31520 0 0 PIMCO DYNAMIC INCOME FD C 72201Y101 343 11430 SH DFND 1 11430 0 0 POWERSHARES QQQ TRUST C 73935A104 1466 9410 SH DFND 1 9410 0 0 POWERSHARES ETF TRUST C 73935X344 277 5266 SH DFND 1 5266 0 0 POWERSHARES ETF TRUST C 73935X369 277 4537 SH DFND 1 4537 0 0 POWERSHARES ETF TRUST C 73935X377 276 7862 SH DFND 1 7862 0 0 POWERSHARES ETF TRUST C 73935X419 257 5107 SH DFND 1 5107 0 0 POWERSHARES ETF TR II C 73937B407 602 19599 SH DFND 1 19599 0 0 POWERSHARES ETF TR II C 73937B654 438 10332 SH DFND 1 10332 0 0 POWERSHARES ETF TR II C 73937B712 283 5052 SH DFND 1 5052 0 0 POWERSHARES ETF TR II C 73937B779 379 7940 SH DFND 1 7940 0 0 POWERSHARES ETF TR II C 73937B886 391 3967 SH DFND 1 3967 0 0 RYDEX ETF TRUST C 78355W106 1215 12023 SH DFND 1 12023 0 0 SPDR S&P 500 ETF TR C 78462F103 764 2864 SH DFND 1 2864 0 0 SPDR SERIES TRUST C 78464A359 340 6710 SH DFND 1 6710 0 0 SPDR SERIES TRUST C 78464A631 225 2696 SH DFND 1 2696 0 0 SPDR SERIES TRUST C 78464A870 502 5914 SH DFND 1 5914 0 0 SSGA ACTIVE ETF TR C 78467V848 716 14718 SH DFND 1 14718 0 0 SPDR DOW JONES INDL AVRG ETF C 78467X109 862 3484 SH DFND 1 3484 0 0 SALESFORCE COM INC C 79466L302 260 2539 SH DFND 1 2539 0 0 SELECT SECTOR SPDR TR C 81369Y100 551 9101 SH DFND 1 9101 0 0 SELECT SECTOR SPDR TR C 81369Y209 444 5376 SH DFND 1 5376 0 0 SELECT SECTOR SPDR TR C 81369Y407 556 5634 SH DFND 1 5634 0 0 SELECT SECTOR SPDR TR C 81369Y506 367 5080 SH DFND 1 5080 0 0 SELECT SECTOR SPDR TR C 81369Y605 1400 50152 SH DFND 1 50152 0 0 SELECT SECTOR SPDR TR C 81369Y704 1051 13888 SH DFND 1 13888 0 0 SELECT SECTOR SPDR TR C 81369Y803 1573 24600 SH DFND 1 24600 0 0 SHOPIFY INC C 82509L107 351 3478 SH DFND 1 3478 0 0 SPROTT PHYSICAL GOLD TRUST C 85207H104 286 27050 SH DFND 1 27050 0 0 UNITEDHEALTH GROUP INC C 91324P102 283 1283 SH DFND 1 1283 0 0 UNIVERSAL DISPLAY CORP C 91347P105 281 1627 SH DFND 1 1627 0 0 VALERO ENERGY CORP NEW C 91913Y100 209 2273 SH DFND 1 2273 0 0 VANECK VECTORS ETF TR C 92189F643 430 10140 SH DFND 1 10140 0 0 VANGUARD WORLD FDS C 92204A702 340 2063 SH DFND 1 2063 0 0 VANGUARD WORLD FDS C 92204A801 269 1970 SH DFND 1 1970 0 0 VANGUARD SCOTTSDALE FDS C 92206C870 634 7258 SH DFND 1 7258 0 0 VENTAS INC C 92276F100 212 3535 SH DFND 1 3535 0 0 VEREIT INC C 92339V100 245 31465 SH DFND 1 31465 0 0 VERIZON COMMUNICATIONS INC C 92343V104 685 12941 SH DFND 1 12941 0 0 VICTORY PORTFOLIOS II C 92647N774 395 8754 SH DFND 1 8754 0 0 VICTORY PORTFOLIOS II C 92647N782 549 11254 SH DFND 1 11254 0 0 VICTORY PORTFOLIOS II C 92647N816 250 7116 SH DFND 1 7116 0 0 VICTORY PORTFOLIOS II C 92647N824 385 8302 SH DFND 1 8302 0 0 WISDOMTREE TR C 97717W604 298 10252 SH DFND 1 10252 0 0 NXP SEMICONDUCTORS N V C N6596X109 362 3092 SH DFND 1 3092 0 0