FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GIBRALTAR STEEL CORP [ Rock ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common stock | 03/31/2003(1) | J(1)5 | 2.8 | A | $18.27(1) | 1,286.27 | I | Gibraltar Steel Corp. 401(k) Savings Plan | |||||||
Common stock | 06/30/2003(2) | J(2)5 | 2.89 | A | $18.76(2) | 1,289.17 | I | Gibraltar Steel Corp. 401(k) Savings Plan | |||||||
Common stock | 09/30/2003(3) | J(3)5 | 2.81 | A | $21.98(3) | 1,291.97 | I | Gibraltar Steel Corp. 401(k) Savings Plan | |||||||
Common stock | 10/31/2003(4) | J(4)5 | 2.46 | A | $24.82(4) | 1,294.43 | I | Gibraltar Steel Corp. 401(k) Savings Plan | |||||||
Common stock | 655,527 | I | By Trust(5) | ||||||||||||
Common stock | 80,755 | D | |||||||||||||
Common stock | 7,005 | I | By Trust(6) | ||||||||||||
Common stock | 6,700 | I | By Trust(7) | ||||||||||||
Common stock | 90,880 | I | By Trust(8) | ||||||||||||
Common stock | 5,800 | I | By Trust(9) | ||||||||||||
Common stock | 5,940 | I | By Trust(10) | ||||||||||||
Common stock | 125,651 | I | Rush Creek Investment Co. L.P.(11) | ||||||||||||
Common stock | 10/31/2003 | S5 | 1,294.43 | D | $24.4 | 0 | I | Gibraltar Steel Corp. 401(k) Savings Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents the net effect of shares purchased and sold from January 1, 2003 through March 31, 2003 pursuant to the Gibraltar Steel Corporation 401(k) Savings Plan at an average price of $18.27 per share. |
2. Represents the net effect of shares purchased and sold from April 1, 2003 through June 30, 2003 pursuant to the Gibraltar Steel Corporation 401(k) Savings Plan at an average price of $18.76 per share. |
3. Represents the net effect of shares purchased and sold from July 1, 2003 through September 30, 2003 pursuant to the Gibraltar Steel Corporation 401(k) Savings Plan at an average price of $21.98 per share. |
4. Represents the net effect of shares purchased and sold from October 1, 2003 through October 31, 2003 pursuant to the Gibraltar Steel Corporation 401(k) Savings Plan at an average price of $24.82 per share. |
5. Represents shares held by a trust for the benefit of reporting person, of which he serves as one of three trustees and shares voting and investment power. |
6. Shares held by trust for the benefit of a child (Katherine Victoria) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
7. Represents shares held by trust for the benefit of a child (Kenneth E. Lipke) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
8. Represents shares held by trust for the benefit of insiders of Gibraltar Steel Corporation, of which the reporting person serves as one of five trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
9. Represents shares held by trust for the benefit of a child (Erica Rae) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
10. Represents shares held by trust for the benefit of a child (Elissa Kristina) of an insider of Gibraltar Steel Corporation, of which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. |
11. Shares held indirectly representing the pecuniary interest of reporting person in shares of Gibraltar Steel Corporation common stock held by Rush Creek Investment Co., LP. The reporting person disclaims beneficial interest in such shares, except to the extent of his beneficial interest. |
/s/Janet N. Gabel, Attorney in fact for Neil E. Lipke | 02/13/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |