Chief Compliance Officer

0000913760-20-000056.txt : 20200430 0000913760-20-000056.hdr.sgml : 20200430 20200430112710 ACCESSION NUMBER: 0000913760-20-000056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 20833962 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000913760 XXXXXXXX 03-31-2020 03-31-2020 false INTL FCSTONE INC.

708 Third Avenue Suite 1500 New York NY 10017

13F HOLDINGS REPORT 028-17573 N John Calvano Chief Compliance Officer 205-414-3367 John Calvano Birmingham AL 04-30-2020 1 0 0 1 0001650393 028-17766 SA Stone Investment Advisors Inc. INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 233 2955 SH DFND 1 0 0 2955 ALBEMARLE CORP COM 012653101 277 4879 SH DFND 1 0 0 4879 AMAZON COM INC COM 023135106 4350 2231 SH DFND 1 0 0 2231 AMETEK INC COM 031100100 2776 38538 SH DFND 1 0 0 38538 AMGEN INC COM 031162100 889 4384 SH DFND 1 0 0 4384 APPLE INC COM 037833100 5073 19949 SH DFND 1 0 0 19949 BP PLC SPONSORED ADR 055622104 305 12495 SH DFND 1 0 0 12495 BK OF AMERICA CORP COM 060505104 457 21547 SH DFND 1 0 0 21547 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 769 599 SH DFND 1 0 0 599 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 927 5072 SH DFND 1 0 0 5072 BOEING CO COM 097023105 804 5390 SH DFND 1 0 0 5390 BRISTOL-MYERS SQUIBB CO COM 110122108 890 15961 SH DFND 1 0 0 15961 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 72 18960 SH DFND 1 0 0 18960 CSX CORP COM 126408103 226 3937 SH DFND 1 0 0 3937 CVS HEALTH CORP COM 126650100 421 7103 SH DFND 1 0 0 7103 CATERPILLAR INC DEL COM 149123101 237 2041 SH DFND 1 0 0 2041 CHEVRON CORP NEW COM 166764100 503 6939 SH DFND 1 0 0 6939 COCA COLA CO COM 191216100 405 9086 SH DFND 1 0 0 9086 CORNING INC COM 219350105 216 10522 SH DFND 1 0 0 10522 CUMMINS INC COM 231021106 341 2517 SH DFND 1 0 0 2517 DISNEY WALT CO COM DISNEY 254687106 798 8260 SH DFND 1 0 0 8260 EMERSON ELEC CO COM 291011104 236 4952 SH DFND 1 0 0 4952 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 262 876 SH DFND 1 0 0 876 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 2972 69148 SH DFND 1 0 0 69148 FIRST BANCSHARES INC MS COM 318916103 299 15668 SH DFND 1 0 0 15668 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 380 6031 SH DFND 1 0 0 6031 FIRST TR NASDAQ-100 TECH IND SHS 337345102 600 7104 SH DFND 1 0 0 7104 FORD MTR CO DEL COM 345370860 109 22649 SH DFND 1 0 0 22649 GENERAL ELECTRIC CO COM 369604103 131 16534 SH DFND 1 0 0 16534 GENERAL MLS INC COM 370334104 219 4152 SH DFND 1 0 0 4152 GENPREX INC COM 372446104 85 35150 SH DFND 1 0 0 35150 HOME DEPOT INC COM 437076102 1113 5963 SH DFND 1 0 0 5963 HONEYWELL INTL INC COM 438516106 243 1818 SH DFND 1 0 0 1818 INFOSYS LTD SPONSORED ADR 456788108 447 54404 SH DFND 1 0 0 54404 INTEL CORP COM 458140100 690 12742 SH DFND 1 0 0 12742 INTERNATIONAL BUSINESS MACHS COM 459200101 787 7095 SH DFND 1 0 0 7095 ISHARES GOLD TRUST ISHARES 464285105 313 20750 SH DFND 1 0 0 20750 ISHARES TR CORE S&P TTL STK 464287150 1030 18009 SH DFND 1 0 0 18009 ISHARES TR TIPS BD ETF 464287176 242 2056 SH DFND 1 0 0 2056 ISHARES TR CORE S&P500 ETF 464287200 8229 31840 SH DFND 1 0 0 31840 ISHARES TR CORE US AGGBD ET 464287226 3271 28353 SH DFND 1 0 0 28353 ISHARES TR MSCI EMG MKT ETF 464287234 260 7609 SH DFND 1 0 0 7609 ISHARES TR IBOXX INV CP ETF 464287242 281 2273 SH DFND 1 0 0 2273 ISHARES TR S&P 500 GRWT ETF 464287309 1359 8235 SH DFND 1 0 0 8235 ISHARES TR S&P 500 VAL ETF 464287408 678 7044 SH DFND 1 0 0 7044 ISHARES TR 20 YR TR BD ETF 464287432 225 1366 SH DFND 1 0 0 1366 ISHARES TR BARCLAYS 7 10 YR 464287440 516 4247 SH DFND 1 0 0 4247 ISHARES TR 1 3 YR TREAS BD 464287457 434 5011 SH DFND 1 0 0 5011 ISHARES TR MSCI EAFE ETF 464287465 670 12527 SH DFND 1 0 0 12527 ISHARES TR RUS MD CP GR ETF 464287481 270 2217 SH DFND 1 0 0 2217 ISHARES TR CORE S&P MCP ETF 464287507 3890 27039 SH DFND 1 0 0 27039 ISHARES TR RUS 1000 ETF 464287622 331 2319 SH DFND 1 0 0 2319 ISHARES TR RUS 2000 VAL ETF 464287630 215 2623 SH DFND 1 0 0 2623 ISHARES TR RUS 2000 GRW ETF 464287648 443 2796 SH DFND 1 0 0 2796 ISHARES TR RUSSELL 2000 ETF 464287655 313 2737 SH DFND 1 0 0 2737 ISHARES TR U.S. REAL ES ETF 464287739 461 6631 SH DFND 1 0 0 6631 ISHARES TR CORE S&P SCP ETF 464287804 3318 59125 SH DFND 1 0 0 59125 ISHARES TR MRGSTR MD CP GRW 464288307 225 1030 SH DFND 1 0 0 1030 ISHARES TR NATIONAL MUN ETF 464288414 1538 13612 SH DFND 1 0 0 13612 ISHARES TR MBS ETF 464288588 325 2939 SH DFND 1 0 0 2939 ISHARES TR INTRM GOV CR ETF 464288612 391 3409 SH DFND 1 0 0 3409 ISHARES TR 10-20 YR TRS ETF 464288653 361 2154 SH DFND 1 0 0 2154 ISHARES TR 3 7 YR TREAS BD 464288661 331 2480 SH DFND 1 0 0 2480 ISHARES TR PFD AND INCM SEC 464288687 1075 33775 SH DFND 1 0 0 33775 ISHARES TR US AER DEF ETF 464288760 406 2825 SH DFND 1 0 0 2825 ISHARES TR U.S. MED DVC ETF 464288810 403 1789 SH DFND 1 0 0 1789 JOHNSON & JOHNSON COM 478160104 1318 10047 SH DFND 1 0 0 10047 LILLY ELI & CO COM 532457108 679 4892 SH DFND 1 0 0 4892 LIONS GATE ENTMNT CORP CL A VTG 535919401 104 17103 SH DFND 1 0 0 17103 LOCKHEED MARTIN CORP COM 539830109 618 1824 SH DFND 1 0 0 1824 LOWES COS INC COM 548661107 291 3379 SH DFND 1 0 0 3379 MCDONALDS CORP COM 580135101 518 3131 SH DFND 1 0 0 3131 MICROSOFT CORP COM 594918104 2196 13927 SH DFND 1 0 0 13927 MONMOUTH REAL ESTATE INVT CO CL A 609720107 418 34681 SH DFND 1 0 0 34681 NEW YORK MTG TR INC COM PAR $.02 649604501 57 37068 SH DFND 1 0 0 37068 PEPSICO INC COM 713448108 850 7078 SH DFND 1 0 0 7078 PFIZER INC COM 717081103 452 13854 SH DFND 1 0 0 13854 PHILIP MORRIS INTL INC COM 718172109 469 6327 SH DFND 1 0 0 6327 PROCTER & GAMBLE CO COM 742718109 1488 13525 SH DFND 1 0 0 13525 QUALCOMM INC COM 747525103 498 7362 SH DFND 1 0 0 7362 RAYTHEON CO COM NEW 755111507 321 2447 SH DFND 1 0 0 2447 REAVES UTIL INCOME FD COM SH BEN INT 756158101 933 32454 SH DFND 1 0 0 32454 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 406 5093 SH DFND 1 0 0 5093 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 361 8158 SH DFND 1 0 0 8158 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 291 6896 SH DFND 1 0 0 6896 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 534 10368 SH DFND 1 0 0 10368 SOUTHERN CO COM 842587107 1099 20305 SH DFND 1 0 0 20305 SQUARE INC CL A 852234103 622 11878 SH DFND 1 0 0 11878 TIMOTHY PLAN HIG DV STK ETF 887432326 352 18430 SH DFND 1 0 0 18430 TIMOTHY PLAN US LRG CAP COR 887432359 373 17986 SH DFND 1 0 0 17986 UNITED PARCEL SERVICE INC CL B 911312106 255 2733 SH DFND 1 0 0 2733 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2498 24154 SH DFND 1 0 0 24154 VANGUARD STAR FDS VG TL INTL STK F 921909768 222 5283 SH DFND 1 0 0 5283 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1193 13112 SH DFND 1 0 0 13112 VANGUARD BD INDEX FDS INTERMED TERM 921937819 393 4399 SH DFND 1 0 0 4399 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 6187 72487 SH DFND 1 0 0 72487 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 334 10009 SH DFND 1 0 0 10009 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3621 51164 SH DFND 1 0 0 51164 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1834 40490 SH DFND 1 0 0 40490 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1082 26369 SH DFND 1 0 0 26369 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 334 9973 SH DFND 1 0 0 9973 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 818 15454 SH DFND 1 0 0 15454 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3452 14575 SH DFND 1 0 0 14575 VANGUARD INDEX FDS MID CAP ETF 922908629 1724 13091 SH DFND 1 0 0 13091 VANGUARD INDEX FDS LARGE CAP ETF 922908637 229 1934 SH DFND 1 0 0 1934 VANGUARD INDEX FDS GROWTH ETF 922908736 2838 18097 SH DFND 1 0 0 18097 VANGUARD INDEX FDS VALUE ETF 922908744 2844 31931 SH DFND 1 0 0 31931 VANGUARD INDEX FDS SMALL CP ETF 922908751 633 5485 SH DFND 1 0 0 5485 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2180 16907 SH DFND 1 0 0 16907 WALMART INC COM 931142103 1240 10861 SH DFND 1 0 0 10861 WELLS FARGO CO NEW COM 949746101 302 10521 SH DFND 1 0 0 10521 WELLS FARGO CO NEW PERP PFD CNV A 949746804 819 643 SH DFND 1 0 0 643 AT&T INC COM 00206R102 1589 54494 SH DFND 1 0 0 54494 ARK ETF TR INNOVATION ETF 00214Q104 1445 32849 SH DFND 1 0 0 32849 ARK ETF TR NEXT GNRTN INTER 00214Q401 275 5214 SH DFND 1 0 0 5214 ABBVIE INC COM 00287Y109 947 12424 SH DFND 1 0 0 12424 ACCELERATE DIAGNOSTICS INC COM 00430H102 144 17540 SH DFND 1 0 0 17540 ADOBE INC COM 00724F101 214 672 SH DFND 1 0 0 672 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 295 1518 SH DFND 1 0 0 1518 ALPHABET INC CAP STK CL C 02079K107 693 596 SH DFND 1 0 0 596 ALPHABET INC CAP STK CL A 02079K305 498 429 SH DFND 1 0 0 429 ALTRIA GROUP INC COM 02209S103 472 11942 SH DFND 1 0 0 11942 AMERICAN TOWER CORP NEW COM 03027X100 276 1267 SH DFND 1 0 0 1267 AURORA CANNABIS INC COM 05156X108 13 14451 SH DFND 1 0 0 14451 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 429 3643 SH DFND 1 0 0 3643 BARCLAYS BANK PLC IPATH B S&P ETN 06745R693 242 58500 SH DFND 1 0 0 58500 BLACKSTONE GROUP INC COM CL A 09260D107 1211 26566 SH DFND 1 0 0 26566 BOX INC CL A 10316T104 379 26989 SH DFND 1 0 0 26989 BROADCOM INC COM 11135F101 353 1488 SH DFND 1 0 0 1488 B2GOLD CORP COM 11777Q209 179 58650 SH DFND 1 0 0 58650 CISCO SYS INC COM 17275R102 884 22482 SH DFND 1 0 0 22482 COMCAST CORP NEW CL A 20030N101 348 10050 SH DFND 1 0 0 10050 COSTCO WHSL CORP NEW COM 22160K105 709 2485 SH DFND 1 0 0 2485 CROWDSTRIKE HLDGS INC CL A 22788C105 517 9282 SH DFND 1 0 0 9282 DNP SELECT INCOME FD COM 23325P104 1284 130304 SH DFND 1 0 0 130304 DOMINION ENERGY INC COM 25746U109 486 6736 SH DFND 1 0 0 6736 DUKE ENERGY CORP NEW COM NEW 26441C204 424 5239 SH DFND 1 0 0 5239 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 259 11872 SH DFND 1 0 0 11872 ETF SER SOLUTIONS APTUS DEFINED 26922A388 932 33187 SH DFND 1 0 0 33187 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 1204 42813 SH DFND 1 0 0 42813 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 149 12459 SH DFND 1 0 0 12459 EATON VANCE TX ADV GLBL DIV COM 27828S101 424 35491 SH DFND 1 0 0 35491 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 122 26459 SH DFND 1 0 0 26459 EXXON MOBIL CORP COM 30231G102 381 10031 SH DFND 1 0 0 10031 FACEBOOK INC CL A 30303M102 988 5921 SH DFND 1 0 0 5921 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 357 7483 SH DFND 1 0 0 7483 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1679 60645 SH DFND 1 0 0 60645 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 420 5675 SH DFND 1 0 0 5675 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 937 15776 SH DFND 1 0 0 15776 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 415 16905 SH DFND 1 0 0 16905 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 842 15459 SH DFND 1 0 0 15459 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 208 13038 SH DFND 1 0 0 13038 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 428 11639 SH DFND 1 0 0 11639 FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 810 13513 SH DFND 1 0 0 13513 FIRST TR EXCHANGE TRADED ALP EUROPE ALPHADEX 33737J117 360 13870 SH DFND 1 0 0 13870 FIRST TR EXCHANGE TRADED ALP EMERG MKT ALPH 33737J182 216 12282 SH DFND 1 0 0 12282 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 506 12105 SH DFND 1 0 0 12105 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 261 6209 SH DFND 1 0 0 6209 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 354 30177 SH DFND 1 0 0 30177 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 633 17785 SH DFND 1 0 0 17785 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 496 19265 SH DFND 1 0 0 19265 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 358 21199 SH DFND 1 0 0 21199 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1344 26353 SH DFND 1 0 0 26353 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2619 44292 SH DFND 1 0 0 44292 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 384 7294 SH DFND 1 0 0 7294 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 97 13265 SH DFND 1 0 0 13265 FIRSTHAND TECH VALUE FD INC COM 33766Y100 67 18129 SH DFND 1 0 0 18129 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 243 11181 SH DFND 1 0 0 11181 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 201 6673 SH DFND 1 0 0 6673 INTELLIA THERAPEUTICS INC COM 45826J105 183 14982 SH DFND 1 0 0 14982 INVESCO TR INVT GRADE MUNS COM 46131M106 130 10788 SH DFND 1 0 0 10788 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 206 4140 SH DFND 1 0 0 4140 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 239 14287 SH DFND 1 0 0 14287 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 272 4895 SH DFND 1 0 0 4895 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 673 14335 SH DFND 1 0 0 14335 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 245 18637 SH DFND 1 0 0 18637 INVESCO EXCHANGE-TRADED FD T DWA EMERG MKTS 46138E867 177 12170 SH DFND 1 0 0 12170 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 389 18506 SH DFND 1 0 0 18506 ISHARES TR US TREAS BD ETF 46429B267 959 34219 SH DFND 1 0 0 34219 ISHARES TR CORE HIGH DV ETF 46429B663 476 6651 SH DFND 1 0 0 6651 ISHARES TR MIN VOL EAFE ETF 46429B689 820 13202 SH DFND 1 0 0 13202 ISHARES TR MSCI MIN VOL ETF 46429B697 1605 29712 SH DFND 1 0 0 29712 ISHARES TR USA QUALITY FCTR 46432F339 830 10238 SH DFND 1 0 0 10238 ISHARES TR CORE MSCI TOTAL 46432F834 395 8405 SH DFND 1 0 0 8405 ISHARES TR CORE MSCI EAFE 46432F842 1945 38988 SH DFND 1 0 0 38988 ISHARES INC CORE MSCI EMKT 46434G103 437 10798 SH DFND 1 0 0 10798 ISHARES TR MULTIFACTOR USA 46434V282 685 25903 SH DFND 1 0 0 25903 ISHARES TR CORE DIV GRWTH 46434V621 362 11096 SH DFND 1 0 0 11096 ISHARES TR ULTR SH TRM BD 46434V878 448 8947 SH DFND 1 0 0 8947 ISHARES TR ESG MSCI USA ETF 46435G425 426 7406 SH DFND 1 0 0 7406 JPMORGAN CHASE & CO COM 46625H100 1312 14576 SH DFND 1 0 0 14576 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 293 5907 SH DFND 1 0 0 5907 KINDER MORGAN INC DEL COM 49456B101 404 29035 SH DFND 1 0 0 29035 MAG SILVER CORP COM 55903Q104 91 11800 SH DFND 1 0 0 11800 MASTERCARD INC CL A 57636Q104 242 1000 SH DFND 1 0 0 1000 MERCK & CO. INC COM 58933Y105 649 8375 SH DFND 1 0 0 8375 NETFLIX INC COM 64110L106 1215 3237 SH DFND 1 0 0 3237 NORTHERN LTS FD TR IV INTRNTINL ESG 66538H419 697 34647 SH DFND 1 0 0 34647 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 549 22496 SH DFND 1 0 0 22496 NUTANIX INC CL A 67059N108 262 16593 SH DFND 1 0 0 16593 NVIDIA CORP COM 67066G104 708 2685 SH DFND 1 0 0 2685 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 859 83099 SH DFND 1 0 0 83099 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 441 50995 SH DFND 1 0 0 50995 PAYPAL HLDGS INC COM 70450Y103 385 4024 SH DFND 1 0 0 4024 PIMCO ETF TR ACTIVE BD ETF 72201R775 207 1952 SH DFND 1 0 0 1952 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 322 3251 SH DFND 1 0 0 3251 REGENERON PHARMACEUTICALS COM 75886F107 250 511 SH DFND 1 0 0 511 SPDR S&P 500 ETF TR TR UNIT 78462F103 1508 5821 SH DFND 1 0 0 5821 SPDR SER TR NUVEEN BBG BRCLY 78464A284 410 7491 SH DFND 1 0 0 7491 SPDR SER TR AEROSPACE DEF 78464A631 425 5586 SH DFND 1 0 0 5586 SPDR SER TR S&P DIVID ETF 78464A763 460 5756 SH DFND 1 0 0 5756 SPDR SER TR S&P BIOTECH 78464A870 629 8128 SH DFND 1 0 0 8128 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 760 15841 SH DFND 1 0 0 15841 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1240 5642 SH DFND 1 0 0 5642 SPDR SER TR NUVEEN BLMBRG SR 78468R739 215 4392 SH DFND 1 0 0 4392 SALESFORCE COM INC COM 79466L302 473 3288 SH DFND 1 0 0 3288 SEA LTD SPONSORED ADS 81141R100 457 10312 SH DFND 1 0 0 10312 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 763 8610 SH DFND 1 0 0 8610 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 337 6179 SH DFND 1 0 0 6179 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 222 2267 SH DFND 1 0 0 2267 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 256 12269 SH DFND 1 0 0 12269 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 385 6525 SH DFND 1 0 0 6525 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 877 10910 SH DFND 1 0 0 10910 SHOPIFY INC CL A 82509L107 1207 2896 SH DFND 1 0 0 2896 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 371 28300 SH DFND 1 0 0 28300 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 153 10450 SH DFND 1 0 0 10450 THERATECHNOLOGIES INC COM 88338H100 22 14000 SH DFND 1 0 0 14000 3M CO COM 88579Y101 243 1778 SH DFND 1 0 0 1778 UNITEDHEALTH GROUP INC COM 91324P102 740 2966 SH DFND 1 0 0 2966 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 345 14965 SH DFND 1 0 0 14965 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 924 21118 SH DFND 1 0 0 21118 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 539 9579 SH DFND 1 0 0 9579 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 213 1545 SH DFND 1 0 0 1545 VANGUARD WORLD FDS INF TECH ETF 92204A702 458 2163 SH DFND 1 0 0 2163 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 617 6690 SH DFND 1 0 0 6690 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 542 6221 SH DFND 1 0 0 6221 VERIZON COMMUNICATIONS INC COM 92343V104 1315 24481 SH DFND 1 0 0 24481 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 255 5462 SH DFND 1 0 0 5462 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1072 25902 SH DFND 1 0 0 25902 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 633 17991 SH DFND 1 0 0 17991 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 417 13314 SH DFND 1 0 0 13314 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 543 23810 SH DFND 1 0 0 23810 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 169 11461 SH DFND 1 0 0 11461 VISA INC COM CL A 92826C839 634 3932 SH DFND 1 0 0 3932 WARRIOR MET COAL INC COM 93627C101 158 14900 SH DFND 1 0 0 14900 WISDOMTREE TR US SMALLCAP DIVD 97717W604 373 20723 SH DFND 1 0 0 20723 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 950 6499 SH DFND 1 0 0 6499 EATON CORP PLC SHS G29183103 272 3497 SH DFND 1 0 0 3497 MELLANOX TECHNOLOGIES LTD SHS M51363113 355 2926 SH DFND 1 0 0 2926