SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MESSINA DANA

(Last) (First) (Middle)
11150 SANTA MONICA BLVD
SUITE 700

(Street)
LOS ANGELES CA 90025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STEINWAY MUSICAL INSTRUMENTS INC [ LVB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Common Stock, par value $.001 09/04/2013 M 30,000 A $22.67 177,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 S 30,000 D $40.23 147,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 M 10,400 A $32.03 157,971 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 S 10,400 D $40.23 147,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 M 30,000 A $26.99 177,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 S 30,000 D $40.23 147,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 M 48,000 A $11.2 195,571 D(5)
Ordinary Common Stock, par value $.001 09/04/2013 S 48,000 D $40.23 147,571 D(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $22.67 09/04/2013 M 30,000 (1) 12/19/2013 Ordinary Common Stock, par value $.001 30,000 $0 0 D
Stock Options (Right to Buy) $32.03 09/04/2013 M 10,400 (2) 03/30/2017 Ordinary Common Stock, par value $.001 10,400 $0 0 D
Stock Options (Right to Buy) $26.99 09/04/2013 M 30,000 (3) 06/06/2018 Ordinary Common Stock, par value $.001 30,000 $0 0 D
Stock Options (Right to Buy) $11.2 09/04/2013 M 48,000 (4) 09/04/2019 Ordinary Common Stock, par value $.001 48,000 $0 12,000 D
Explanation of Responses:
1. Exercisable for 20% of the grant on each one year anniversary of the date of grant (9/19/2003).
2. Exercisable for 20% of the grant on each one year anniversary of the date of grant (3/30/2007). On June 2, 2011, all unvested stock options became vested.
3. Exercisable for 20% of the grant on each one year anniversary of the date of grant (6/06/2008). On June 2, 2011, all unvested stock options became vested.
4. Exercisable for 20% of the grant on each one year anniversary of the date of grant (9/04/2009). On June 2, 2011, all unvested stock options became vested.
5. Includes 1,131 shares of Ordinary Common Stock owned by Kirkland Messina, Inc., which may be deemed to be beneficially owned by Dana Messina.
/s/Dana Messina 09/06/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.