-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UquddfcGNpreXCW0i/fmQbvrNHELYCESsnk4dyyf/UkSsigqfnAjayfDhb6r1G8q F8aYlHZIxpB03f357sWIHw== 0000950159-04-000667.txt : 20040715 0000950159-04-000667.hdr.sgml : 20040715 20040715152804 ACCESSION NUMBER: 0000950159-04-000667 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040715 GROUP MEMBERS: GOODWOOD INC. GROUP MEMBERS: PETER PUCCETTI FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MacDonald Cameron CENTRAL INDEX KEY: 0001289906 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 416-203-2922 MAIL ADDRESS: STREET 1: 212 KING ST. WEST, SUITE 201 CITY: TORONTO STATE: A6 ZIP: M5H 1K5 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51345 FILM NUMBER: 04915750 BUSINESS ADDRESS: STREET 1: 12901 HUTTON DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 972-241-4080 MAIL ADDRESS: STREET 1: 12901 HUTTON DRIVE STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75234 SC 13G/A 1 kmz13ga.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _________________________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Natural Health Trends Corp. (Name of Issuer) Common Stock, $.001 par value per share ---------------------------------------------------------- (Title of Class of Securities) 63888P103 ---------------------------------------------------------- (CUSIP NUMBER) May 5, 2004 ---------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS: Goodwood Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) 0 (b) |X| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 0 SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------------- 6. SHARED VOTING POWER 285,200 - -------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 285,200 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 285,200 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! -2- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS: Cameron MacDonald I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) 0 (b) |X| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 17,000 SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------------- 6. SHARED VOTING POWER 285,200 - -------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 17,000 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 285,200 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 302,200 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! -3- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS: Peter Puccetti I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) 0 (b) |X| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 0 SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------------- 6. SHARED VOTING POWER 285,200 - -------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 285,200 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 285,200 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! -4- Item 1(a). Name of Issuer: Natural Health Trends Corp. Item 1(b). Address of Issuer's Principal Executive Offices: 12901 Hutton Drive Dallas, Texas 75234 Item 2(a). Name of Persons Filing: This Schedule 13G is being filed with respect to shares of Common Stock of the Issuer which are beneficially owned by Goodwood Inc. ("Goodwood"), Cameron MacDonald and Peter Puccetti (collectively, the "Reporting Persons"). Item 2(b). Address of Principal Business Office or, if None, Residence: The principal business address of each of the Reporting Persons is: 212 King Street West, Suite 201 Toronto, Canada M5H 1K5 Item 2(c). Citizenship: Each of Mr. MacDonald and Mr. Puccetti is a Canadian citizen. Goodwood is organized in Canada. Item 2(d). Title of Class of Securities: Common Stock, $.001 par value per share Item 2(e). CUSIP Number: 63888P103 -5- Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not Applicable (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Exchange Act; (e) [ ] Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] Saving Association as defined in Section 3(b) of The Federal Deposit Insurance Act; (i) [ ] Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: Goodwood: 285,200 Mr. MacDonald: 302,200 Mr. Puccetti: 285,200 (b) Percent of Class: Goodwood: 5.2% Mr. MacDonald: 5.6% Mr. Puccetti: 5.2% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: Goodwood: 0 Mr. MacDonald: 17,000 Mr. Puccetti: 0 -6- (ii) Shared power to vote or to direct the vote: Goodwood: 285,200 Mr. MacDonald: 285,200 Mr. Puccetti: 285,200 (iii) Sole power to dispose or direct the disposition of: Goodwood: 0 Mr. MacDonald: 17,000 Mr. Puccetti: 0 (iv) Shared power to dispose or to direct the disposition of: Goodwood: 285,200 Mr. MacDonald: 285,200 Mr. Puccetti: 285,200 Goodwood does not directly own any shares of Common Stock. Goodwood acts as the investment manager of each of Goodwood Fund, Arrow Goodwood Fund, Goodwood Capital Fund, Goodwood Fund 2.0 and KBSH Goodwood Fund and is deemed to beneficially own the 285,200 shares of Common Stock beneficially held by them. Mr. MacDonald and Mr. Puccetti control Goodwood Inc. and are thereby deemed to beneficially own 285,200 shares of Common Stock. In addition, Mr. MacDonald, as sole owner of BC 628088 Ltd., beneficially owns 17,000 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable -7- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -8- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 14, 2004 GOODWOOD INC. By: /s/ Cameron MacDonald ----------------------------- Name: Cameron MacDonald Title: President CAMERON MACDONALD By: /s/ Cameron MacDonald ----------------------------- Name: Cameron MacDonald PETER PUCCETTI By: /s/ Peter Puccetti ----------------------------- Name: Peter Puccetti Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001). -9- EXHIBIT A AGREEMENT JOINT FILING OF SCHEDULE 13G The undersigned hereby agree jointly to prepare and file with regulatory authorities a Schedule 13G and any amendments thereto reporting each of the undersigned's ownership of securities of Natural Health Trends Corp. and hereby affirm that such Schedule 13G is being filed on behalf of each of the undersigned. Date: July 14, 2004 Goodwood Inc. By: /s/ Cameron MacDonald ------------------------- Name: Cameron MacDonald Title: President Cameron MacDonald /s/ Cameron MacDonald ------------------------- Cameron MacDonald Peter Puccetti /s/ Peter Puccetti ------------------------- Peter Puccetti -10- -----END PRIVACY-ENHANCED MESSAGE-----