0001140361-14-034206.txt : 20140826 0001140361-14-034206.hdr.sgml : 20140826 20140826163620 ACCESSION NUMBER: 0001140361-14-034206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCRIVANICH LUKE M CENTRAL INDEX KEY: 0001556374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 141065620 MAIL ADDRESS: STREET 1: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0306 4 2014-08-22 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001556374 SCRIVANICH LUKE M 430 N MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 SVP, OSP Common Stock 2014-08-22 4 M 0 754 0 A 21075 D Common Stock 2014-08-22 4 F 0 284 11.53 D 20791 D Common Stock 2014-08-25 4 S 0 470 11.6338 D 20321 D Restricted Stock Unit 0 2014-08-22 4 M 0 754 0 D 2014-08-22 Common Stock 754 3015 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.615 to $11.66 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Sheri Piazza, Manager, Global Stock Plans, Attorney-in-fact 2014-08-26