-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L/eaZ0CUnN1SETxQIFrxT0Duj5pR30EyOL5GJIaofGAroYi/GrvfVQtrE8avqtrT quirOF+Ia4uUkvD5wKEEMQ== 0001193125-04-024173.txt : 20040217 0001193125-04-024173.hdr.sgml : 20040216 20040217080538 ACCESSION NUMBER: 0001193125-04-024173 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URBAN OUTFITTERS INC CENTRAL INDEX KEY: 0000912615 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 232003332 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43909 FILM NUMBER: 04602414 BUSINESS ADDRESS: STREET 1: 1809 WALNUT ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155642313 MAIL ADDRESS: STREET 1: 1809 WALNUT STREET STREET 2: 1809 WALNUT STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAYNE RICHARD A CENTRAL INDEX KEY: 0000940569 IRS NUMBER: 207365764 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1809 WALNUT STREET STREET 2: C/O URBAN OUTFITTERS CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155642313 MAIL ADDRESS: STREET 1: 1809 WALNUT STREET STREET 2: C/O URBAN OUTFITTERS CITY: PHILADELPHIA STATE: PA ZIP: 19103 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT #8 -RICHARD A. HAYNE Schedule 13G Amendment #8 -Richard A. Hayne

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES

13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 9)1

 

 

 

 

 

Urban Outfitters, Inc.


(Name of Issuer)

 

 

Common Shares


(Title of Class of Securities)

 

 

917047102


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

 


1The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

(Page 1 of 5 Pages)


CUSIP No. 917047102   13G   Page 2 of 5 Pages

 


  1.  

Name of Reporting Person

 

            Richard A. Hayne

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                13,199,900


  6.    Shared Voting Power

 

                5,955 (represents Reporting Person’s shares held in the Urban Outfitters, Inc. 401(k)             Plan as of January 31, 2004)


  7.    Sole Dispositive Power

 

                13,205,855


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            13,205,855

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

            Row 9 excludes 278,996 shares owned by Reporting Person’s spouse of which the

            Reporting Person disclaims beneficial ownership.

 

 

x


11.  

Percent of Class Represented by Amount in Row (9)

 

            33.1% (based on Common Shares outstanding as of January 31, 2004)

   

12.  

Type of Reporting Person*

 

            IN

   

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP NO. 917047102   13G   Page 3 of 5 Pages

 

SCHEDULE 13-G—TO BE INCLUDED IN STATEMENTS

FILED PURSUANT TO RULE 13d-1(c)

 

Item 1        

 

(a).

  

Name of Issuer:

 

Urban Outfitters, Inc.

         

Item 1        

 

(b).

  

Address of Issuer’s Principal Executive Offices:

 

1809 Walnut Street

Philadelphia, Pennsylvania 19103

         

Item 2        

 

(a).

  

Name of Person Filing:

 

Richard A. Hayne

         

Item 2        

 

(b).

  

Address of Principal Business Office or, if none, Residence:

 

1809 Walnut Street

Philadelphia, Pennsylvania 19103

         

Item 2        

 

(c).

  

Citizenship:

 

United States

         

Item 2        

 

(d).

  

Title of Class of Securities:

 

Common Shares

         

Item 2        

 

(e).

  

CUSIP Number:    

 

917047102

         

 

 


CUSIP NO. 917047102   13G   Page 4 of 5 Pages

Item 3.

 

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

    

Item 4.

   Ownership.          
     (a)   

Amount beneficially owned:

 

13,205,855 Common Shares (Excludes 278,996 shares owned by the Reporting Person’s spouse of which the Reporting Person disclaims beneficial ownership)

         
     (b)   

Percent of class:

 

33.1% (based on Common Shares outstanding as of January 31, 2004)

         
     (c)    Number of shares as to which the person has:          
          (i)    Sole power to vote or to direct the vote: 13,199,900          
          (ii)    Shared power to vote or to direct the vote: 5,955 (represents Reporting Person’s shares allocated pursuant to the Urban Outfitters, Inc. 401(k) Plan as of January 31, 2004)          
          (iii)    Sole power to dispose or to direct the disposition of: 13,205,855          
          (iv)    Shared power to dispose or to direct the disposition of: 0          

Item 5.

  

Ownership of Five Percent or Less of a Class.

 

Not applicable.

    

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Of the shares being reported as beneficially owned by the Reporting Person: (i) 940,668 shares are held by a trust of which the Reporting Person serves as co-trustee; (ii) 940,668 are held by another trust of which the Reporting Person serves as co-trustee; and (iii) 20,600 are held by The Hayne Foundation. Each of the entities described in (i), (ii) and (iii) of this Item 6 has the right to receive dividends from, and the proceeds from the sale of, such shares.

         

 


CUSIP NO. 917047102   13G   Page 5 of 5 Pages

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

Item 8.

  

Identification and Classification of Members of the Group.

 

Not applicable.

         

Item 9.

  

Notice of Dissolution of Group.

 

Not applicable.

         

Item 10.

  

Certification.

 

Not applicable.

         

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2004


Date

 

/s/    Richard A. Hayne         


Richard A. Hayne
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