0000912093-20-000125.txt : 20201201 0000912093-20-000125.hdr.sgml : 20201201 20201201194906 ACCESSION NUMBER: 0000912093-20-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201128 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RONDINONE RALPH CENTRAL INDEX KEY: 0001635083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 201362111 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE STREET 2: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 6001 AMERICA CENTER DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95002 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 wf-form4_160687012978144.xml FORM 4 X0306 4 2020-11-28 0 0000912093 VIAVI SOLUTIONS INC. VIAV 0001635083 RONDINONE RALPH C/O VIAVI SOLUTIONS INC. 6001 AMERICA CENTER DRIVE, 6TH FLOOR SAN JOSE CA 95002 0 1 0 0 SVP Global Operations NSE Common Stock 2020-11-28 4 M 0 5024 0 A 32422 D Common Stock 2020-11-28 4 F 0 2228 13.96 D 30194 D Common Stock 2020-12-01 4 S 0 2796 13.64 D 27398 D Restricted Stock Units 0.0 2020-11-28 4 M 0 2512 0 D 2020-11-28 Common Stock 2512.0 7538 D Restricted Stock Units 0.0 2020-11-28 4 M 0 2512 0 D 2020-11-28 Common Stock 2512.0 17588 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. This transaction was executed in multiple trades at prices ranging from $13.58 to $13.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. There are no expiration dates on RSUs. /s/ Chris Domingue, Attorney-in-Fact 2020-12-01