-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Szdl7AV7aPnqQEyQeLJ7pfs2TjFnD2U1uUyOxVrUKUhGRbwjNoDVtRbAs7B2Snmf GiP/HG9RaZve6aXn9T6O2A== 0001193125-04-026644.txt : 20040219 0001193125-04-026644.hdr.sgml : 20040219 20040219165324 ACCESSION NUMBER: 0001193125-04-026644 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VEITIA DIEGO J CENTRAL INDEX KEY: 0000939120 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 220 E CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 BUSINESS PHONE: 4077415303 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46211 FILM NUMBER: 04616661 BUSINESS ADDRESS: STREET 1: 220 CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 BUSINESS PHONE: 407-741-5334 MAIL ADDRESS: STREET 1: 220 CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 SC 13G/A 1 dsc13ga.htm SC13G/A SC13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 6)

 

 

 

 

 

INTERNATIONAL ASSETS HOLDING CORPORATION


(Name of Issuer)

 

 

COMMON STOCK


(Title of Class of Securities)

 

 

459028106


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 459028106

 

 


  1.  

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only).

 

            Diego J. Veitia

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization.

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                710,193 shares


  6.    Shared Voting Power

 

                N/A


  7.    Sole Dispositive Power

 

                710,193 shares


  8.    Shared Dispositive Power

 

                N/A


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            710,193 shares

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

            N/A

 

¨

 


11.  

Percent of Class Represented by Amount in Row 9

 

            14.5%

   

12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 


 

Item 1.

 

(a)

  

Name of Issuer:

 

International Assets Holding Corporation

         
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

220 E. Central Parkway, Suite 2060

Altamonte Springs, FL 32701

         

Item 2.

 

(a)

  

Name of Person Filing:

 

Diego J. Veitia

         
   

(b)

  

Address of Principal Business Office or, if none, Residence:

 

220 E. Central Parkway, Suite 2060

Altamonte Springs, FL 32701

         
   

(c)

  

Citizenship:

 

USA

         
   

(d)

  

Title of Class of Securities:

 

Common Stock

         
   

(e)

  

CUSIP Number:    

 

459028106

         

 


Item 3.

 

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

(a) ¨ Broker or Dealer registered under Section 15 of the Act.

 

(b) ¨ Bank as defined in Section 3(a)(6) of the Act.

 

(c) ¨ Insurance Company as defined in Section 3(a)(19) of the Act.

 

(d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940.

 

(e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g) ¨A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

(j) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

a. Amount beneficially owned:

 

As of December 31, 2003, Diego J. Veitia was the beneficial owner of 710,193 shares of the common stock of International Assets Holding Corporation, consisting of 525,226 shares held in the name of The Diego J. Veitia Family Trust, of which Mr. Veitia is the settlor, a trustee and primary beneficiary; 41,359 shares held in an IRA account for Mr. Veitia; and 143,608 shares which Mr. Veitia may purchase under four exercisable options granted by International Assets Holding Corporation.


b. Percent of class:

 

The shares described in Item 4a represent 14.5% of the outstanding shares of the common stock of International Assets Holding Corporation.

 

c. Number of shares as to which such person has:

 

  i. Sole power to vote or to direct the vote    710,193 shares
  ii. Shared power to vote or to direct the vote    None
  iii. Sole power to dispose or to direct the disposition of    710,193 shares
  iv. Shared power to dispose or to direct the disposition of    None

 

Item 5. Ownership of 5 Percent or Less of a Class.

 

Not applicable

 

Item 6. Ownership of More than 5 Percent on Behalf of Another Person

 

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable

 

Item 8. Identification and Classification of Members of the Group

 

Not applicable

 

Item 9. Notice of Dissolution of Group

 

Not applicable

 

Item 10. Certifications

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


Signature.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:

 

February 18, 2004

 

Signature:

 

/s/    Diego J. Veitia

 

Name:

 

Diego J. Veitia

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