0000913760-21-000058.txt : 20210322 0000913760-21-000058.hdr.sgml : 20210322 20210322162325 ACCESSION NUMBER: 0000913760-21-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210318 FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nguyen Xuong CENTRAL INDEX KEY: 0001575484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 21761579 MAIL ADDRESS: STREET 1: 230 SOUTH LASALLE STREET 2: SUITE 10-500 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_161644458954329.xml FORM 4 X0306 4 2021-03-18 0 0000913760 StoneX Group Inc. SNEX 0001575484 Nguyen Xuong 230 SOUTH LASALLE SUITE 10-500 CHICAGO IL 60604 0 1 0 0 Chief Operating Officer Common Stock 2021-03-18 4 S 0 3695 65 D 49934 D Common Stock 2021-03-18 4 M 0 39033 25.91 A 88967 D Common Stock 2021-03-18 4 S 0 25662 65.0019 D 63305 D Stock Options 25.91 2021-03-18 4 M 0 39033 0 D 2016-12-16 2021-12-16 Common 39033.0 100000 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Xuong Nguyen 2021-03-22