-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WYwpbc5X4MKm8VB3cULv6ctIotLWYhZ0VQUuecQFrlRrDum+pTavDvq8x7nE2v11 Fw2LE0tWvzLaw6qxvSqgRw== 0000938492-99-000219.txt : 19990409 0000938492-99-000219.hdr.sgml : 19990409 ACCESSION NUMBER: 0000938492-99-000219 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990408 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACE SECURITY INTERNATIONAL INC CENTRAL INDEX KEY: 0000912607 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 030311630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47985 FILM NUMBER: 99589559 BUSINESS ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 BUSINESS PHONE: 8024471503 MAIL ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NAGELBERG DAVID S CENTRAL INDEX KEY: 0000909440 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O M H MEYERSON & CO STREET 2: 30 MONTGOMERY ST CITY: JERSEY CILTY STATE: NJ ZIP: 07302 BUSINESS PHONE: 2014346199 MAIL ADDRESS: STREET 1: C/O M.H. MEYERSON & CO INC STREET 2: 30 MONTGOMERY STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 SC 13G 1 SCHEDULE 13G ------------------------- OMB APPROVAL ------------------------- OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: August 31, 1999 WASHINGTON, DC 20549 Estimated average burden hours per form......14.90 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. *)1 MACE SECURITY INTERNATIONAL, INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 554335 10 9 - ------------------------------------------------------------------------------- (CUSIP Number) March 26, 1999 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) * This filing amends a Schedule 13D filed January 13, 1998. Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages - ------------------------------ ----------------------------- CUSIP No. 554335 10 9 13G Page 2 of 8 Pages - ------------------------------ ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) NAGELBERG FAMILY TRUST, DAVID AND BETTE NAGELBERG, TRUSTEES UA DTD SEPTEMBER 24, 1997 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 681,375 Shares EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 681,375 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 681,375 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.98% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - See Item 2 - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP No. 554335 10 9 13G Page 3 of 8 Pages - ------------------------------ ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) DAVID S. NAGELBERG - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 681,375 Shares EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 681,375 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 681,375 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.98% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP No. 554335 10 9 13G Page 4 of 8 Pages - ------------------------------ ----------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BETTE NAGELBERG - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 Shares SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 681,375 Shares EACH ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 Shares WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 681,375 Shares - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 681,375 Shares - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.98% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: The name of the issuer of the class of equity securities to which this statement relates is Mace Security International, Inc., a Delaware corporation ("Issuer"). Item 1(b). Address of Issuer's Principal Executive Offices: The Issuer's principal executive offices are located at 160 Benmont Avenue, Bennington, Vermont 05201. Item 2(a). Name of Person Filing: This statement is filed on behalf of: (i) Nagelberg Family Trust, David and Bette Nagelberg, Trustees under agreement dated September 24, 1997 ("Trust"); (ii) David S. Nagelberg, as trustee of the Trust; and (iii) Bette Nagelberg, as trustee of the Trust. David and Bette Nagelberg are husband and wife. Item 2(b). Address of Principal Business Office or, if none, Residence: The Trust, David S. Nagelberg and Bette Nagelberg each has a business address c/o M.H. Meyerson & Co., Inc., P.O. Box 2142, Rancho Santa Fe, California 92067-2142. Item 2(c). Citizenship: Each of David S. Nagelberg and Bette Nagelberg is a citizen of the United States. Item 2(d). Title of Class of Securities: The class of equity securities to which this statement relates is the common stock, par value $.01 per share, of the Issuer ("Common Stock"). The percentage of beneficial ownership reflected in this statement is based upon 6,825,000 shares of Common Stock outstanding at January 21, 1999, which number has been obtained from the Issuer's filings with the Securities and Exchange Commission. Item 2(e). CUSIP Number: The CUSIP Number assigned to the Common Stock is 554335 10 9. Page 5 of 8 Pages Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. |X| Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. (a) Amount beneficially owned: The Trust directly owns 681,375 shares of Common Stock, constituting approximately 9.98% of the shares of Common Stock outstanding. David S. Nagelberg and Bette Nagelberg, as Trustees of the Trust, share voting and dispositive power over the 681,375 shares of Common Stock held by the Trust. David S. Nagelberg and Bette Nagelberg share the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, the 681,375 shares of Common Stock held by the Trust. Page 6 of 8 Pages (b) Percent of class: See Item 4(a), above. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 shares (ii) Shared power to vote or to direct the vote: 681,375 shares (iii) Sole power to dispose or to direct the disposition of: 0 shares (iv) Shared power to dispose or to direct the disposition of: 681,375 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 6, 1999 ________________________________ David S. Nagelberg /s/ Bette Nagelberg ________________________________ Bette Nagelberg NAGELBERG FAMILY TRUST, DAVID AND BETTE NAGELBERG, TRUSTEES UA DTD SEPTEMBER 24, 1997 /s/ David S. Nagelberg By: ____________________________ David S. Nagelberg, Trustee /s/ Bette Nagelberg By: ____________________________ Bette Nagelberg, Trustee Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----