-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjZqqPdsiIuSIHZggZBriNx+LdNHQB6kfJO3iH0GbqsU5b5uknwdA5ZZMppP2sth YctzMf38rAAzEkdE6iCMOA== 0000909654-01-500046.txt : 20010504 0000909654-01-500046.hdr.sgml : 20010504 ACCESSION NUMBER: 0000909654-01-500046 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FFLC BANCORP INC CENTRAL INDEX KEY: 0000912738 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 593204891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48395 FILM NUMBER: 1621367 BUSINESS ADDRESS: STREET 1: P O BOX 490420 CITY: LEESBURG STATE: FL ZIP: 34749-0420 BUSINESS PHONE: 352-787-3311 MAIL ADDRESS: STREET 1: P O BOX 490420 STREET 2: 800 NORTH BOULEVARD WEST CITY: LEESBURG STATE: FL ZIP: 34749-0420 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FFLC BANCORP INC CENTRAL INDEX KEY: 0000912738 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 593204891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 490420 CITY: LEESBURG STATE: FL ZIP: 34749-0420 BUSINESS PHONE: 352-787-3311 MAIL ADDRESS: STREET 1: P O BOX 490420 STREET 2: 800 NORTH BOULEVARD WEST CITY: LEESBURG STATE: FL ZIP: 34749-0420 SC 13G/A 1 fflcschedule13g.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* FFLC Bancorp, Inc. ---------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------------------------------ (Title of Class of Securities) 30242W-10-4 ---------------------------------------------------- (CUSIP Number) April 20, 2001 ----------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1 (b) /_/ Rule 13d-1 (c) /_/ Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 - -------------------------------------------------------------------------------- CUSIP NO. 30242W-10-4 13G Page 2 of 5 Pages - -------------------------- ------------------------ --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Federal Savings Bank of Lake County Employee Stock Ownership Plan - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /_/ (b) /_/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered stock savings institution's employee stock benefit plan organized in Florida. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 355,209 REPORTING ------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH 355,209 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 355,209 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.0% of 3,537,090 shares of Common Stock outstanding as of April 20, 2001. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! SEC 1745 (2-95) Page 2 of 5 pages 3 FIRST FEDERAL SAVINGS BANK OF LAKE COUNTY EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1(a) Name of Issuer: FFLC Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 800 North Boulevard West Post Office Box 490420 Leesburg, Florida 34749-0420 Item 2(a) Name of Person Filing: First Federal Savings Bank of Lake County Employee Stock Ownership Plan Trustee: The Bank of New York One Wall Street, 12th Floor New York, NY 10286 Item 2(b) Address of Principal Business Offices or, if none, Residence: 800 North Boulevard West Post Office Box 490420 Leesburg, Florida 34749-0420 Item 2(c) Citizenship: Federally chartered stock savings institution's employee stock benefit plan organized in Florida. Item 2(d) Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e) CUSIP Number: 30242W-10-4 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of April 20, 2001, the reporting person beneficially owned 355,209 shares of the issuer. This number of shares represents 10.0% of the common stock, par value $0.01, of the issuer, based upon 3,537,090 shares of such common stock outstanding as of April 20, 2001. As of April 20, 2001, the reporting person has sole power to vote or to direct the vote of 0 of the shares and shares voting power over 355,209 shares. The reporting person has the sole power to dispose or direct the disposition of 355,209 shares of common stock. SEC 1745 (2-95) Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A SEC 1745 (2-95) Page 4 of 5 pages 5 Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 3, 2001 -------------------------------------------- (Date) /s/ Jeff Salazar -------------------------------------------- (Signature) Jeff Salazar The Bank of New York, as Trustee FBO First Federal Savings Bank of Lake County ESOP ------------------------------------------------ (Name/Title) SEC 1745 (2-95) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----