0000913760-21-000087.txt : 20210520 0000913760-21-000087.hdr.sgml : 20210520 20210520173253 ACCESSION NUMBER: 0000913760-21-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 21945647 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_162154636082154.xml FORM 4 X0306 4 2021-05-18 0 0000913760 StoneX Group Inc. SNEX 0001569789 Smith Philip Andrew 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 0 0 1 CEO - subsidiary entity Common 2021-05-18 4 M 0 15672 25.91 A 147144 D Common 2021-05-18 4 S 0 15672 70.2575 D 131472 D Common 2021-05-19 4 M 0 325 25.91 A 131797 D Common 2021-05-19 4 S 0 325 70.25 D 131472 D Stock Options 25.91 2021-05-18 4 M 0 15672 0 D 2016-12-16 2021-12-16 Common Stock 15672.0 144328 D Stock Options 25.91 2021-05-19 4 M 0 325 0 D 2016-12-16 2021-12-16 Common Stock 325.0 144003 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Philip Andrew Smith 2021-05-19