-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fh3KBmMGL+4f2EJqNNXSefjFXDh1XhwBCZRnH8VDz5GduvHzCqQS52kxdKWAk9Dq Rrx6Fv5dS3NkIi2s6EceNQ== 0000729057-96-000196.txt : 19960216 0000729057-96-000196.hdr.sgml : 19960216 ACCESSION NUMBER: 0000729057-96-000196 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-13157 FILM NUMBER: 96518914 BUSINESS ADDRESS: STREET 1: 11270 W PARK PL STE 1200 CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 W PARK PL STREET 2: STE 1200 CITY: MILWAUKEE STATE: WI ZIP: 53224 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 221211670 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLZ STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 A fee is being paid with this statement. Name of Issuer: SMITH A.O. CORP ____________________________________________________________________ Title of Class of Securities: Common Stock CUSIP Number: 831865209 1) NAME OF I.R.S. IDENTIFICATION NO. OF REPORTING PERSON The Prudential Insurance Company of America 22-1211670 2) MEMBER OF A GROUP: (a) N/A (b) N/A 3) SEC USE ONLY: 4) PLACE OF ORGANIZATION: A mutual insurance company organized under the laws of the State of New Jersey NUMBERS OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH: 5) Sole Voting Power: 471,900 See Exhibit A 6) Shared Voting Power: 495,800 See Exhibit A 7) Sole Dispositive Power: 471,900 See Exhibit A 8) Shared Dispositive Power: 499,700 See Exhibit A 9) AGGREGATE AMOUNT BENEFICIALLY OWNED: 971,600 See Exhibit A 10) AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES: N/A 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 6.5See Exhibit A 12) TYPE OF REPORTING PERSON: BD, IC, IA ITEM 1(a). NAME OF ISSUER: SMITH A.O. CORP ITEM 1(b). ADDRESS OF ISSUER'S EXECUTIVE OFFICES: 11270 W. Park Place Suite 1200 Milwaukee, WI 53224 ITEM 2(a). NAME OF PERSON FILING: The Prudential Insurance Company of America ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: Prudential Plaza Newark, New Jersey 07102-3777 ITEM 2(c). CITIZENSHIP: A mutual insurance company organized under the laws of the State of New Jersey ITEM 2(d). TITLE OF CLASS SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: 831865209 ITEM 3. The Person filing this statement is an Insurance Company as defined in Section 3(a)(19) of the Securities Exchange Act of 1934, a Broker-Dealer registered under Section 15 of that Act and an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. ITEM 4. OWNERSHIP: (a) Number of Shares Benefically Owned: 971,600 See Exhibit A (b) Percent of Class: 6.5 See Exhibit A Number (c) Powers Of Shares --------------------- --------- Sole power to vote or 471,900 See Exhibit A to direct the vote Shared power to vote or 495,800 See Exhibit A to direct the vote Sole power to dispose or 471,900 See Exhibit A to direct disposition Shared power to dispose 499,700 See Exhibit A or to direct disposition ITEM 5. OWNERSHIP OF 5% OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON: See Exhibit A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE ULTIMATE PARENT COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable ITEM 10. CERTIFICATION: By signing below, The Prudential Insurance Company of America certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were note acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. The filing of this statement should not be construed as an admission that Prudential is, for purposes of Sections 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of such shares. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, The Prudential Insurance Company of America certifies that the information set forth in this statement is true, complete and correct. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA By: Derek D. Burke Director, Securities Law Compliance Date: February 14, 1996 As of: December 31, 1995 Exhibit A --------- ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON: ------------------------------------------------------ The Prudential Insurance Company of America ("Prudential") presently holds 76,100 shares of Issuer's common stock for the benefit of its general account. In addition, Prudential may have direct or indirect voting and/or investment discretion over 895,500 shares which are held for the benefit of its clients by its separate accounts, externally managed accounts, registered investment companies, subsidiaries and/or other affiliates. Prudential is reporting the combined holdings of these entities for the purpose of administrative convenience. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer. The filing of this statement should not be construed as an admission that Prudential is, for the purposes of Sections 13 or 16 of the Securities Exchange Act of 1934, the beneficial owner of these shares. -----END PRIVACY-ENHANCED MESSAGE-----