CCO, SA Stone Investment Advisors Inc.

0000913760-21-000112.txt : 20210630 0000913760-21-000112.hdr.sgml : 20210630 20210630101117 ACCESSION NUMBER: 0000913760-21-000112 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210630 DATE AS OF CHANGE: 20210630 EFFECTIVENESS DATE: 20210630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 211060657 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0000913760 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT false StoneX Group Inc.

155 East 44th Street Suite 900 New York NY 10017

13F HOLDINGS REPORT 028-17573 N John Calvano CCO, SA Stone Investment Advisors Inc. 205-414-3367 John Calvano Birmingham AL 06-30-2021 2 413 556746 1 0001650393 028-17766 SA Stone Investment Advisors Inc. 2 0001070092 STONEX FINANCIAL INC. INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 482 2500 SH DFND 1 0 0 2500 ABB LTD SPONSORED ADR 000375204 220 7204 SH DFND 1,2 6804 0 400 ABBOTT LABS COM 002824100 534 4457 SH DFND 1 0 0 4457 ABBVIE INC COM 00287Y109 1834 16949 SH DFND 1 0 0 16949 ACCELERATE DIAGNOSTICS INC COM 00430H102 101 12140 SH DFND 1 0 0 12140 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 316 1145 SH DFND 1 0 0 1145 ADOBE SYSTEMS INCORPORATED COM 00724F101 326 686 SH DFND 1 0 0 686 ADVANCED MICRO DEVICES INC COM 007903107 401 5106 SH DFND 1 0 0 5106 AIRBNB INC COM CL A 009066101 309 1643 SH DFND 1 0 0 1643 ALBEMARLE CORP COM 012653101 236 1613 SH DFND 1 0 0 1613 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 204 899 SH DFND 1 0 0 899 ALPHABET INC CAP STK CL A 02079K305 1106 536 SH DFND 1 0 0 536 ALPHABET INC CAP STK CL C 02079K107 1336 646 SH DFND 1 0 0 646 ALTRIA GROUP INC COM 02209S103 631 12136 SH DFND 1 0 0 12136 AMAZON COM INC COM 023135106 8026 2594 SH DFND 1 0 0 2594 AMERCO COM 023586100 272 444 SH DFND 1 0 0 444 AMERICAN TOWER CORP NEW COM 03027X100 374 1563 SH DFND 1 0 0 1563 AMERICAN WTR WKS CO INC NEW COM 030420103 275 1833 SH DFND 1 0 0 1833 AMETEK INC COM 031100100 4902 38380 SH DFND 1 0 0 38380 AMGEN INC COM 031162100 1151 4627 SH DFND 1 0 0 4627 APPLE INC COM 037833100 12177 99691 SH DFND 1 0 0 99691 ARCHER DANIELS MIDLAND CO COM 039483102 221 3874 SH DFND 1 0 0 3874 ARK ETF TR FINTECH INNOVA 00214Q708 515 10085 SH DFND 1 0 0 10085 ARK ETF TR NEXT GNRTN INTER 00214Q401 1326 8994 SH DFND 1 0 0 8994 ARK ETF TR INNOVATION ETF 00214Q104 10175 84830 SH DFND 1 0 0 84830 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 372 4432 SH DFND 1 0 0 4432 ARK ETF TR ARK SPACE EXPL 00214Q807 285 13874 SH DFND 1 0 0 13874 ARK ETF TR GENOMIC REV ETF 00214Q302 657 7407 SH DFND 1 0 0 7407 AT&T INC COM 00206R102 1552 51259 SH DFND 1 0 0 51259 B2GOLD CORP COM 11777Q209 546 126650 SH DFND 1 0 0 126650 BABCOCK & WILCOX ENTERPRISES COM 05614L209 128 13500 SH DFND 1 0 0 13500 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 1018 5307 SH DFND 1 0 0 5307 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1777 6955 SH DFND 1 0 0 6955 BK OF AMERICA CORP COM 060505104 823 21262 SH DFND 1 0 0 21262 BLACKROCK INC COM 09247X101 496 657 SH DFND 1 0 0 657 BLACKSTONE GROUP INC COM 09260D107 1611 21617 SH DFND 1 0 0 21617 BOEING CO COM 097023105 1044 4098 SH DFND 1 0 0 4098 BOX INC CL A 10316T104 228 9916 SH DFND 1 0 0 9916 BP PLC SPONSORED ADR 055622104 306 12577 SH DFND 1 0 0 12577 BRISTOL-MYERS SQUIBB CO COM 110122108 1106 17384 SH DFND 1 0 0 17384 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1333 34393 SH DFND 1,2 33480 0 913 BROADCOM INC COM 11135F101 967 2086 SH DFND 1 0 0 2086 CAPITAL ONE FINL CORP COM 14040H105 208 1637 SH DFND 1 0 0 1637 CATERPILLAR INC COM 149123101 729 3144 SH DFND 1 0 0 3144 CENTRAL PUERTO S A SPONSORED ADR 155038201 23 10000 SH DFND 1,2 5000 0 5000 CHEVRON CORP NEW COM 166764100 1554 14833 SH DFND 1 0 0 14833 CHEWY INC CL A 16679L109 313 3692 SH DFND 1 0 0 3692 CISCO SYS INC COM 17275R102 1517 29334 SH DFND 1 0 0 29334 COCA COLA CO COM 191216100 659 12414 SH DFND 1 0 0 12414 COMCAST CORP NEW CL A 20030N101 640 11826 SH DFND 1 0 0 11826 CONSOLIDATED EDISON INC COM 209115104 239 3192 SH DFND 1 0 0 3192 CONSTELLATION BRANDS INC CL A 21036P108 221 971 SH DFND 1 0 0 971 CORNERSTONE TOTAL RETURN FD COM 21924U300 382 28828 SH DFND 1 0 0 28828 CORNING INC COM 219350105 684 15721 SH DFND 1 0 0 15721 COSTCO WHSL CORP NEW COM 22160K105 976 2769 SH DFND 1 0 0 2769 CROWDSTRIKE HLDGS INC CL A 22788C105 1548 8479 SH DFND 1 0 0 8479 CSX CORP COM 126408103 495 5132 SH DFND 1 0 0 5132 CUMMINS INC COM 231021106 661 2550 SH DFND 1 0 0 2550 CVS HEALTH CORP COM 126650100 885 11761 SH DFND 1 0 0 11761 DBX ETF TR XTRACK MSCI JAPN 233051507 240 4815 SH DFND 1 0 0 4815 DEERE & CO COM 244199105 479 1278 SH DFND 1 0 0 1278 DELTA AIR LINES INC DEL COM NEW 247361702 288 5958 SH DFND 1 0 0 5958 DIREXION SHS ETF TR MOONSHOT INNOVAT 25460G732 354 8628 SH DFND 1 0 0 8628 DIREXION SHS ETF TR FALLEN KNIVES 25460G757 1841 25273 SH DFND 1 0 0 25273 DISCOVER FINL SVCS COM 254709108 214 2249 SH DFND 1 0 0 2249 DISNEY WALT CO COM 254687106 1655 8971 SH DFND 1 0 0 8971 DNP SELECT INCOME FD INC COM 23325P104 1654 166309 SH DFND 1 0 0 166309 DOCUSIGN INC COM 256163106 240 1186 SH DFND 1 0 0 1186 DOMINION ENERGY INC COM 25746U109 448 5895 SH DFND 1 0 0 5895 DOW INC COM 260557103 636 9939 SH DFND 1 0 0 9939 DUKE ENERGY CORP NEW COM NEW 26441C204 572 5921 SH DFND 1 0 0 5921 DUPONT DE NEMOURS INC COM 26614N102 240 3107 SH DFND 1 0 0 3107 EATON VANCE TX ADV GLBL DIV COM 27828S101 1734 90811 SH DFND 1 0 0 90811 EMERSON ELEC CO COM 291011104 427 4735 SH DFND 1 0 0 4735 ENBRIDGE INC COM 29250N105 202 5541 SH DFND 1 0 0 5541 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 277 36082 SH DFND 1 0 0 36082 ENTERPRISE PRODS PARTNERS L COM 293792107 325 14755 SH DFND 1 0 0 14755 ENZO BIOCHEM INC COM 294100102 48 14050 SH DFND 1,2 10550 0 3500 ESSENTIAL UTILS INC COM 29670G102 321 7164 SH DFND 1 0 0 7164 ETF MANAGERS TR ETFMG TRAVEL TEC 26924G771 874 27948 SH DFND 1 0 0 27948 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 267 4867 SH DFND 1 0 0 4867 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 222 9681 SH DFND 1 0 0 9681 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 2593 73642 SH DFND 1 0 0 73642 ETF SER SOLUTIONS APTUS DEFINED 26922A388 908 30976 SH DFND 1 0 0 30976 ETF SER SOLUTIONS US GLB JETS 26922A842 3951 146837 SH DFND 1 0 0 146837 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 1101 30193 SH DFND 1 0 0 30193 ETSY INC COM 29786A106 403 2000 SH DFND 1 0 0 2000 EXXON MOBIL CORP COM 30231G102 820 14690 SH DFND 1 0 0 14690 FACEBOOK INC CL A 30303M102 1271 4316 SH DFND 1 0 0 4316 FASTLY INC CL A 31188V100 263 3905 SH DFND 1 0 0 3905 FEDEX CORP COM 31428X106 369 1295 SH DFND 1 0 0 1295 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 380 741 SH DFND 1 0 0 741 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 5872 99593 SH DFND 1 0 0 99593 FIFTH THIRD BANCORP COM 316773100 202 5353 SH DFND 1 0 0 5353 FIRST TR BICK INDEX FD COM SHS 33733H107 280 7456 SH DFND 1 0 0 7456 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 442 21813 SH DFND 1 0 0 21813 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 731 17981 SH DFND 1 0 0 17981 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 460 17445 SH DFND 1 0 0 17445 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 263 4895 SH DFND 1 0 0 4895 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 271 4377 SH DFND 1 0 0 4377 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1494 15603 SH DFND 1 0 0 15603 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 349 4774 SH DFND 1 0 0 4774 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 751 12912 SH DFND 1 0 0 12912 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 320 4851 SH DFND 1 0 0 4851 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 404 9653 SH DFND 1 0 0 9653 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 107 10617 SH DFND 1 0 0 10617 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 212 2710 SH DFND 1 0 0 2710 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 461 3867 SH DFND 1 0 0 3867 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 261 4244 SH DFND 1 0 0 4244 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1200 21174 SH DFND 1 0 0 21174 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 528 12698 SH DFND 1 0 0 12698 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1268 11159 SH DFND 1 0 0 11159 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 237 3408 SH DFND 1 0 0 3408 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 219 3228 SH DFND 1 0 0 3228 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 273 3973 SH DFND 1 0 0 3973 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 267 5485 SH DFND 1 0 0 5485 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 496 11119 SH DFND 1 0 0 11119 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 739 13686 SH DFND 1 0 0 13686 FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 33738R795 593 18011 SH DFND 1 0 0 18011 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 369 8110 SH DFND 1 0 0 8110 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 34009 566864 SH DFND 1 0 0 566864 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 210 6733 SH DFND 1 0 0 6733 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1229 24079 SH DFND 1 0 0 24079 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 531 10400 SH DFND 1 0 0 10400 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 647 13517 SH DFND 1 0 0 13517 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 611 17000 SH DFND 1 0 0 17000 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 515 20000 SH DFND 1 0 0 20000 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 916 17344 SH DFND 1 0 0 17344 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 679 18568 SH DFND 1 0 0 18568 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 1171 57905 SH DFND 1 0 0 57905 FIRST TR EXCHNG TRADED FD VI EQUITYCOMPASS 33740F607 736 31294 SH DFND 2 31294 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 970 15235 SH DFND 1 0 0 15235 FIRST TR NASDAQ 100 TECH IND SHS 337345102 1236 8569 SH DFND 1 0 0 8569 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6624 174409 SH DFND 1 0 0 174409 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 990 10143 SH DFND 1 0 0 10143 FORD MTR CO DEL COM 345370860 259 21108 SH DFND 1 0 0 21108 FRANKLIN LTD DURATION INCOME COM 35472T101 321 34650 SH DFND 1 0 0 34650 GENERAL ELECTRIC CO COM 369604103 344 26160 SH DFND 1 0 0 26160 GENERAL MLS INC COM 370334104 320 5213 SH DFND 1 0 0 5213 GENPREX INC COM 372446104 151 35150 SH DFND 1 0 0 35150 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 376 11361 SH DFND 1 0 0 11361 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 633 10833 SH DFND 1 0 0 10833 HOME DEPOT INC COM 437076102 2035 6666 SH DFND 1 0 0 6666 HONEYWELL INTL INC COM 438516106 484 2232 SH DFND 1 0 0 2232 HUMANA INC COM 444859102 770 1835 SH DFND 1 0 0 1835 ICL GROUP LTD SHS M53213100 108 18529 SH DFND 2 18529 0 0 INFOSYS LTD SPONSORED ADR 456788108 989 52849 SH DFND 1 0 0 52849 INTEL CORP COM 458140100 796 12435 SH DFND 1 0 0 12435 INTELLIA THERAPEUTICS INC COM 45826J105 1033 12877 SH DFND 1 0 0 12877 INTERNATIONAL BUSINESS MACHS COM 459200101 904 6783 SH DFND 1 0 0 6783 INTERNATIONAL PAPER CO COM 460146103 344 6364 SH DFND 1 0 0 6364 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 479 8246 SH DFND 1 0 0 8246 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 911 7998 SH DFND 1 0 0 7998 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 390 9799 SH DFND 1 0 0 9799 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 537 35769 SH DFND 1 0 0 35769 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 203 3830 SH DFND 1 0 0 3830 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 261 3063 SH DFND 1 0 0 3063 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 367 5040 SH DFND 1 0 0 5040 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 600 6809 SH DFND 1 0 0 6809 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 240 1991 SH DFND 1 0 0 1991 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 467 3250 SH DFND 1 0 0 3250 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 308 1964 SH DFND 1 0 0 1964 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 852 8332 SH DFND 1 0 0 8332 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 651 2820 SH DFND 1 0 0 2820 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 271 1009 SH DFND 1 0 0 1009 IRIDEX CORP COM 462684101 132 19575 SH DFND 1 0 0 19575 IROBOT CORP COM 462726100 244 2000 SH DFND 1 0 0 2000 ISHARES GOLD TR ISHARES 464285105 486 29899 SH DFND 1 0 0 29899 ISHARES INC CORE MSCI EMKT 46434G103 4740 73650 SH DFND 1 0 0 73650 ISHARES INC ESG AWR MSCI EM 46434G863 416 9595 SH DFND 1 0 0 9595 ISHARES INC MSCI EMERG MRKT 464286533 269 4266 SH DFND 1 0 0 4266 ISHARES SILVER TR ISHARES 46428Q109 1421 62593 SH DFND 1 0 0 62593 ISHARES TR MSCI EAFE ETF 464287465 850 11201 SH DFND 1 0 0 11201 ISHARES TR MSCI EMG MKT ETF 464287234 1003 18810 SH DFND 1 0 0 18810 ISHARES TR MSCI EAFE MIN VL 46429B689 1004 13749 SH DFND 1 0 0 13749 ISHARES TR CORE S&P TTL STK 464287150 1980 21612 SH DFND 1 0 0 21612 ISHARES TR US AER DEF ETF 464288760 289 2775 SH DFND 1 0 0 2775 ISHARES TR SHRT NAT MUN ETF 464288158 292 2705 SH DFND 1 0 0 2705 ISHARES TR GLOBAL TECH ETF 464287291 293 953 SH DFND 1 0 0 953 ISHARES TR CORE HIGH DV ETF 46429B663 731 7704 SH DFND 1 0 0 7704 ISHARES TR 3 7 YR TREAS BD 464288661 215 1655 SH DFND 1 0 0 1655 ISHARES TR IBOXX INV CP ETF 464287242 1034 7950 SH DFND 1 0 0 7950 ISHARES TR RUS MID CAP ETF 464287499 295 3986 SH DFND 1 0 0 3986 ISHARES TR MRGSTR SM CP GR 464288604 302 1004 SH DFND 1 0 0 1004 ISHARES TR MRGSTR MD CP GRW 464288307 625 1653 SH DFND 1 0 0 1653 ISHARES TR RUS 1000 GRW ETF 464287614 618 2544 SH DFND 1 0 0 2544 ISHARES TR TRANS AVG ETF 464287192 304 1181 SH DFND 1 0 0 1181 ISHARES TR CORE S&P SCP ETF 464287804 10134 93374 SH DFND 1 0 0 93374 ISHARES TR RUS 2000 VAL ETF 464287630 306 1918 SH DFND 1 0 0 1918 ISHARES TR S&P 500 GRWT ETF 464287309 1801 27667 SH DFND 1 0 0 27667 ISHARES TR CORE DIV GRWTH 46434V621 976 20216 SH DFND 1 0 0 20216 ISHARES TR U.S. CNSM GD ETF 464287812 1784 10082 SH DFND 1 0 0 10082 ISHARES TR RUSSELL 2000 ETF 464287655 2666 12067 SH DFND 1 0 0 12067 ISHARES TR ESG AWR MSCI USA 46435G425 1745 19204 SH DFND 1 0 0 19204 ISHARES TR IBONDS DEC21 ETF 46434VBK5 581 23386 SH DFND 1 0 0 23386 ISHARES TR U.S. MED DVC ETF 464288810 824 2495 SH DFND 1 0 0 2495 ISHARES TR MSCI ACWI ETF 464288257 219 2297 SH DFND 1 0 0 2297 ISHARES TR CORE S&P MCP ETF 464287507 10472 40232 SH DFND 1 0 0 40232 ISHARES TR SHORT TREAS BD 464288679 321 2907 SH DFND 1 0 0 2907 ISHARES TR MSCI USA MMENTM 46432F396 322 2003 SH DFND 1 0 0 2003 ISHARES TR PHLX SEMICND ETF 464287523 339 799 SH DFND 1 0 0 799 ISHARES TR CORE MSCI INTL 46435G326 3638 56316 SH DFND 1 0 0 56316 ISHARES TR S&P MC 400VL ETF 464287705 547 5362 SH DFND 1 0 0 5362 ISHARES TR NASDAQ BIOTECH 464287556 200 1328 SH DFND 1 0 0 1328 ISHARES TR MSCI UK ETF NEW 46435G334 1592 50841 SH DFND 1 0 0 50841 ISHARES TR U.S. BAS MTL ETF 464287838 262 2086 SH DFND 1 0 0 2086 ISHARES TR S&P 500 VAL ETF 464287408 969 6860 SH DFND 1 0 0 6860 ISHARES TR ISHS 5-10YR INVT 464288638 203 3421 SH DFND 1 0 0 3421 ISHARES TR CORE MSCI TOTAL 46432F834 1457 20736 SH DFND 1 0 0 20736 ISHARES TR MSCI USA MULTIFT 46434V282 1434 35297 SH DFND 1 0 0 35297 ISHARES TR US TREAS BD ETF 46429B267 517 19758 SH DFND 1 0 0 19758 ISHARES TR EAFE VALUE ETF 464288877 809 15872 SH DFND 1 0 0 15872 ISHARES TR RUS 2000 GRW ETF 464287648 1425 4739 SH DFND 1 0 0 4739 ISHARES TR ISHS 1-5YR INVS 464288646 281 5147 SH DFND 1 0 0 5147 ISHARES TR CORE TOTAL USD 46434V613 713 13512 SH DFND 1 0 0 13512 ISHARES TR RUS 1000 ETF 464287622 507 2267 SH DFND 1 0 0 2267 ISHARES TR IBONDS DEC22 ETF 46434VBA7 1395 54803 SH DFND 1 0 0 54803 ISHARES TR EAFE GRWTH ETF 464288885 792 7887 SH DFND 1 0 0 7887 ISHARES TR INTRM GOV CR ETF 464288612 409 3561 SH DFND 1 0 0 3561 ISHARES TR RUS MD CP GR ETF 464287481 1209 11841 SH DFND 1 0 0 11841 ISHARES TR MSCI USA VALUE 46432F388 492 4801 SH DFND 1 0 0 4801 ISHARES TR TIPS BD ETF 464287176 492 3917 SH DFND 1 0 0 3917 ISHARES TR MBS ETF 464288588 412 3800 SH DFND 1 0 0 3800 ISHARES TR MSCI USA QLT FCT 46432F339 575 4718 SH DFND 1 0 0 4718 ISHARES TR SP SMCP600VL ETF 464287879 205 2037 SH DFND 1 0 0 2037 ISHARES TR MSCI USA MIN VOL 46429B697 1339 19354 SH DFND 1 0 0 19354 ISHARES TR CORE US AGGBD ET 464287226 16061 141098 SH DFND 1 0 0 141098 ISHARES TR U.S. REAL ES ETF 464287739 427 4647 SH DFND 1 0 0 4647 ISHARES TR RUS 1000 VAL ETF 464287598 445 2936 SH DFND 1 0 0 2936 ISHARES TR NATIONAL MUN ETF 464288414 3254 28044 SH DFND 1 0 0 28044 ISHARES TR CORE S&P500 ETF 464287200 24465 61498 SH DFND 1 0 0 61498 ISHARES TR PFD AND INCM SEC 464288687 1326 34521 SH DFND 1 0 0 34521 ISHARES TR CORE MSCI EAFE 46432F842 689 9558 SH DFND 1 0 0 9558 ISHARES U S ETF TR INFLATION HEDG 46431W580 260 9158 SH DFND 1 0 0 9158 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 207 4072 SH DFND 1 0 0 4072 JANUS DETROIT STR TR HENDERSN CAP ETF 47103U100 222 3285 SH DFND 1 0 0 3285 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 301 1830 SH DFND 1 0 0 1830 JD.COM INC SPON ADR CL A 47215P106 219 2601 SH DFND 1 0 0 2601 JOHNSON & JOHNSON COM 478160104 2314 14083 SH DFND 1 0 0 14083 JPMORGAN CHASE & CO COM 46625H100 2425 15930 SH DFND 1 0 0 15930 KINDER MORGAN INC DEL COM 49456B101 530 31813 SH DFND 1 0 0 31813 KINGSOFT CLOUD HLDGS LTD ADS 49639K101 567 14425 SH DFND 1 0 0 14425 LAM RESEARCH CORP COM 512807108 226 378 SH DFND 1 0 0 378 LILLY ELI & CO COM 532457108 876 4688 SH DFND 1 0 0 4688 LINDE PLC SHS G5494J103 960 3426 SH DFND 1,2 3346 0 80 LOCKHEED MARTIN CORP COM 539830109 746 2019 SH DFND 1 0 0 2019 LOWES COS INC COM 548661107 917 4822 SH DFND 1 0 0 4822 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 243 4969 SH DFND 1 0 0 4969 MASTERCARD INCORPORATED CL A 57636Q104 312 875 SH DFND 1 0 0 875 MCDONALDS CORP COM 580135101 869 3879 SH DFND 1 0 0 3879 MEDTRONIC PLC SHS G5960L103 289 2439 SH DFND 1 0 0 2439 MERCADOLIBRE INC COM 58733R102 265 180 SH DFND 1 0 0 180 MERCK & CO. INC COM 58933Y105 858 11041 SH DFND 1 0 0 11041 MICROSOFT CORP COM 594918104 4214 17872 SH DFND 1 0 0 17872 MIDATECH PHARMA PLC SPONSORED ADS 59564R302 69 32584 SH DFND 2 32584 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 5360 996202 SH DFND 2 996202 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 605 34183 SH DFND 1 0 0 34183 MORGAN STANLEY COM NEW 617446448 340 4379 SH DFND 1 0 0 4379 MP MATERIALS CORP COM CL A 553368101 249 6925 SH DFND 1 0 0 6925 NATIONAL GRID PLC SPONSORED ADR NE 636274409 499 8416 SH DFND 1,2 7672 0 744 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 92 17173 SH DFND 2 17173 0 0 NETFLIX INC COM 64110L106 1793 3438 SH DFND 1 0 0 3438 NEWAGE INC COM 650194103 686 239900 SH DFND 1 0 0 239900 NEWMONT CORP COM 651639106 254 4221 SH DFND 1,2 118 0 4103 NEXTERA ENERGY INC COM 65339F101 353 4675 SH DFND 1 0 0 4675 NIKE INC CL B 654106103 438 3289 SH DFND 1 0 0 3289 NIO INC SPON ADS 62914V106 289 7409 SH DFND 1 0 0 7409 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 941 24060 SH DFND 1 0 0 24060 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 980 37862 SH DFND 1 0 0 37862 NORTHROP GRUMMAN CORP COM 666807102 275 849 SH DFND 1 0 0 849 NUVEEN CORPORATE INCM NOVEME COM 67077N106 516 54935 SH DFND 1 0 0 54935 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1058 77247 SH DFND 1 0 0 77247 NVIDIA CORPORATION COM 67066G104 1884 3529 SH DFND 1 0 0 3529 ONEOK INC NEW COM 682680103 222 4376 SH DFND 1 0 0 4376 ORACLE CORP COM 68389X105 299 4264 SH DFND 1 0 0 4264 OSI ETF TR OSHS GBL INTER 67110P704 1545 29642 SH DFND 1 0 0 29642 PACER FDS TR TRENDP US LAR CP 69374H105 372 10700 SH DFND 1 0 0 10700 PACER FDS TR TRENDPILOT US BD 69374H642 482 17668 SH DFND 1 0 0 17668 PAYPAL HLDGS INC COM 70450Y103 935 3852 SH DFND 1 0 0 3852 PELOTON INTERACTIVE INC CL A COM 70614W100 205 1824 SH DFND 1 0 0 1824 PEPSICO INC COM 713448108 1120 7918 SH DFND 1 0 0 7918 PFIZER INC COM 717081103 889 24530 SH DFND 1 0 0 24530 PHILIP MORRIS INTL INC COM 718172109 556 6178 SH DFND 1 0 0 6178 PIMCO ETF TR ACTIVE BD ETF 72201R775 211 1932 SH DFND 1 0 0 1932 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1075 10553 SH DFND 1 0 0 10553 PPL CORP COM 69351T106 218 7452 SH DFND 1 0 0 7452 PROCTER AND GAMBLE CO COM 742718109 1595 11777 SH DFND 1 0 0 11777 PROGRESSIVE CORP COM 743315103 214 2233 SH DFND 1 0 0 2233 PROSHARES TR S&P 500 DV ARIST 74348A467 256 2971 SH DFND 1 0 0 2971 PROSHARES TR ONLINE RTL ETF 74347B169 282 3590 SH DFND 1 0 0 3590 PUBLIC STORAGE COM 74460D109 232 941 SH DFND 1 0 0 941 QUALCOMM INC COM 747525103 1623 12241 SH DFND 1 0 0 12241 QUALIGEN THERAPEUTICS INC COM 74754R103 36 13442 SH DFND 1 0 0 13442 QUANTUMSCAPE CORP COM CL A 74767V109 487 10879 SH DFND 1 0 0 10879 RBB FD INC MFAM SMLCP GRWTH 74933W874 629 16778 SH DFND 1 0 0 16778 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1302 38874 SH DFND 1 0 0 38874 REGENERON PHARMACEUTICALS COM 75886F107 226 477 SH DFND 1 0 0 477 RICEBRAN TECHNOLOGIES COM NEW 762831204 36 36010 SH DFND 2 36010 0 0 SALESFORCE COM INC COM 79466L302 848 4001 SH DFND 1 0 0 4001 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1274 9818 SH DFND 1 0 0 9818 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 800 12249 SH DFND 1 0 0 12249 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 351 3656 SH DFND 1 0 0 3656 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 914 9173 SH DFND 1 0 0 9173 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 207 6511 SH DFND 1 0 0 6511 SEA LTD SPONSORD ADS 81141R100 1328 5950 SH DFND 1 0 0 5950 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1518 15422 SH DFND 1 0 0 15422 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12619 95019 SH DFND 1 0 0 95019 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17811 152572 SH DFND 1 0 0 152572 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 430 6296 SH DFND 1 0 0 6296 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 298 8751 SH DFND 1 0 0 8751 SELECT SECTOR SPDR TR ENERGY 81369Y506 296 6040 SH DFND 1 0 0 6040 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 556 3310 SH DFND 1 0 0 3310 SHOPIFY INC CL A 82509L107 3054 2760 SH DFND 1,2 3 0 2757 SILVERCREST METALS INC COM 828363101 334 41323 SH DFND 1,2 8 0 41315 SMUCKER J M CO COM NEW 832696405 235 1855 SH DFND 1 0 0 1855 SOUTHERN CO COM 842587107 1487 23921 SH DFND 1 0 0 23921 SOUTHWEST AIRLS CO COM 844741108 474 7755 SH DFND 1 0 0 7755 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3325 10050 SH DFND 1 0 0 10050 SPDR GOLD TR GOLD SHS 78463V107 612 3825 SH DFND 1 0 0 3825 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 608 13899 SH DFND 1 0 0 13899 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 853 24123 SH DFND 1 0 0 24123 SPDR S&P 500 ETF TR TR UNIT 78462F103 4624 11630 SH DFND 1 0 0 11630 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1652 3464 SH DFND 1 0 0 3464 SPDR SER TR NUVEEN BLMBRG SR 78468R739 255 5154 SH DFND 1 0 0 5154 SPDR SER TR AEROSPACE DEF 78464A631 867 6905 SH DFND 1 0 0 6905 SPDR SER TR PRTFLO S&P500 GW 78464A409 243 4314 SH DFND 1 0 0 4314 SPDR SER TR S&P BIOTECH 78464A870 1028 7577 SH DFND 1 0 0 7577 SPDR SER TR BLMBRG BRC CNVRT 78464A359 325 3900 SH DFND 1 0 0 3900 SPDR SER TR S&P DIVID ETF 78464A763 577 4886 SH DFND 1 0 0 4886 SPDR SER TR PRTFLO S&P500 VL 78464A508 219 5791 SH DFND 1 0 0 5791 SPDR SER TR S&P 600 SMCP VAL 78464A300 629 7668 SH DFND 1 0 0 7668 SPDR SER TR WELLS FG PFD ETF 78464A292 257 5913 SH DFND 1 0 0 5913 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 328 18875 SH DFND 1 0 0 18875 SPROTT PHYSICAL GOLD TR UNIT 85207H104 670 49950 SH DFND 1 0 0 49950 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 311 35400 SH DFND 1 0 0 35400 SQUARE INC CL A 852234103 2329 10259 SH DFND 1 0 0 10259 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 880 18255 SH DFND 1 0 0 18255 STARBUCKS CORP COM 855244109 366 3351 SH DFND 1 0 0 3351 STRYKER CORPORATION COM 863667101 217 888 SH DFND 1 0 0 888 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 226 12377 SH DFND 2 12377 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 486 22351 SH DFND 1 0 0 22351 TERADATA CORP DEL COM 88076W103 320 8294 SH DFND 1 0 0 8294 TESLA INC COM 88160R101 2457 3678 SH DFND 1 0 0 3678 TEXAS INSTRS INC COM 882508104 447 2364 SH DFND 1 0 0 2364 THE TRADE DESK INC COM CL A 88339J105 252 387 SH DFND 1 0 0 387 THERATECHNOLOGIES INC COM 88338H100 54 14000 SH DFND 1 0 0 14000 THERMO FISHER SCIENTIFIC INC COM 883556102 346 757 SH DFND 1 0 0 757 TIMOTHY PLAN US LRGMD CP CORE 887432359 491 14928 SH DFND 1 0 0 14928 TIMOTHY PLAN INTL ETF 887432334 805 28924 SH DFND 1 0 0 28924 TIMOTHY PLAN HIG DV STK ETF 887432326 682 23541 SH DFND 1 0 0 23541 TRINSEO S A SHS L9340P101 1208 18979 SH DFND 1 0 0 18979 TRUIST FINL CORP COM 89832Q109 265 4547 SH DFND 1 0 0 4547 UBER TECHNOLOGIES INC COM 90353T100 299 5485 SH DFND 1 0 0 5485 UNILEVER PLC SPON ADR NEW 904767704 255 4565 SH DFND 1,2 3816 0 749 UNION PAC CORP COM 907818108 353 1600 SH DFND 1 0 0 1600 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 210 6136 SH DFND 1 0 0 6136 UNITED PARCEL SERVICE INC CL B 911312106 1045 6146 SH DFND 1 0 0 6146 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 218 6110 SH DFND 1 0 0 6110 UNITEDHEALTH GROUP INC COM 91324P102 1164 3128 SH DFND 1 0 0 3128 UNIVERSAL DISPLAY CORP COM 91347P105 278 1173 SH DFND 1 0 0 1173 US BANCORP DEL COM NEW 902973304 289 5183 SH DFND 1 0 0 5183 VALERO ENERGY CORP COM 91913Y100 407 5680 SH DFND 1 0 0 5680 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 272 3974 SH DFND 1 0 0 3974 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 259 7980 SH DFND 1 0 0 7980 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 1974 28489 SH DFND 1 0 0 28489 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 301 1235 SH DFND 1 0 0 1235 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8321 98223 SH DFND 1 0 0 98223 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 220 2671 SH DFND 1 0 0 2671 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2572 28991 SH DFND 1 0 0 28991 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 379 6627 SH DFND 1 0 0 6627 VANGUARD INDEX FDS SMALL CP ETF 922908751 11739 54835 SH DFND 1 0 0 54835 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 26827 73640 SH DFND 1 0 0 73640 VANGUARD INDEX FDS GROWTH ETF 922908736 5788 22516 SH DFND 1 0 0 22516 VANGUARD INDEX FDS LARGE CAP ETF 922908637 283 1525 SH DFND 1 0 0 1525 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2752 15556 SH DFND 1 0 0 15556 VANGUARD INDEX FDS MID CAP ETF 922908629 6246 28219 SH DFND 1 0 0 28219 VANGUARD INDEX FDS VALUE ETF 922908744 1218 9266 SH DFND 1 0 0 9266 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4477 21659 SH DFND 1 0 0 21659 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 255 1189 SH DFND 1 0 0 1189 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 232 2530 SH DFND 1 0 0 2530 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 307 4874 SH DFND 1 0 0 4874 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 277 3390 SH DFND 1 0 0 3390 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 636 12227 SH DFND 1 0 0 12227 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1588 26178 SH DFND 1 0 0 26178 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 935 17110 SH DFND 1 0 0 17110 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1141 6402 SH DFND 1 0 0 6402 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 743 7986 SH DFND 1 0 0 7986 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 540 6546 SH DFND 1 0 0 6546 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4065 27641 SH DFND 1 0 0 27641 VANGUARD STAR FDS VG TL INTL STK F 921909768 667 10641 SH DFND 1 0 0 10641 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 953 19400 SH DFND 1 0 0 19400 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3947 60311 SH DFND 1 0 0 60311 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 8486 83950 SH DFND 1 0 0 83950 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 565 5930 SH DFND 1 0 0 5930 VANGUARD WORLD FD MEGA CAP INDEX 921910873 11513 82102 SH DFND 1 0 0 82102 VANGUARD WORLD FD MEGA GRWTH IND 921910816 840 4055 SH DFND 1 0 0 4055 VANGUARD WORLD FDS INF TECH ETF 92204A702 798 2225 SH DFND 1 0 0 2225 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 233 1019 SH DFND 1 0 0 1019 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 426 2388 SH DFND 1 0 0 2388 VERIZON COMMUNICATIONS INC COM 92343V104 1591 27364 SH DFND 1 0 0 27364 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 339 10616 SH DFND 1 0 0 10616 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 609 11138 SH DFND 1 0 0 11138 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 515 8733 SH DFND 1 0 0 8733 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 922 14798 SH DFND 1 0 0 14798 VIR BIOTECHNOLOGY INC COM 92764N102 1012 19744 SH DFND 1 0 0 19744 VISA INC COM CL A 92826C839 735 3472 SH DFND 1 0 0 3472 WALMART INC COM 931142103 2054 15060 SH DFND 1 0 0 15060 WASTE MGMT INC DEL COM 94106L109 241 1864 SH DFND 1 0 0 1864 WELLS FARGO CO NEW COM 949746101 606 15505 SH DFND 1 0 0 15505 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 337 7005 SH DFND 1 0 0 7005 WPP PLC NEW ADR 92937A102 1595 24955 SH DFND 2 24955 0 0 ZOMEDICA PHARMACEUTICALS COR COM 98980M109 32 20000 SH DFND 1 0 0 20000 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1098 3418 SH DFND 1 0 0 3418