0001062993-23-021932.txt : 20231205 0001062993-23-021932.hdr.sgml : 20231205 20231205170347 ACCESSION NUMBER: 0001062993-23-021932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 231467465 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-01 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 SOUTH ALAMEDA ST LOS ANGELES CA 90021 1 1 1 0 Chief Creative Officer 0 Common Stock 2023-12-01 4 S 0 150000 22.7080 D 1231700 I by ENRG Capital Holdings, LLC Common Stock 2023-12-04 4 S 0 150000 22.5193 D 1081700 I by ENRG Capital Holdings, LLC Common Stock 327884 D Common Stock 10478105 I by Paul Marciano Trust Common Stock 170666 I by G Financial Holdings, LLC Common Stock 339005 I by G Financial Holdings II, LLC Common Stock 4625109 I by Maurice Marciano Trust Common Stock 103801 I by Next Step Capital, LLC ( Common Stock 554940 I by Next Step Capital II, LLC Common Stock 105977 I by Exempt Gift Trust Common Stock 370309 I by Nonexempt Gift Trust The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.6050 to $22.8300. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Shares are held by ENRG Capital Holdings, LLC (previously known as NRG Capital Holdings, LLC). The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.3650 to $22.8000. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Shares are held by the Paul Marciano Trust dated, 2/20/86. Shares are held by G Financial Holdings, LLC. Shares are held by G Financial Holdings II, LLC. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest. Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the person's pecuniary interest therein. Jason T. Miller (attorney-in-fact) 2023-04-05