-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFjenHZpm97ghfrhxePga2qEXlTddIwgLUXKpSLtaZUMDGJqIUR4evmQOy67lEQy 3IkeU1h8XAyhnuXZ4T4XOQ== 0001010192-02-000041.txt : 20020426 0001010192-02-000041.hdr.sgml : 20020426 ACCESSION NUMBER: 0001010192-02-000041 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020426 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WEST MARINE INC CENTRAL INDEX KEY: 0000912833 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 770355502 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45578 FILM NUMBER: 02622515 BUSINESS ADDRESS: STREET 1: 500 WESTRIDGE DR CITY: WATSONVILLE STATE: CA ZIP: 95076-4100 BUSINESS PHONE: 4087282700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REPASS RANDOLPH K CENTRAL INDEX KEY: 0000937997 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 WESTRIDGE DRIVE CITY: WATSONVILLE STATE: CA ZIP: 95076 BUSINESS PHONE: 4087614222 MAIL ADDRESS: STREET 1: 500 WESTRIDGE DRIVE CITY: WATSONVILLE STATE: CA ZIP: 95076 SC 13G/A 1 schedule_13ga.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.9) West Marine, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 954235 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) April 22, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [x] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.954235 10 7 13G/A Page 2 of 6 Pages ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Randolph K. Repass ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 6,326,658 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 278,600 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 6,326,658 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 278,600 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,605,258 (See Item 6) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Approximately 34.9% (based on 18,931,047 shares of common stock outstanding as March 30, 2002) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS CUSIP No. 954235 10 7 13G/A Page 3 of 6 Pages Item 1(a). Name of Issuer: West Marine, Inc. ____________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 500 Westridge Drive, Watsonville, CA 95076-4100 ____________________________________________________________________ Item 2(a). Name of Person Filing: Randolph K. Repass ____________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 500 Westridge Drive, Watsonville, CA 95076-4100 ____________________________________________________________________ Item 2(c). Citizenship: USA ____________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock ____________________________________________________________________ Item 2(e). CUSIP Number: 954235 10 7 ____________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13(d)-1(c), check this box [_] CUSIP No. 954235 10 7 13G/A Page 4 of 6 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 6,605,258 shares (See Item 6) ______________________________________________________________________ (b) Percent of class: Approximately 34.9% (based on 18,931,047 shares of common stock outstanding as of March 30, 2002) ______________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 6,326,658, (ii) Shared power to vote or to direct the vote 278,600, (iii) Sole power to dispose or to direct the disposition of 6,326,658, (iv) Shared power to dispose or to direct the disposition of 278,600 Item 5. Ownership of Five Percent or Less of a Class. Not applicable _______________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Of the 6,605,258 shares shown as beneficially owned by Mr. Repass, (a) 6,307,758 are held in the name of Randolph K. Repass, Trustee of the Randolph K. Repass 1996 Revocable Trust dated June 25, 1996, (b) 18,900 shares are held by his minor son, (c) 251,600 shares are held in the name of his wife and (d) 27,000 shares are subject to a right to acqure within 60 days by exercise of options granted to his wife. Mr. Repass disclaims beneficial ownership of the shares and options to purchase shares held by his wife. _______________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable _______________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not applicable _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not applicable ______________________________________________________________________ Item 10. Certification. Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 26, 2002 ---------------------------------------- (Date) /s/ Randolph K. Repass ---------------------------------------- (Signature) Randolph K. Repass ---------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----