-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEM3JQ60rRiC/b7bQ/vsvsU57JSEOh5VssFfagLMHsXDPf5YqbZEBtW7nnKzTdMb CV2GYHGBr4Q7RYgs8ROjxQ== 0000950131-97-005265.txt : 19970827 0000950131-97-005265.hdr.sgml : 19970827 ACCESSION NUMBER: 0000950131-97-005265 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970826 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42825 FILM NUMBER: 97669844 BUSINESS ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAZEMINY NASSER J CENTRAL INDEX KEY: 0001005358 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: NJK HOLDING CORP STREET 2: 7803 GLENROY RD SUITE 300 CITY: BLOOMINGTON STATE: MN ZIP: 55439 BUSINESS PHONE: 2159635442 SC 13D/A 1 AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Sylvan Learning Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) --------------------------- (CUSIP Number) Christopher C. Cleveland, Esq. Briggs and Morgan, P.A. 2400 IDS Center Minneapolis, MN 55402 (612) 334-8400 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 1, 1997 ----------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Nasser J. Kazeminy ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 00 - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 1,041,881 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY None ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 1,041,881 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,041,881 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 3.8%/1/ - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! _____________________ 1 Based on 27,696,431 shares of Common Stock outstanding as of August 1, 1997, as represented by Sylvan Learning Systems, Inc. in its Form 10-Q for the quarter ended June 30, 1997. Page 3 of 4 STATEMENT PURSUANT TO RULE 13d-1 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Item 1. Security and Issuer This Schedule 13D relates to Common Stock, par value $.01 per share (the "Common Stock"), of Sylvan Learning Systems, Inc., a Maryland corporation ("Sylvan"). The principal executive offices of Sylvan are located at 1000 Lancaster Street, Baltimore, Maryland 21202. Item 2. Identity and Background (a) None: Nasser J. Kazeminy ---- (b) Residence: --------- (c) Principal Occupation: -------------------- Business Address: NJK Holding Corporation ---------------- 7803 Glenroy Road, Suite 300 Bloomington, MN 55439 (d) Convictions: None ----------- (e) Civil Proceedings: None ----------------- (f) Citizenship: U.S.A. ----------- Item 3. Source and Amount of Funds or Other Consideration Not applicable. Page 4 of 4 Item 4. Purpose of Transaction Not applicable. Item 5. Interest in Securities of the Issuer (a) The aggregate number of shares of Common Stock beneficially owned by the Reporting Person is 1,041,881 shares, or approximately 3.8% of the class of such securities. 71,362 of these shares are held by the 1995 Revocable Trust of Nasser J. Kazeminy. Beneficial ownership of such shares was acquired as described in Item 3 and Item 4 of Amendment No. 1 to this Schedule 13D, which Items are incorporated herein by reference. (b) The number of shares of Common Stock as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or direct the disposition, or shared power to dispose or direct the disposition for the Reporting Person is set forth in the cover page and such information is incorporated herein by reference. (c) On August 1, 1997, the Reporting Person disposed of 900,000 shares of Common Stock through an underwritten public offering of Sylvan Common Stock which included shares held by the Reporting Person and other selling stockholders. The Reporting Person reported the sale of 281,895 shares of Common Stock on June 5, 1997 in Amendment No. 1 to this Schedule 13D. There have been no other reportable transactions with respect to the Common Stock within the last 60 days by the Reporting Person. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to the Securities of the Issuer Not applicable. Item 7. Material Filed as Exhibits There are no Exhibits filed with this Amendment No. 2 to Schedule 13D. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 26, 1997 /s/ Nasser J. Kazeminy ---------------------- Nasser J. Kazeminy -----END PRIVACY-ENHANCED MESSAGE-----