0001140361-14-043324.txt : 20141124
0001140361-14-043324.hdr.sgml : 20141124
20141124194852
ACCESSION NUMBER: 0001140361-14-043324
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141120
FILED AS OF DATE: 20141124
DATE AS OF CHANGE: 20141124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/
CENTRAL INDEX KEY: 0000912093
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942579683
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0629
BUSINESS ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4085465000
MAIL ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLLACK ANDREW R
CENTRAL INDEX KEY: 0001510422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22874
FILM NUMBER: 141247585
MAIL ADDRESS:
STREET 1: C/O JDS UNIPHASE CORPORATION
STREET 2: 430 N MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
doc1.xml
FORM 4
X0306
4
2014-11-20
0
0000912093
JDS UNIPHASE CORP /CA/
JDSU
0001510422
POLLACK ANDREW R
430 N MCCARTHY BOULEVARD
MILPITAS
CA
95035
0
1
0
0
SVP, General Counsel
Common Stock
2014-11-20
4
M
0
2093
0
A
2093
D
Common Stock
2014-11-20
4
F
0
787
13.50
D
1306
D
Common Stock
2014-11-21
4
S
0
1306
13.4673
D
0
D
Common Stock
2014-11-22
4
M
0
2512
0
A
2512
D
Common Stock
2014-11-22
4
F
0
945
13.38
D
1567
D
Common Stock
2014-11-24
4
S
0
1567
13.3465
D
0
D
Restricted Stock Unit
0
2014-11-20
4
M
0
2093
0
D
2014-11-20
Common Stock
2093
14657
D
Restricted Stock Unit
0
2014-11-22
4
M
0
2512
0
D
2014-11-22
Common Stock
2512
7538
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.39 to $13.59 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.24 to $13.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
/s/ Nina Chellew, Global Equity Plan Manager, Attorney-in-fact
2014-11-24