0001209191-15-065157.txt : 20150811
0001209191-15-065157.hdr.sgml : 20150811
20150811143953
ACCESSION NUMBER: 0001209191-15-065157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150807
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSOCIATED ESTATES REALTY CORP
CENTRAL INDEX KEY: 0000911635
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 341747603
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 AEC PARKWAY
CITY: RICHMOND HEIGHTS
STATE: OH
ZIP: 44143-1550
BUSINESS PHONE: 2162615000
MAIL ADDRESS:
STREET 1: 1 AEC PARKWAY
CITY: RICHMOND HEIGHTS
STATE: OH
ZIP: 44143-1550
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN JEFFREY I
CENTRAL INDEX KEY: 0000940542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12486
FILM NUMBER: 151043557
MAIL ADDRESS:
STREET 1: 5025 SWETLAND COURT
CITY: CLEVELAND
STATE: OH
ZIP: 44143
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-07
1
0000911635
ASSOCIATED ESTATES REALTY CORP
AEC
0000940542
FRIEDMAN JEFFREY I
1 AEC PARKWAY
RICHMOND HEIGHTS
OH
44143-1467
1
1
0
0
Chairman, President & CEO
Common Shares, without par value
2015-08-07
4
D
0
5685
28.75
D
0
I
Family Charitable Trust
Common Shares, without par value
2015-07-01
5
G
0
E
14647
0.00
D
363874
D
Common Shares, without par value
2015-07-02
5
G
0
E
13873
0.00
D
350001
D
Common Shares, without par value
2015-08-07
4
D
0
350001
28.75
D
0
D
Common Shares, without par value
2015-07-01
5
G
0
E
1000
0.00
D
100000
I
By wife
Common Shares, without par value
2015-08-07
4
D
0
100000
28.75
D
0
I
By wife
Common Shares, without par value
2015-08-07
4
D
0
21823.3152
28.75
D
0
I
401(k)
Deferred Share Units
2015-08-07
4
D
0
279380
28.75
D
Common Share
279380
0
D
Employee Stock Options
15.29
2015-08-07
4
D
0
61286
13.46
D
2022-02-15
Common Shares
61286
0
D
Empoyee Stock Options
11.26
2015-08-07
4
D
0
125000
17.49
D
2016-02-27
Common Shares
125000
0
D
Disposed of pursuant to a merger agreement among the Issuer, BSREP II Aries Pooling LLC and BSREP II Aries DE Merger Sub Inc. in exchange for the right to receive $28.75 in cash per share.
Balance as of August 6, 2015
Deferred compensation held under the Issuer's deferred compensation plans ("DSUs").
Each DSU was the economic equivalent of one Issuer common share, and were initially payable pursuant to the Reporting Person's deferred compensation elections.
Includes DSUs acquired pursuant to dividend reinvestment.
Disposed of pursuant to a merger agreement among the Issuer, BSREP II Aries Pooling LLC and BSREP II Aries DE Merger Sub Inc. in exchange for the right to receive $28.75 in cash per DSU.
Options were fully vested.
Disposed of pursuant to a merger agreement among the Issuer, BSREP II Aries Pooling LLC and BSREP II Aries DE Merger Sub Inc. in exchange for the right to receive $13.46 per share underlying the stock options, representing the spread between the exercise price and the merger price of $28.75 per share.
Disposed of pursuant to a merger agreement among the Issuer, BSREP II Aries Pooling LLC and BSREP II Aries DE Merger Sub Inc. in exchange for the right to receive $17.49 per share underlying the stock options, representing the spread between the exercise price and the merger price of $28.75 per share.
/s/ Sue Bozek, as Attorney-In-Fact
2015-08-11