Chief Compliance Officer

0000913760-18-000110.txt : 20180723 0000913760-18-000110.hdr.sgml : 20180723 20180723164520 ACCESSION NUMBER: 0000913760-18-000110 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180723 DATE AS OF CHANGE: 20180723 EFFECTIVENESS DATE: 20180723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 18964900 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000913760 XXXXXXXX 06-30-2018 06-30-2018 false INTL FCSTONE INC.

708 Third Avenue Suite 1500 New York NY 10017

13F HOLDINGS REPORT 028-17573 N John Calvano Chief Compliance Officer 205-414-3367 John Calvano Birmingham AL 07-23-2018 1 220 116096 1 0001650393 028-17766 SA Stone Investment Advisors Inc. INFORMATION TABLE 2 infotable.xml ALBEMARLE CORP C 012653101 326 3453 SH DFND 1 3453 0 0 AMAZON COM INC C 023135106 2504 1473 SH DFND 1 1473 0 0 AMGEN INC C 031162100 473 2563 SH DFND 1 2563 0 0 APPLE INC C 037833100 2999 16202 SH DFND 1 16202 0 0 BP PLC C 055622104 249 5459 SH DFND 1 5459 0 0 BANK AMER CORP C 060505104 420 14888 SH DFND 1 14888 0 0 BANK AMER CORP R 060505682 309 247 SH DFND 1 247 0 0 BERKSHIRE HATHAWAY INC DEL C 084670702 642 3442 SH DFND 1 3442 0 0 BOEING CO C 097023105 550 1638 SH DFND 1 1638 0 0 CSX CORP C 126408103 263 4120 SH DFND 1 4120 0 0 CHEVRON CORP NEW C 166764100 364 2876 SH DFND 1 2876 0 0 CITIGROUP INC C 172967424 237 3543 SH DFND 1 3543 0 0 CORNING INC C 219350105 316 11501 SH DFND 1 11501 0 0 CUMMINS INC C 231021106 330 2482 SH DFND 1 2482 0 0 DISNEY WALT CO C 254687106 523 4987 SH DFND 1 4987 0 0 FIRST TR EXCHANGE TRADED FD C 336920103 247 3451 SH DFND 1 3451 0 0 FIRST TR NASDAQ100 TECH INDE C 337345102 499 6473 SH DFND 1 6473 0 0 FORD MTR CO DEL C 345370860 345 31146 SH DFND 1 31146 0 0 GENERAL ELECTRIC CO C 369604103 230 16867 SH DFND 1 16867 0 0 GILEAD SCIENCES INC C 375558103 258 3640 SH DFND 1 3640 0 0 HOME DEPOT INC C 437076102 451 2311 SH DFND 1 2311 0 0 HUNTINGTON BANCSHARES INC C 446150104 237 16083 SH DFND 1 16083 0 0 INFOSYS LTD C 456788108 606 31197 SH DFND 1 31197 0 0 INTEL CORP C 458140100 657 13209 SH DFND 1 13209 0 0 ISHARES GOLD TRUST C 464285105 305 25335 SH DFND 1 25335 0 0 ISHARES INC C 464286533 211 3643 SH DFND 1 3643 0 0 ISHARES TR C 464287150 202 3237 SH DFND 1 3237 0 0 ISHARES TR C 464287176 293 2600 SH DFND 1 2600 0 0 ISHARES TR C 464287200 1769 6479 SH DFND 1 6479 0 0 ISHARES TR C 464287226 828 7787 SH DFND 1 7787 0 0 ISHARES TR C 464287234 693 15994 SH DFND 1 15994 0 0 ISHARES TR C 464287242 313 2728 SH DFND 1 2728 0 0 ISHARES TR C 464287309 1563 9609 SH DFND 1 9609 0 0 ISHARES TR C 464287408 993 9021 SH DFND 1 9021 0 0 ISHARES TR C 464287440 223 2176 SH DFND 1 2176 0 0 ISHARES TR C 464287465 999 14915 SH DFND 1 14915 0 0 ISHARES TR C 464287507 818 4198 SH DFND 1 4198 0 0 ISHARES TR C 464287523 229 1283 SH DFND 1 1283 0 0 ISHARES TR C 464287598 234 1925 SH DFND 1 1925 0 0 ISHARES TR C 464287606 871 3877 SH DFND 1 3877 0 0 ISHARES TR C 464287614 508 3530 SH DFND 1 3530 0 0 ISHARES TR C 464287622 205 1346 SH DFND 1 1346 0 0 ISHARES TR C 464287630 253 1917 SH DFND 1 1917 0 0 ISHARES TR C 464287655 281 1713 SH DFND 1 1713 0 0 ISHARES TR C 464287705 242 1493 SH DFND 1 1493 0 0 ISHARES TR C 464287804 1236 14813 SH DFND 1 14813 0 0 ISHARES TR C 464287879 363 2226 SH DFND 1 2226 0 0 ISHARES TR C 464288273 213 3397 SH DFND 1 3397 0 0 ISHARES TR C 464288638 298 2801 SH DFND 1 2801 0 0 ISHARES TR C 464288687 1527 40481 SH DFND 1 40481 0 0 ISHARES TR C 464288760 1085 5637 SH DFND 1 5637 0 0 ISHARES TR C 464288810 670 3338 SH DFND 1 3338 0 0 JOHNSON & JOHNSON C 478160104 569 4686 SH DFND 1 4686 0 0 KROGER CO C 501044101 403 14181 SH DFND 1 14181 0 0 KULICKE & SOFFA INDS INC C 501242101 548 23003 SH DFND 1 23003 0 0 LOCKHEED MARTIN CORP C 539830109 218 738 SH DFND 1 738 0 0 MICROSOFT CORP C 594918104 707 7170 SH DFND 1 7170 0 0 MICRON TECHNOLOGY INC C 595112103 306 5831 SH DFND 1 5831 0 0 MONMOUTH REAL ESTATE INVT CO C 609720107 388 23474 SH DFND 1 23474 0 0 PEPSICO INC C 713448108 315 2889 SH DFND 1 2889 0 0 PFIZER INC C 717081103 272 7485 SH DFND 1 7485 0 0 PHILIP MORRIS INTL INC C 718172109 318 3941 SH DFND 1 3941 0 0 PROCTER AND GAMBLE CO C 742718109 1058 13550 SH DFND 1 13550 0 0 RAYTHEON CO C 755111507 285 1474 SH DFND 1 1474 0 0 REAVES UTIL INCOME FD C 756158101 894 30907 SH DFND 1 30907 0 0 SCHWAB STRATEGIC TR C 808524300 289 3814 SH DFND 1 3814 0 0 SCHWAB STRATEGIC TR C 808524409 295 5556 SH DFND 1 5556 0 0 SCHWAB STRATEGIC TR C 808524508 389 7093 SH DFND 1 7093 0 0 SCHWAB STRATEGIC TR C 808524607 539 7332 SH DFND 1 7332 0 0 SOUTHERN CO C 842587107 293 6331 SH DFND 1 6331 0 0 SQUARE INC C 852234103 725 11768 SH DFND 1 11768 0 0 TUPPERWARE BRANDS CORP C 899896104 254 6159 SH DFND 1 6159 0 0 UNITED PARCEL SERVICE INC C 911312106 277 2610 SH DFND 1 2610 0 0 UNITED TECHNOLOGIES CORP C 913017109 220 1758 SH DFND 1 1758 0 0 VANGUARD GROUP C 921908844 1169 11503 SH DFND 1 11503 0 0 VANGUARD STAR FD C 921909768 296 5466 SH DFND 1 5466 0 0 VANGUARD BD INDEX FD INC C 921937827 453 5796 SH DFND 1 5796 0 0 VANGUARD TAX MANAGED INTL FD C 921943858 438 10203 SH DFND 1 10203 0 0 VANGUARD WHITEHALL FDS INC C 921946406 262 3156 SH DFND 1 3156 0 0 VANGUARD INTL EQUITY INDEX F C 922042775 1488 28712 SH DFND 1 28712 0 0 VANGUARD INTL EQUITY INDEX F C 922042866 207 2955 SH DFND 1 2955 0 0 VANGUARD INTL EQUITY INDEX F C 922042874 208 3703 SH DFND 1 3703 0 0 VANGUARD INDEX FDS C 922908363 275 1104 SH DFND 1 1104 0 0 VANGUARD INDEX FDS C 922908629 526 3337 SH DFND 1 3337 0 0 VANGUARD INDEX FDS C 922908736 524 3497 SH DFND 1 3497 0 0 VANGUARD INDEX FDS C 922908744 662 6375 SH DFND 1 6375 0 0 VANGUARD INDEX FDS C 922908751 229 1470 SH DFND 1 1470 0 0 VANGUARD INDEX FDS C 922908769 425 3026 SH DFND 1 3026 0 0 WALMART INC C 931142103 313 3653 SH DFND 1 3653 0 0 WELLS FARGO CO NEW R 949746804 390 310 SH DFND 1 310 0 0 INVESCO QQQ TR C 46090E103 1730 10076 SH DFND 1 10076 0 0 FIRST TR EXCHANGE TRADED FD C 33733E104 227 4436 SH DFND 1 4436 0 0 INVESCO EXCHNG TRADED FD TR C 46138E149 724 5632 SH DFND 1 5632 0 0 INVESCO EXCHNG TRADED FD TR C 46138E289 552 28976 SH DFND 1 28976 0 0 FIRST TR EXCHANGE TRADED FD C 33733E302 1047 7604 SH DFND 1 7604 0 0 AT&T INC C 00206R102 896 27915 SH DFND 1 27915 0 0 ARK ETF TR C 00214Q104 758 16847 SH DFND 1 16847 0 0 ARK ETF TR C 00214Q401 339 6112 SH DFND 1 6112 0 0 ABBVIE INC C 00287Y109 646 6978 SH DFND 1 6978 0 0 ACCELERATE DIAGNOSTICS INC C 00430H102 246 11040 SH DFND 1 11040 0 0 ALIBABA GROUP HLDG LTD C 01609W102 278 1498 SH DFND 1 1498 0 0 ALPHABET INC C 02079K107 387 347 SH DFND 1 347 0 0 ALPHABET INC C 02079K305 608 538 SH DFND 1 538 0 0 ALTRIA GROUP INC C 02209S103 325 5729 SH DFND 1 5729 0 0 BARCLAYS BK PLC R 06742A669 260 2151 SH DFND 1 2151 0 0 BLACKROCK MUN 2020 TERM TR C 09249X109 163 10779 SH DFND 1 10779 0 0 BLACKSTONE GROUP L P C 09253U108 981 30483 SH DFND 1 30483 0 0 BOX INC C 10316T104 725 29023 SH DFND 1 29023 0 0 CISCO SYS INC C 17275R102 595 13825 SH DFND 1 13825 0 0 COLLECTORS UNIVERSE INC C 19421R200 170 11510 SH DFND 1 11510 0 0 CONSTELLATION BRANDS INC C 21036P108 255 1166 SH DFND 1 1166 0 0 CONTROL4 CORP C 21240D107 218 8981 SH DFND 1 8981 0 0 COSTCO WHSL CORP NEW C 22160K105 314 1504 SH DFND 1 1504 0 0 CREDIT SUISSE HIGH YLD BND F C 22544F103 40 15000 SH DFND 1 15000 0 0 DISH NETWORK CORP C 25470M109 431 12834 SH DFND 1 12834 0 0 DOLBY LABORATORIES INC C 25659T107 220 3567 SH DFND 1 3567 0 0 DOMINION ENERGY INC C 25746U109 501 7343 SH DFND 1 7343 0 0 DOWDUPONT INC C 26078J100 438 6647 SH DFND 1 6647 0 0 DUKE ENERGY CORP NEW C 26441C204 312 3948 SH DFND 1 3948 0 0 ETF SER SOLUTIONS C 26922A610 737 26418 SH DFND 1 26418 0 0 ETF SER SOLUTIONS C 26922A784 1739 51288 SH DFND 1 51288 0 0 ETF SER SOLUTIONS C 26922A826 425 17625 SH DFND 1 17625 0 0 EXPRESS SCRIPTS HLDG CO C 30219G108 293 3791 SH DFND 1 3791 0 0 EXXON MOBIL CORP C 30231G102 435 5253 SH DFND 1 5253 0 0 FACEBOOK INC C 30303M102 725 3730 SH DFND 1 3730 0 0 FIRST TR EXCHANGE TRADED FD C 33733A102 266 6889 SH DFND 1 6889 0 0 FIRST TR BICK INDEX FD C 33733H107 226 8238 SH DFND 1 8238 0 0 FIRST TR VALUE LINE DIVID IN C 33734H106 209 6898 SH DFND 1 6898 0 0 FIRST TR LRGE CP CORE ALPHA C 33734K109 873 14723 SH DFND 1 14723 0 0 FIRST TR EXCHANGE TRADED FD C 33734X127 255 15089 SH DFND 1 15089 0 0 FIRST TR EXCHANGE TRADED FD C 33734X143 292 3931 SH DFND 1 3931 0 0 FIRST TR EXCHANGE TRADED FD C 33734X150 455 11631 SH DFND 1 11631 0 0 FIRST TR EXCHANGE TRADED FD C 33734X176 1014 18015 SH DFND 1 18015 0 0 FIRST TR EXCHANGE TRADED FD C 33734X192 963 18113 SH DFND 1 18113 0 0 FIRST TR SML CP CORE ALPHA F C 33734Y109 453 6858 SH DFND 1 6858 0 0 FIRST TR MID CAP CORE ALPHAD C 33735B108 504 7368 SH DFND 1 7368 0 0 FIRST TR LRG CP VL ALPHADEX C 33735J101 603 11517 SH DFND 1 11517 0 0 FIRST TR LRG CP GRWTH ALPHAD C 33735K108 800 12134 SH DFND 1 12134 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J117 759 19762 SH DFND 1 19762 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J158 223 4040 SH DFND 1 4040 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J174 426 7106 SH DFND 1 7106 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J190 255 5543 SH DFND 1 5543 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J232 256 5088 SH DFND 1 5088 0 0 FIRST TR EXCHANGE TRADED FD C 33738D309 316 6620 SH DFND 1 6620 0 0 FIRST TR EXCHANGE TRADED FD C 33738R605 464 15749 SH DFND 1 15749 0 0 FIRST TR EXCHANGE TRADED FD C 33738R860 595 20886 SH DFND 1 20886 0 0 FIRST TR EXCH TRADED FD III C 33739P855 298 15700 SH DFND 1 15700 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q200 456 8921 SH DFND 1 8921 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q408 243 4044 SH DFND 1 4044 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q507 368 12349 SH DFND 1 12349 0 0 FIRST TR DYNAMIC EUROPE EQT C 33740D107 315 19507 SH DFND 1 19507 0 0 FIRST TR SR FLOATING RATE 20 C 33740K101 233 25115 SH DFND 1 25115 0 0 FIRSTHAND TECH VALUE FD INC C 33766Y100 314 22163 SH DFND 1 22163 0 0 GENERAL MTRS CO C 37045V100 260 6602 SH DFND 1 6602 0 0 GLOBAL X FDS C 37954Y855 536 16479 SH DFND 1 16479 0 0 INTELLIA THERAPEUTICS INC C 45826J105 561 20495 SH DFND 1 20495 0 0 INVESCO EXCHANGE TRADED FD T C 46137V357 1171 11497 SH DFND 1 11497 0 0 INVESCO EXCHANGE TRADED FD T C 46137V803 308 5620 SH DFND 1 5620 0 0 INVESCO EXCHANGE TRADED FD T C 46137V811 343 5728 SH DFND 1 5728 0 0 INVESCO EXCHANGE TRADED FD T C 46137V837 205 3704 SH DFND 1 3704 0 0 INVESCO EXCHANGE TRADED FD T C 46137V845 298 4963 SH DFND 1 4963 0 0 INVESCO EXCHANGE TRADED FD T C 46137V860 300 8618 SH DFND 1 8618 0 0 INVESCO EXCHNG TRADED FD TR C 46138E354 349 7351 SH DFND 1 7351 0 0 INVESCO EXCHNG TRADED FD TR C 46138E578 335 5789 SH DFND 1 5789 0 0 INVESCO EXCHNG TRADED FD TR C 46138E875 648 23555 SH DFND 1 23555 0 0 ISHARES TR C 46429B663 320 3766 SH DFND 1 3766 0 0 ISHARES TR C 46429B697 348 6547 SH DFND 1 6547 0 0 ISHARES US ETF TR C 46431W507 262 5217 SH DFND 1 5217 0 0 ISHARES TR C 46432F396 597 5440 SH DFND 1 5440 0 0 ISHARES TR C 46432F842 830 13095 SH DFND 1 13095 0 0 ISHARES INC C 46434G103 437 8317 SH DFND 1 8317 0 0 ISHARES TR C 46434V282 254 7930 SH DFND 1 7930 0 0 ISHARES TR C 46435G565 305 9220 SH DFND 1 9220 0 0 JPMORGAN CHASE & CO C 46625H100 1059 10159 SH DFND 1 10159 0 0 JP MORGAN EXCHANGE TRADED FD C 46641Q837 752 15004 SH DFND 1 15004 0 0 KINDER MORGAN INC DEL C 49456B101 280 15858 SH DFND 1 15858 0 0 KINDER MORGAN INC DEL R 49456B200 310 8949 SH DFND 1 8949 0 0 MASTERCARD INCORPORATED C 57636Q104 279 1421 SH DFND 1 1421 0 0 MERCK & CO INC C 58933Y105 327 5379 SH DFND 1 5379 0 0 NETFLIX INC C 64110L106 1195 3053 SH DFND 1 3053 0 0 NUTANIX INC C 67059N108 843 16356 SH DFND 1 16356 0 0 NVIDIA CORP C 67066G104 664 2804 SH DFND 1 2804 0 0 NUVEEN S&P 500 BUY-WRITE INC C 6706ER101 1060 75211 SH DFND 1 75211 0 0 NUTRIEN LTD C 67077M108 324 5952 SH DFND 1 5952 0 0 NUVEEN HIGH INCOME NOVEMBER C 67077N106 324 33849 SH DFND 1 33849 0 0 PAYPAL HLDGS INC C 70450Y103 235 2828 SH DFND 1 2828 0 0 PIMCO ETF TR C 72201R833 304 2997 SH DFND 1 2997 0 0 PIMCO DYNAMIC INCOME FD C 72201Y101 364 11430 SH DFND 1 11430 0 0 REGENERON PHARMACEUTICALS C 75886F107 233 674 SH DFND 1 674 0 0 SPDR S&P 500 ETF TR C 78462F103 903 3329 SH DFND 1 3329 0 0 SPDR SERIES TRUST C 78464A631 375 4309 SH DFND 1 4309 0 0 SPDR SERIES TRUST C 78464A763 262 2828 SH DFND 1 2828 0 0 SPDR SERIES TRUST C 78464A870 751 7891 SH DFND 1 7891 0 0 SSGA ACTIVE ETF TR C 78467V848 335 7038 SH DFND 1 7038 0 0 SPDR DOW JONES INDL AVRG ETF C 78467X109 1287 5302 SH DFND 1 5302 0 0 SALESFORCE COM INC C 79466L302 417 3059 SH DFND 1 3059 0 0 SELECT SECTOR SPDR TR C 81369Y100 355 6117 SH DFND 1 6117 0 0 SELECT SECTOR SPDR TR C 81369Y209 418 5005 SH DFND 1 5005 0 0 SELECT SECTOR SPDR TR C 81369Y407 600 5489 SH DFND 1 5489 0 0 SELECT SECTOR SPDR TR C 81369Y506 322 4238 SH DFND 1 4238 0 0 SELECT SECTOR SPDR TR C 81369Y605 1227 46158 SH DFND 1 46158 0 0 SELECT SECTOR SPDR TR C 81369Y704 965 13468 SH DFND 1 13468 0 0 SELECT SECTOR SPDR TR C 81369Y803 1533 22067 SH DFND 1 22067 0 0 SHOPIFY INC C 82509L107 309 2115 SH DFND 1 2115 0 0 SPROTT PHYSICAL GOLD TRUST C 85207H104 305 29925 SH DFND 1 29925 0 0 TETRA TECH INC NEW C 88162G103 433 7402 SH DFND 1 7402 0 0 UNITEDHEALTH GROUP INC C 91324P102 452 1842 SH DFND 1 1842 0 0 UNIVERSAL DISPLAY CORP C 91347P105 309 3596 SH DFND 1 3596 0 0 VANECK VECTORS ETF TR C 92189F643 527 12105 SH DFND 1 12105 0 0 VANGUARD WORLD FDS C 92204A702 371 2046 SH DFND 1 2046 0 0 VANGUARD WORLD FDS C 92204A801 272 2070 SH DFND 1 2070 0 0 VANGUARD SCOTTSDALE FDS C 92206C870 589 7047 SH DFND 1 7047 0 0 VEREIT INC C 92339V100 184 24721 SH DFND 1 24721 0 0 VERIZON COMMUNICATIONS INC C 92343V104 734 14596 SH DFND 1 14596 0 0 VICTORY PORTFOLIOS II C 92647N774 966 20337 SH DFND 1 20337 0 0 VICTORY PORTFOLIOS II C 92647N782 1308 26469 SH DFND 1 26469 0 0 VICTORY PORTFOLIOS II C 92647N816 552 16293 SH DFND 1 16293 0 0 VICTORY PORTFOLIOS II C 92647N824 946 20433 SH DFND 1 20433 0 0 WISDOMTREE TR C 97717W604 470 15852 SH DFND 1 15852 0 0 JAZZ PHARMACEUTICALS PLC C G50871105 338 1962 SH DFND 1 1962 0 0