EDGAR Filing Documents for 0001181431-12-019266

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001181431-12-019266

Filing Date

2012-03-23

Accepted

2012-03-23 16:39:44

Documents

Period of Report

2012-03-21

Document Format Files

Seq	Description	Document	Type	Size
1	STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP	rrd339685.html	4
1	STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP	rrd339685.xml	4	5425
	Complete submission text file	0001181431-12-019266.txt		6824

Mailing Address 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017

Business Address 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 212-485-3500

IRS No.: 592921318 | State of Incorp.: DE | Fiscal Year End: 0930
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address

Business Address

Type: 4 | Act: 34 | File No.: 000-23554 | Film No.: 12712365