SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Berg Helmut K

(Last) (First) (Middle)
C/O JDS UNIPHASE CORPORATION
430 N MCCARTHY BOULEVARD

(Street)
MILPITAS CA 95035

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/17/2007
3. Issuer Name and Ticker or Trading Symbol
JDS UNIPHASE CORP /CA/ [ JDSU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,580 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right-to-Buy) (1) 08/26/2013 Common Stock 47,500 $12.08 D
Non-Qualified Stock Option (Right-to-Buy) (1) 05/16/2014 Common Stock 40,000 $22.8 D
Restricted Stock Unit (2) 08/26/2013 Common Stock 18,282 $0 D
Restricted Stock Unit (3) 05/16/2014 Common Stock 5,334 $0 D
Restricted Stock Unit (4) 05/16/2014 Common Stock 2,000 $0 D
Explanation of Responses:
1. 25% of the shares subject to the option vest one year from date of grant. Thereafter, 6.25% of the shares subject to the option vest quarterly in 12 quarters.
2. Each unit converts upon vesting to a share of common stock. Units vest at the rate of 25% per year for 4 years.
3. Each unit converts upon vesting to a share of common stock. Units vest at the rate of 1/3rd of the total grant annually for 3 years from the date of grant.
4. The Restricted Stock Unit award is earned and vests subject to achievement of certain performance criteria. The number of units earned will be determined on August 2007 Compensation Committee meeting. Should the performance criteria be achieved, the earned units will vest 1/3rd upon determination date, 1/3rd each year that follows the determination date. Each earned unit converts upon vesting to a right to receive one share of JDSU common stock.
Remarks:
/s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 05/25/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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