-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DTQ+KlPo7tu2XvXex1dQcZO8FJpf0StJU1U3ySVkrKbpydl4gakADC5DJX53gRfk jdmVi+7QGiZAB7lWbIT89w== 0001005477-97-001276.txt : 19970507 0001005477-97-001276.hdr.sgml : 19970507 ACCESSION NUMBER: 0001005477-97-001276 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970506 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACE SECURITY INTERNATIONAL INC CENTRAL INDEX KEY: 0000912607 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 030311630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47985 FILM NUMBER: 97596401 BUSINESS ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 BUSINESS PHONE: 8024471503 MAIL ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOULD ROBERT P CENTRAL INDEX KEY: 0000941581 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 019327714 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 160 BENMONT AVE. CITY: BENNINTON STATE: VT ZIP: 05201 BUSINESS PHONE: 8024471503 MAIL ADDRESS: STREET 1: 209 KEITH HILLS RD CITY: LILLINGTON STATE: NC ZIP: 27546 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Mace Security International, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 554-335-109 - -------------------------------------------------------------------------------- (CUSIP Number) Jon E. Goodrich, CEO and President 160 Benmont Avenue Bennington, VT 05201 (802) 442-1504 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 14, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 554-335-109 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert P. Gould - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* N/A - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 136,444 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 2,970,388 Person -------------------------------------------------------- With 9 Sole Dispositive Power 136,444 -------------------------------------------------------- 10 Shared Dispositive Power 2,970,388 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,106,832 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 46% - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 5 amends Items 2, 5 and 6 of the reporting person's Schedule 13D, as amended. All capitalized terms shall have the meaning assigned to them in prior filings. Item 2. Identity and Background. Item No. 2 is amended as follows: On March 11, 1997, the reporting person resigned as director of the Company. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended as follows: (a) Since the prior filing, Mr. Gould transferred 66,000 shares of common stock not covered by the Agreement to family members, or a trust for the benefit of a family member. He currently owns 1,136,444 shares of the Company's common stock, 1,000,000 of which are covered by the Agreement. Currently, there are 6,825,000 shares of the Company's common stock, par value $.0l per share, issued and outstanding. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 is hereby amended as follows: Pursuant to the provisions of the Agreement, Mr. Gould has requested that 100,000 shares of his shares be withdrawn from the Agreement and Mr. Goodrich has requested that 600,000 of his shares be withdrawn from the Agreement. One million of his shares remain covered by the Agreement. No further action must be taken to affect the withdrawal. Consequently, the number of shares (including options exercisable within 60 days) subject to the Agreement is 2,970,388. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 29, 1997 /s/ Robert P. Gould ------------------------ ROBERT P. GOULD -----END PRIVACY-ENHANCED MESSAGE-----