-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZqYopKgih6ec0ybjvXGR3FpmiHzP+1ciaBcox1p62lGMfDziFpZOreV0C6I3nXm 3XTBrzzyJ613WklC3o28hg== 0000734072-97-000200.txt : 19970603 0000734072-97-000200.hdr.sgml : 19970603 ACCESSION NUMBER: 0000734072-97-000200 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970602 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-13157 FILM NUMBER: 97618159 BUSINESS ADDRESS: STREET 1: P O BOX 23972 CITY: MILWAUKEE STATE: WI ZIP: 53223-0972 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: P O BOX 23972 CITY: MILWAUKEE STATE: WI ZIP: 53223-0972 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEERING MANAGEMENT CORP /ADV CENTRAL INDEX KEY: 0000734072 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 131961193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177427825 FORMER COMPANY: FORMER CONFORMED NAME: PIONEERING MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19930824 SC 13G 1 SCHEDULE 13G A.O. SMITH CORPORATION SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Under the Securities and Exchange Act of 1934 (Amendment No. 2 ) A.O. SMITH CORPORATION (Name of Issuer) Common (Title of Class of Securities ) 831865209 (CUSIP NUMBER) 1) Name of Reporting SS or IRS Identification Pioneering Management Nos. of Above Persons Corporation 2) Check the Appropriate Box (a) of A Member of Group (See Instructions) (b) X 3) SEC Use Only 4) Citizenship of Place of Organization Number of (5) Sole Voting Power 1427100 Shares Beneficially Owned (6) Shared Voting Power 0 by Each Reporting Person With (7) Sole Dispositive 0 Power (8) Shared Dispositive 1427100 Power 9) Aggregate Amount Bene- 1427100 ficially Owned by Each Reporting Person 10) Check if the aggregate Amount in Row (9) Ex- clude Certain Shares (See Instructions) 11) Percent of Class Represented By Amount in Row 9. 10.80% 12) Type of Reporting Person (See Instructions) IA Item 1(a) Name of Issuer. A.O. SMITH CORPORATION Item 1(b) Address of User's Principal Executive Office's Mr. G. R. Bomberger Chief Financial Officer A.O. SMITH CORPORATION PO Box 23972 Milwaukee, WI 53223-0972 Item 2(a) Name of Person Filing. Pioneering Management Corporation Item 2(b) Address of Principal Business Office: 60 State Street, Boston, MA 02109 Item 2(c) Citizenship: State Of Delaware - Pioneering Management Corporation. Item 2(d) Title of Class of Securities. Common Stock Item 2(e) CUSIP Number. 831865209 Item 3 The person filing this statement pursuant to Rule 13-1(b) or 13d-2 is: (a) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership (a) Amount Beneficially Owned 1427100 (b) Percent of Class 10.80% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote 1427100 (ii) shared power to vote or to direct vote 0 (iii) sole power to dispose or to direct disposition of 0 (iv) shared power to dispose or to direct disposition 1427100 Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of the Group. Inapplicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transactions having such purposes or effect. After reasonable inquiry and to the best of my knowledge and believe, I certify that the information set forth in this statement is true, complete and correct. June 2, 1997 Date /s/Robert P. Nault Signature Robert P. Nault Assistant Secretary Type Name and Title -----END PRIVACY-ENHANCED MESSAGE-----