FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 05/09/2014 |
3. Issuer Name and Ticker or Trading Symbol
NEWFIELD EXPLORATION CO /DE/ [ NFX ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
employee stock option - right to buy(1) | 02/07/2009 | 02/07/2018 | common stock | 2,080 | $48.45 | D | |
Restricted Stock Unit(2) | 08/01/2012 | 08/01/2014 | common stock | 650 | $0 | D | |
Restricted Stock Unit(3) | 02/01/2013 | 02/01/2015 | common stock | 1,700 | $0 | D | |
Restricted Stock Unit(4) | 08/15/2012 | 08/15/2015 | common stock | 3,250 | $0 | D | |
Restricted Stock Unit(5) | 08/15/2013 | 02/01/2016 | common stock | 7,088 | $0 | D | |
Restricted Stock Unit(6) | 09/01/2014 | 09/01/2016 | common stock | 20,100 | $0 | D | |
Restricted Stock Unit(7) | 08/15/2014 | 08/15/2016 | common stock | 9,600 | $0 | D |
Explanation of Responses: |
1. Options were granted on February 7, 2008 under the Companys 2000 Omnibus Stock Plan and became exercisable in 20% increments on the first, second, third, fourth and fifth anniversary dates of the grant. |
2. Restricted Stock Units were granted on July 10, 2011 under the Companys 2011 Omnibus Stock Plan and vest in 33% increments on August 1, 2012, 2013 (not included as already vested) and 2014. |
3. Restricted Stock Units were granted on February 9, 2012 under the Companys 2011 Omnibus Stock Plan and vest in 33% increments on February 1, 2013, 2014 (not included as already vested) and 2015. |
4. Restricted Stock Units were granted on February 10, 2012 under the Companys 2011 Omnibus Stock Plan and vest in 25% increments on August 15, 2012, 2013 (not included as already vested), 2014 and 2015. |
5. Restricted Stock Units were granted on February 8, 2013 under the Companys 2011 Omnibus Stock Plan and vest in 25% increments on August 15, 2013 (not included as already vested), 2014 and 2015 and on February 1, 2016. |
6. Restricted Stock Units were granted on July 23, 2013 under the Companys 2011 Omnibus Stock Plan and vest in 33% increments on September 1, 2014, 2015 and 2016. |
7. Restricted Stock Units were granted on September 9, 2013 under the Companys 2011 Omnibus Stock Plan and vest in 33% increments on August 15, 2014, 2015 and 2016. |
/s/ Melissa L. Mong, as attorney-in-fact for Valerie A. Mitchell | 05/21/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |