Chief Complaince Officer

0000913760-19-000090.txt : 20190717 0000913760-19-000090.hdr.sgml : 20190717 20190717120731 ACCESSION NUMBER: 0000913760-19-000090 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190717 DATE AS OF CHANGE: 20190717 EFFECTIVENESS DATE: 20190717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 19958568 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0000913760 XXXXXXXX 06-30-2019 06-30-2019 true 1 RESTATEMENT false INTL FCSTONE INC.

708 Third Avenue Suite 1500 New York NY 10017

13F HOLDINGS REPORT 028-17573 N John Calvano Chief Complaince Officer 205-414-3367 John Calvano Birmingham AL 07-12-2019 1 230 154940 1 0001650393 028-17766 SA Stone Investment Advisors Inc. INFORMATION TABLE 2 infotable.xml ALBEMARLE CORP COM 012653101 240 3397 SH DFND 1 0 0 3397 AMAZON COM INC COM 023135106 3356 1772 SH DFND 1 0 0 1772 AMERICAN ELEC PWR CO INC COM 025537101 293 3331 SH DFND 1 0 0 3331 AMGEN INC COM 031162100 670 3636 SH DFND 1 0 0 3636 APPLE INC COM 037833100 3677 18579 SH DFND 1 0 0 18579 BANK AMER CORP COM 060505104 490 16889 SH DFND 1 0 0 16889 BANK AMER CORP 7.25%CNV PFD L 060505682 738 531 SH DFND 1 0 0 531 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 896 4203 SH DFND 1 0 0 4203 BOEING CO COM 097023105 777 2134 SH DFND 1 0 0 2134 CSX CORP COM 126408103 454 5865 SH DFND 1 0 0 5865 CVS HEALTH CORP COM 126650100 370 6790 SH DFND 1 0 0 6790 CATERPILLAR INC DEL COM 149123101 256 1878 SH DFND 1 0 0 1878 CHEVRON CORP NEW COM 166764100 464 3728 SH DFND 1 0 0 3728 CITIGROUP INC COM NEW 172967424 232 3311 SH DFND 1 0 0 3311 COCA COLA CO COM 191216100 560 10916 SH DFND 1 0 0 10916 CORNING INC COM 219350105 351 10576 SH DFND 1 0 0 10576 CUMMINS INC COM 231021106 205 1196 SH DFND 1 0 0 1196 DISNEY WALT CO COM DISNEY 254687106 788 5642 SH DFND 1 0 0 5642 FIRST BANCSHARES INC MS COM 318916103 1701 56077 SH DFND 1 0 0 56077 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 288 3702 SH DFND 1 0 0 3702 FIRST TR NASDAQ100 TECH INDE SHS 337345102 614 7183 SH DFND 1 0 0 7183 FORD MTR CO DEL COM 345370860 229 22353 SH DFND 1 0 0 22353 GENERAL ELECTRIC CO COM 369604103 185 17578 SH DFND 1 0 0 17578 GENPREX INC COM 372446104 44 35150 SH DFND 1 0 0 35150 HOME DEPOT INC COM 437076102 1161 5581 SH DFND 1 0 0 5581 HONEYWELL INTL INC COM 438516106 242 1386 SH DFND 1 0 0 1386 HUNTINGTON BANCSHARES INC COM 446150104 157 11241 SH DFND 1 0 0 11241 INFOSYS LTD SPONSORED ADR 456788108 684 63958 SH DFND 1 0 0 63958 INTEL CORP COM 458140100 616 12865 SH DFND 1 0 0 12865 INTERNATIONAL BUSINESS MACHS COM 459200101 445 3229 SH DFND 1 0 0 3229 ISHARES GOLD TRUST ISHARES 464285105 266 19670 SH DFND 1 0 0 19670 ISHARES INC MIN VOL EMRG MKT 464286533 307 5212 SH DFND 1 0 0 5212 ISHARES TR CORE S&P TTL STK 464287150 1250 18767 SH DFND 1 0 0 18767 ISHARES TR TIPS BD ETF 464287176 243 2104 SH DFND 1 0 0 2104 ISHARES TR CORE S&P500 ETF 464287200 7195 24412 SH DFND 1 0 0 24412 ISHARES TR CORE US AGGBD ET 464287226 6046 54295 SH DFND 1 0 0 54295 ISHARES TR MSCI EMG MKT ETF 464287234 419 9767 SH DFND 1 0 0 9767 ISHARES TR IBOXX INV CP ETF 464287242 490 3936 SH DFND 1 0 0 3936 ISHARES TR GLOBAL TECH ETF 464287291 237 1318 SH DFND 1 0 0 1318 ISHARES TR S&P 500 GRWT ETF 464287309 1978 11033 SH DFND 1 0 0 11033 ISHARES TR S&P 500 VAL ETF 464287408 624 5355 SH DFND 1 0 0 5355 ISHARES TR MSCI EAFE ETF 464287465 724 11021 SH DFND 1 0 0 11021 ISHARES TR CORE S&P MCP ETF 464287507 781 4020 SH DFND 1 0 0 4020 ISHARES TR S&P MC 400GR ETF 464287606 1174 5187 SH DFND 1 0 0 5187 ISHARES TR RUS 1000 GRW ETF 464287614 544 3455 SH DFND 1 0 0 3455 ISHARES TR RUS 1000 ETF 464287622 219 1348 SH DFND 1 0 0 1348 ISHARES TR RUS 2000 VAL ETF 464287630 264 2192 SH DFND 1 0 0 2192 ISHARES TR RUSSELL 2000 ETF 464287655 373 2398 SH DFND 1 0 0 2398 ISHARES TR S&P MC 400VL ETF 464287705 207 1299 SH DFND 1 0 0 1299 ISHARES TR U.S. TECH ETF 464287721 203 1024 SH DFND 1 0 0 1024 ISHARES TR U.S. REAL ES ETF 464287739 387 4436 SH DFND 1 0 0 4436 ISHARES TR CORE S&P SCP ETF 464287804 1304 16663 SH DFND 1 0 0 16663 ISHARES TR MSCI ACWI ETF 464288257 232 3151 SH DFND 1 0 0 3151 ISHARES TR PFD AND INCM SEC 464288687 1791 48604 SH DFND 1 0 0 48604 ISHARES TR US AER DEF ETF 464288760 971 4532 SH DFND 1 0 0 4532 ISHARES TR U.S. MED DVC ETF 464288810 798 3313 SH DFND 1 0 0 3313 JOHNSON & JOHNSON COM 478160104 875 6286 SH DFND 1 0 0 6286 KROGER CO COM 501044101 286 13191 SH DFND 1 0 0 13191 LIONS GATE ENTMNT CORP CL A VTG 535919401 371 30252 SH DFND 1 0 0 30252 LOCKHEED MARTIN CORP COM 539830109 386 1061 SH DFND 1 0 0 1061 MCDONALDS CORP COM 580135101 326 1572 SH DFND 1 0 0 1572 MICROSOFT CORP COM 594918104 1258 9387 SH DFND 1 0 0 9387 MONMOUTH REAL ESTATE INVT CO CL A 609720107 414 30567 SH DFND 1 0 0 30567 PEPSICO INC COM 713448108 430 3278 SH DFND 1 0 0 3278 PFIZER INC COM 717081103 483 11140 SH DFND 1 0 0 11140 PHILIP MORRIS INTL INC COM 718172109 433 5430 SH DFND 1 0 0 5430 PROCTER AND GAMBLE CO COM 742718109 1396 12730 SH DFND 1 0 0 12730 QUALCOMM INC COM 747525103 313 4118 SH DFND 1 0 0 4118 RAYTHEON CO COM NEW 755111507 208 1194 SH DFND 1 0 0 1194 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1335 37286 SH DFND 1 0 0 37286 RED HAT INC COM 756577102 284 1513 SH DFND 1 0 0 1513 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 287 3444 SH DFND 1 0 0 3444 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 345 6106 SH DFND 1 0 0 6106 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 618 10794 SH DFND 1 0 0 10794 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 656 9153 SH DFND 1 0 0 9153 SOUTHERN CO COM 842587107 386 6975 SH DFND 1 0 0 6975 SQUARE INC CL A 852234103 1122 15467 SH DFND 1 0 0 15467 UNION PACIFIC CORP COM 907818108 314 1857 SH DFND 1 0 0 1857 UNITED PARCEL SERVICE INC CL B 911312106 216 2089 SH DFND 1 0 0 2089 UNITED TECHNOLOGIES CORP COM 913017109 214 1640 SH DFND 1 0 0 1640 VANGUARD GROUP DIV APP ETF 921908844 2236 19418 SH DFND 1 0 0 19418 VANGUARD STAR FD VG TL INTL STK F 921909768 269 5101 SH DFND 1 0 0 5101 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1328 13051 SH DFND 1 0 0 13051 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 308 3829 SH DFND 1 0 0 3829 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 548 6595 SH DFND 1 0 0 6595 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 239 5720 SH DFND 1 0 0 5720 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 205 2342 SH DFND 1 0 0 2342 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1292 25343 SH DFND 1 0 0 25343 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 225 3406 SH DFND 1 0 0 3406 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 268 4876 SH DFND 1 0 0 4876 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 318 1175 SH DFND 1 0 0 1175 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 324 2165 SH DFND 1 0 0 2165 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 264 2994 SH DFND 1 0 0 2994 VANGUARD INDEX FDS MID CAP ETF 922908629 1623 9673 SH DFND 1 0 0 9673 VANGUARD INDEX FDS GROWTH ETF 922908736 1352 8256 SH DFND 1 0 0 8256 VANGUARD INDEX FDS VALUE ETF 922908744 2107 18881 SH DFND 1 0 0 18881 VANGUARD INDEX FDS SMALL CP ETF 922908751 245 1557 SH DFND 1 0 0 1557 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1640 10925 SH DFND 1 0 0 10925 WALMART INC COM 931142103 656 5934 SH DFND 1 0 0 5934 WELLS FARGO CO NEW PERP PFD CNV A 949746804 713 523 SH DFND 1 0 0 523 AT&T INC COM 00206R102 1381 41213 SH DFND 1 0 0 41213 ARK ETF TR INNOVATION ETF 00214Q104 1300 27095 SH DFND 1 0 0 27095 ARK ETF TR WEB X.O ETF 00214Q401 272 5233 SH DFND 1 0 0 5233 ABBVIE INC COM 00287Y109 733 10076 SH DFND 1 0 0 10076 ACCELERATE DIAGNOSTICS INC COM 00430H102 287 12540 SH DFND 1 0 0 12540 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 314 1854 SH DFND 1 0 0 1854 ALPHABET INC CAP STK CL C 02079K107 441 408 SH DFND 1 0 0 408 ALPHABET INC CAP STK CL A 02079K305 430 397 SH DFND 1 0 0 397 ALTRIA GROUP INC COM 02209S103 549 11413 SH DFND 1 0 0 11413 AURORA CANNABIS INC COM 05156X108 100 12752 SH DFND 1 0 0 12752 BARCLAYS BK PLC BARC ETN+SHILL 06742A669 332 2451 SH DFND 1 0 0 2451 BOX INC CL A 10316T104 730 41457 SH DFND 1 0 0 41457 BROADCOM INC COM 11135F101 324 1115 SH DFND 1 0 0 1115 CISCO SYS INC COM 17275R102 1001 18290 SH DFND 1 0 0 18290 COLLECTORS UNIVERSE INC COM NEW 19421R200 243 11393 SH DFND 1 0 0 11393 CONSTELLATION BRANDS INC CL A 21036P108 364 1850 SH DFND 1 0 0 1850 COSTCO WHSL CORP NEW COM 22160K105 362 1371 SH DFND 1 0 0 1371 CRACKER BARREL OLD CTRY STOR COM 22410J106 218 1274 SH DFND 1 0 0 1274 DOMINION ENERGY INC COM 25746U109 363 4691 SH DFND 1 0 0 4691 DUKE ENERGY CORP NEW COM NEW 26441C204 298 3377 SH DFND 1 0 0 3377 DUPONT DE NEMOURS INC COM 26614N102 246 3276 SH DFND 1 0 0 3276 ETF SER SOLUTIONS APTUS FORTIFIED 26922A610 780 29952 SH DFND 1 0 0 29952 ETF SER SOLUTIONS APTUS BHVRL MMTM 26922A784 1448 47843 SH DFND 1 0 0 47843 ETF SER SOLUTIONS LONCAR CANCER 26922A826 350 16565 SH DFND 1 0 0 16565 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 402 12612 SH DFND 1 0 0 12612 ETSY INC COM 29786A106 396 6452 SH DFND 1 0 0 6452 EXXON MOBIL CORP COM 30231G102 577 7528 SH DFND 1 0 0 7528 FACEBOOK INC CL A 30303M102 834 4323 SH DFND 1 0 0 4323 FIRST TR BICK INDEX FD COM SHS 33733H107 224 8342 SH DFND 1 0 0 8342 FIRST TR VALUE LINE DIVID IN SHS 33734H106 534 15825 SH DFND 1 0 0 15825 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1080 16224 SH DFND 1 0 0 16224 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 478 16652 SH DFND 1 0 0 16652 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1247 21590 SH DFND 1 0 0 21590 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 290 4710 SH DFND 1 0 0 4710 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 284 4127 SH DFND 1 0 0 4127 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 808 15495 SH DFND 1 0 0 15495 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 989 14062 SH DFND 1 0 0 14062 FIRST TR EXCH TRD ALPHA FD I EUROPE ALPHADEX 33737J117 658 18649 SH DFND 1 0 0 18649 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHADEX 33737J133 261 16541 SH DFND 1 0 0 16541 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 272 5650 SH DFND 1 0 0 5650 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 214 3964 SH DFND 1 0 0 3964 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 217 8598 SH DFND 1 0 0 8598 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 238 5690 SH DFND 1 0 0 5690 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 263 5119 SH DFND 1 0 0 5119 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 393 8332 SH DFND 1 0 0 8332 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 207 4304 SH DFND 1 0 0 4304 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 443 14580 SH DFND 1 0 0 14580 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1097 21234 SH DFND 1 0 0 21234 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1586 26349 SH DFND 1 0 0 26349 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 250 17835 SH DFND 1 0 0 17835 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 256 28715 SH DFND 1 0 0 28715 FIRSTHAND TECH VALUE FD INC COM 33766Y100 409 43924 SH DFND 1 0 0 43924 GENERAL MTRS CO COM 37045V100 310 8039 SH DFND 1 0 0 8039 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 246 9351 SH DFND 1 0 0 9351 INTELLIA THERAPEUTICS INC COM 45826J105 276 16852 SH DFND 1 0 0 16852 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 227 3500 SH DFND 1 0 0 3500 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1091 10116 SH DFND 1 0 0 10116 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 351 2746 SH DFND 1 0 0 2746 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 370 6655 SH DFND 1 0 0 6655 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 439 6028 SH DFND 1 0 0 6028 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 258 4279 SH DFND 1 0 0 4279 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 364 5478 SH DFND 1 0 0 5478 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 351 9451 SH DFND 1 0 0 9451 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 716 13013 SH DFND 1 0 0 13013 INVESCO EXCHNG TRADED FD TR KBW REGL BKG 46138E578 285 5657 SH DFND 1 0 0 5657 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 398 14716 SH DFND 1 0 0 14716 ISHARES TR US TREAS BD ETF 46429B267 492 19040 SH DFND 1 0 0 19040 ISHARES TR CORE HIGH DV ETF 46429B663 769 8134 SH DFND 1 0 0 8134 ISHARES TR MIN VOL USA ETF 46429B697 1001 16211 SH DFND 1 0 0 16211 ISHARES US ETF TR SHT MAT BD ETF 46431W507 294 5833 SH DFND 1 0 0 5833 ISHARES US ETF TR HEALTHCARE 46431W689 313 10735 SH DFND 1 0 0 10735 ISHARES TR USA QUALITY FCTR 46432F339 411 4489 SH DFND 1 0 0 4489 ISHARES TR USA MOMENTUM FCT 46432F396 1098 9254 SH DFND 1 0 0 9254 ISHARES TR CORE MSCI TOTAL 46432F834 768 13099 SH DFND 1 0 0 13099 ISHARES TR CORE MSCI EAFE 46432F842 1030 16782 SH DFND 1 0 0 16782 ISHARES INC CORE MSCI EMKT 46434G103 408 7936 SH DFND 1 0 0 7936 ISHARES TR MULTIFACTOR USA 46434V282 721 22689 SH DFND 1 0 0 22689 ISHARES TR CORE DIV GRWTH 46434V621 362 9475 SH DFND 1 0 0 9475 JPMORGAN CHASE & CO COM 46625H100 1388 12415 SH DFND 1 0 0 12415 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 405 8013 SH DFND 1 0 0 8013 KINDER MORGAN INC DEL COM 49456B101 573 27435 SH DFND 1 0 0 27435 MASTERCARD INC CL A 57636Q104 461 1741 SH DFND 1 0 0 1741 MERCK & CO INC COM 58933Y105 565 6699 SH DFND 1 0 0 6699 NIO INC SPON ADS 62914V106 63 24575 SH DFND 1 0 0 24575 NETFLIX INC COM 64110L106 1555 4233 SH DFND 1 0 0 4233 NUTANIX INC CL A 67059N108 472 18214 SH DFND 1 0 0 18214 NVIDIA CORP COM 67066G104 276 1682 SH DFND 1 0 0 1682 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1087 80184 SH DFND 1 0 0 80184 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 102 10600 SH DFND 1 0 0 10600 NUTRIEN LTD COM 67077M108 293 5430 SH DFND 1 0 0 5430 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 617 61955 SH DFND 1 0 0 61955 PAYPAL HLDGS INC COM 70450Y103 451 3941 SH DFND 1 0 0 3941 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 277 2722 SH DFND 1 0 0 2722 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 16 16000 SH DFND 1 0 0 16000 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 10 10000 SH DFND 1 0 0 10000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1751 5949 SH DFND 1 0 0 5949 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 214 3664 SH DFND 1 0 0 3664 SPDR SERIES TRUST AEROSPACE DEF 78464A631 511 4919 SH DFND 1 0 0 4919 SPDR SERIES TRUST S&P DIVID ETF 78464A763 363 3597 SH DFND 1 0 0 3597 SPDR SERIES TRUST S&P BIOTECH 78464A870 587 6698 SH DFND 1 0 0 6698 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 578 11777 SH DFND 1 0 0 11777 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1177 4416 SH DFND 1 0 0 4416 SALESFORCE COM INC COM 79466L302 476 3135 SH DFND 1 0 0 3135 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 738 7963 SH DFND 1 0 0 7963 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 304 2553 SH DFND 1 0 0 2553 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 931 33714 SH DFND 1 0 0 33714 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 962 12423 SH DFND 1 0 0 12423 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1676 21472 SH DFND 1 0 0 21472 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 998 16738 SH DFND 1 0 0 16738 SHOPIFY INC CL A 82509L107 644 2144 SH DFND 1 0 0 2144 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 368 32450 SH DFND 1 0 0 32450 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 21 20000 SH DFND 1 0 0 20000 3M CO COM 88579Y101 264 1523 SH DFND 1 0 0 1523 UNITEDHEALTH GROUP INC COM 91324P102 681 2792 SH DFND 1 0 0 2792 UNIVERSAL DISPLAY CORP COM 91347P105 212 1127 SH DFND 1 0 0 1127 VALERO ENERGY CORP NEW COM 91913Y100 234 2733 SH DFND 1 0 0 2733 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 304 11890 SH DFND 1 0 0 11890 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 215 8550 SH DFND 1 0 0 8550 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 891 18553 SH DFND 1 0 0 18553 VANGUARD WORLD FDS INF TECH ETF 92204A702 330 1563 SH DFND 1 0 0 1563 VANGUARD WORLD FDS UTILITIES ETF 92204A876 254 1910 SH DFND 1 0 0 1910 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 434 3473 SH DFND 1 0 0 3473 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 574 6383 SH DFND 1 0 0 6383 VEREIT INC COM 92339V100 228 24878 SH DFND 1 0 0 24878 VERIZON COMMUNICATIONS INC COM 92343V104 1226 21462 SH DFND 1 0 0 21462 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 948 25092 SH DFND 1 0 0 25092 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1735 35481 SH DFND 1 0 0 35481 VICTORY PORTFOLIOS II VCSHS DEV ENH VL 92647N816 683 21289 SH DFND 1 0 0 21289 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1404 30830 SH DFND 1 0 0 30830 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 609 12977 SH DFND 1 0 0 12977 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 340 7685 SH DFND 1 0 0 7685 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 337 10366 SH DFND 1 0 0 10366 VISA INC COM CL A 92826C839 300 1729 SH DFND 1 0 0 1729 WISDOMTREE TR US SMALLCAP DIVD 97717W604 552 20350 SH DFND 1 0 0 20350 WISDOMTREE TR US QTLY DIV GRT 97717X669 292 6686 SH DFND 1 0 0 6686 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 202 2270 SH DFND 1 0 0 2270 EATON CORP PLC SHS G29183103 282 3386 SH DFND 1 0 0 3386 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 276 1934 SH DFND 1 0 0 1934 MELLANOX TECHNOLOGIES LTD SHS M51363113 473 4274 SH DFND 1 0 0 4274