0000091142-21-000154.txt : 20211123 0000091142-21-000154.hdr.sgml : 20211123 20211123180534 ACCESSION NUMBER: 0000091142-21-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kempken Daniel L CENTRAL INDEX KEY: 0001522653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 211440268 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wf-form4_163770870951582.xml FORM 4 X0306 4 2021-11-22 0 0000091142 SMITH A O CORP AOS 0001522653 Kempken Daniel L A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Vice President Common Stock 2021-11-22 4 M 0 2300 17.462 A 9801 D Common Stock 2021-11-22 4 S 0 2300 82.88 D 7501 D Employee Stock Options (Right to Buy) 17.462 2021-11-22 4 M 0 2300 0 D 2023-02-11 Common Stock 2300.0 48310 D The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014. James F. Stern, Attorney-in-Fact for Daniel L. Kempken 2021-11-23