-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IS1ip3w/Pq+xDLijdcTj4MuoN4ZJpgpgQ06y9k2HVeDXDIu0pxNlUvK9w6TDApk6 f5CwuNd/0j19F8BtC5zk5Q== 0000918507-97-000013.txt : 19970222 0000918507-97-000013.hdr.sgml : 19970222 ACCESSION NUMBER: 0000918507-97-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYLVAN LEARNING SYSTEMS INC CENTRAL INDEX KEY: 0000912766 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 521492296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42825 FILM NUMBER: 97531003 BUSINESS ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108438000 MAIL ADDRESS: STREET 1: 1000 LANCASTER ST CITY: BALTIMORE STATE: MD ZIP: 21202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERLANTI DONALD V CENTRAL INDEX KEY: 0000938459 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 320 PASEO DE PERALTA STREET 2: SUITE H CITY: SANTA FE STATE: NM ZIP: 87501 BUSINESS PHONE: 5059887006 SC 13G 1 SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SYLVAN LEARNING SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 871399 10 1 (CUSIP Number) Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 SCHEDULE 13G CUSIP No. 871399 10 1 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald V. Berlanti ###-##-#### ______________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / ______________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. ______________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 1,142,277 See Note 1 SHARES ____________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 103,500 See Note 2 EACH ____________________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON 1,142,277 See Note 1 WITH ____________________________________________________________ 8 SHARED DISPOSITIVE POWER 103,500 See Note 2 ______________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,245,777 ______________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / ______________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.3% See Note 3 ______________________________________________________________________ 12 TYPE OF REPORTING PERSON* IN ______________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 FOOTNOTES TO SCHEDULE 13G FOR DONALD V. BERLANTI Note 1. Consists of (a) 63,676 shares issuable upon the exercise of options and warrants owned directly by Donald V. Berlanti; (b) 932,173 shares owned by Quince Associates Limited Partnership, a partnership of which Donald V. Berlanti is the sole general partner; and (c) 146,428 shares issuable upon the exercise of options and warrants owned by Quince Associates Limited Partnership. Note 2. Consists of 103,500 shares owned by a charitable foundation of which Donald V. Berlanti is one of the directors and officers. Note 3. Percentage of Common Stock deemed to be outstanding at December 31, 1996, consisting of the shares of Common Stock outstanding 23,436,361 and 210,104 shares issuable upon the exercise of options and warrants. 3 Item 1. (a) Name of Issuer: SYLVAN LEARNING SYSTEMS, INC. (b) Address of Issuer's Principal Executive Offices: 9135 Guilford Road Columbia, MD 21046 Item 2. (a) Name of Person Filing: Donald V. Berlanti (b) Address of Principal Business Office or, if none, Residence: 320 Paseo de Peralta, Suite H Santa Fe, NM 87501 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 871399 10 1 Item 3. Not applicable Item 4. Ownership Reference is made to Items 5 through 11 on page 2. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification 4 By signing below, I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such a purpose or effect. Date: February 14, 1997 /s/ Donald V. Berlanti Name/Title: Donald V. Berlanti 5 -----END PRIVACY-ENHANCED MESSAGE-----